|
PRINTED 8/10/2009
<br />2009 CASH AND
<br />INVESTMENT ACTIVITY
<br />BV
<br />STATED
<br />PRIN
<br />SOLD/
<br />PRIN
<br />CITY
<br />MAT
<br />SECURITY
<br />BAL
<br />PURCH
<br />MATURE
<br />BAL
<br />INVEST#
<br />DATE
<br />BROKER
<br />DESCRIP
<br />CUSIP
<br />1/1/2009
<br />2009
<br />2009
<br />12/31/2009
<br />PAR
<br />YTM
<br />081218D
<br />3/3/2016
<br />Northland
<br />FNMA
<br />3136F8530
<br />100,000.00
<br />100,000.00
<br />0.00
<br />100,000
<br />4.63%
<br />071029
<br />10/29/2017
<br />Northland
<br />FHLMC
<br />3128X6 -Q6-4
<br />750,000.00
<br />750,000.00
<br />0.00
<br />750,000
<br />5.25%
<br />080213
<br />2/13/2018
<br />Northland
<br />FHLB
<br />3133X9KX1
<br />1,000,000.00
<br />1,000,000.00
<br />0.00
<br />1,000,000
<br />5.10%
<br />080619A
<br />6/15/2018
<br />Northland.
<br />FHLMC
<br />3133FO-T6-6
<br />750,000.00
<br />0.00
<br />750,000.00
<br />750,000
<br />4.50%
<br />090203B
<br />12/15/2018
<br />Northland
<br />FHLMC REMIC
<br />31397B -MQ -1
<br />339,827.88
<br />73,727.44
<br />266,100.44
<br />339,828
<br />5.75%
<br />090420A
<br />1211512018
<br />Northland
<br />BURLINGTON VT PL
<br />122062 -MJ -8
<br />125,000.00
<br />0.00
<br />125,000.00
<br />125,000
<br />3.26%
<br />090420B
<br />12/15/2018
<br />Northland
<br />BURLINGTON VT PL
<br />022062 -ML -3
<br />200,000.00
<br />0.00
<br />200,000.00
<br />200,000
<br />3.75%
<br />080115
<br />1/22/2020
<br />Northland
<br />FNMA
<br />3136F8H24
<br />320,000.00
<br />320,000.00
<br />0.00
<br />320,000
<br />5.05%
<br />12,430,100.89
<br />040630C
<br />3/1/2009
<br />Wells Fargo
<br />FHLMS
<br />31282VAJ4
<br />183,990.51
<br />183,990.09
<br />0.42
<br />490,584
<br />4.03%
<br />040923
<br />6/1/2009
<br />Wells Fargo
<br />FHLMC GOLD
<br />31282VA39
<br />78,158.48
<br />78,158.92
<br />-0.44
<br />256,994
<br />3.88%
<br />-0.02
<br />061017
<br />3/22/2010
<br />VILLAGE
<br />CD -VILLAGE BANK
<br />40856
<br />523,905.46
<br />0.00
<br />523,905.46
<br />500,000
<br />4.70%
<br />090311
<br />4/9/2009
<br />VILLAGE
<br />CD'-CDARs Program
<br />2,000,000.00
<br />2,000,000.00
<br />0.00
<br />2,000,000
<br />1.50%
<br />090528G
<br />5/28/2010
<br />VILLAGE
<br />CD'-CDARs Program
<br />1,000,000.00
<br />0.00
<br />1;000,000.00
<br />1,000,000
<br />2.15%
<br />090416
<br />5/14/2009
<br />VILLAGE
<br />CD'-CDARs Program
<br />7,007,999.64
<br />7,007,999.64
<br />0.00
<br />7,000,000
<br />1.50"/
<br />070322
<br />3/30/2010
<br />VILLAGE
<br />CD -VILLAGE BANK
<br />40861
<br />558,356.00-
<br />0.00
<br />558,356.00
<br />500,000
<br />4.70%
<br />080211A
<br />4/13/2009
<br />VILLAGE
<br />CD -VILLAGE BANK
<br />40618
<br />2,000,000.00
<br />2,000,000.00
<br />0.00
<br />2,000,000
<br />4.00%
<br />080219
<br />4/20/2009
<br />VILLAGE
<br />CD -VILLAGE BANK
<br />40627
<br />2,000,000.00
<br />2,000,000.00
<br />0.00
<br />2,000,000
<br />4.00%
<br />'080229
<br />2/28/2009
<br />VILLAGE
<br />CD -VILLAGE BANK
<br />1,000,000.00
<br />1,000,000.00
<br />0.00
<br />1,000,000
<br />3.60%
<br />2,082,261.46
<br />971212
<br />11/28/2002
<br />UBS
<br />CD -FNB KEYSTONE,
<br />320950AJ7R
<br />96,000.00
<br />0.00
<br />96,000.00
<br />96,000
<br />6.25%
<br />090202
<br />1/12/2012
<br />UBS
<br />FHLB
<br />3133XSUF3
<br />750,000.00
<br />0.00
<br />750,000.00
<br />750,000
<br />1.37%
<br />031216
<br />3/15/2008
<br />UBS
<br />FHLMC
<br />3133FOE88
<br />-
<br />0.00
<br />0.00
<br />500,000.00
<br />3.65%
<br />990401
<br />3/15/2008
<br />UBS
<br />F14R 1471 G
<br />312914E42C
<br />0.00
<br />0.00
<br />275,000
<br />7.00%
<br />040622
<br />4/15/2008
<br />UBS
<br />FHLB
<br />3133MXYH6
<br />0.00
<br />0.00
<br />250,000
<br />3.50%
<br />040729
<br />5/5/2008
<br />UBS
<br />FHLB
<br />3133X6P26
<br />0.00
<br />0.00
<br />400,000
<br />3.94%
<br />060712
<br />11/12/2008
<br />UBS
<br />FNMA
<br />3136F5TR2
<br />-
<br />0.00
<br />0.00
<br />265,000
<br />5.60%
<br />050715
<br />3/10/2009
<br />UBS
<br />CD -CAPITAL ONE Bi
<br />5544624R9
<br />100,000.00
<br />100,000.00
<br />0.00
<br />100,000
<br />4.34%
<br />040511
<br />10/13/2009
<br />UBS
<br />FNMA
<br />3136F3JZ0
<br />-
<br />0.00
<br />0.00
<br />400,000
<br />4.63%
<br />051207A
<br />12/2/2009
<br />UBS
<br />FNMA
<br />3135AOCA5
<br />0.00
<br />0.00
<br />380,000
<br />5.13%
<br />040401B
<br />7/9/2010
<br />UBS
<br />FHLB
<br />31339YEG3
<br />0,00
<br />0.00
<br />250,000
<br />3.73% -
<br />030304A
<br />8/26/2010
<br />UBS
<br />CD -CAROLINA FIRS'
<br />143876CP3R
<br />0.00
<br />0.00
<br />96,000.00
<br />3.50%
<br />030304B
<br />8/26/2010
<br />UBS
<br />CD-SOUTHERNFINP
<br />84287ICZ6R
<br />0.00
<br />0.00
<br />65,000.00
<br />3.50%
<br />030304C
<br />8/27/2010
<br />UBS
<br />CD -MANUFACTURE:
<br />564759NFIR
<br />-
<br />0.00
<br />0.00
<br />96,000.00
<br />3.50%
<br />081217A
<br />12/17/2010
<br />_UBS
<br />CD -COLONIAL BAN]
<br />195554PTI
<br />96,000.00
<br />0.00
<br />96,000.00
<br />96,000.00
<br />3.75%
<br />041229
<br />12/29/2011
<br />UBS
<br />FHLMC
<br />3128X3V67
<br />-
<br />0.00
<br />0.00
<br />500,000
<br />5.00%
<br />051206A
<br />6/18/2013
<br />UBS
<br />FHLB
<br />31339XA61
<br />0.00
<br />0.00
<br />300,000
<br />5.67%
<br />051206B
<br />7/23/2013
<br />UBS
<br />FHLB
<br />31339YDF6
<br />-
<br />0.00
<br />0.00
<br />200,000
<br />5.68%
<br />050714
<br />10/15/2014
<br />UBS
<br />FHR 2877 LA
<br />31395HLHI
<br />351,575.97
<br />49,520.93
<br />302,055.04
<br />500,009
<br />4.22%
<br />030430B
<br />4/25/2018
<br />UBS
<br />FNR200341-JH
<br />31393BD36C
<br />42,208.29
<br />3.11
<br />42,205.18
<br />300,000.00
<br />5.00%
<br />030630A
<br />6/15/2018
<br />UBS
<br />FHR 2628AB
<br />31393VMQIC
<br />119,884.29
<br />1.75
<br />119,882.54
<br />200,000
<br />3.12%
<br />030730A
<br />8/25/2018
<br />UBS
<br />FNR 2003 -74 --KN
<br />31393EAL3C
<br />177,756.93
<br />0.00
<br />177,756.93
<br />300,000.00
<br />3.59%
<br />030930A
<br />9/15/2018
<br />UBS.
<br />FHR 2677 KH
<br />31394JTP2
<br />129,552.75
<br />11.12
<br />129,541.63
<br />300,000
<br />4.50%
<br />031030A
<br />11/25/2018
<br />UBS
<br />FNR2003-113KA
<br />31393T2P0
<br />115,747.96
<br />7,509.12
<br />108,238.84
<br />197,000
<br />4.50%
<br />040430
<br />4/25/2019
<br />UBS
<br />FNR-2004-31-DA
<br />31393YAJ4
<br />258,755.73
<br />15,707.05
<br />243,048.68
<br />500,000
<br />4.50%
<br />040730A
<br />7/15/2019
<br />UBS
<br />FHR 2822 DB
<br />313950S8
<br />341,176.79
<br />27,110.96
<br />314,065.83
<br />500,000
<br />5.00%
<br />040730B
<br />7/15/2019
<br />UBS
<br />FHR 2822 DQ
<br />31395C3U3
<br />254,274.90
<br />19,452.86
<br />234,822.04
<br />500,000
<br />5.00%
<br />040830
<br />8/25/2019
<br />UBS
<br />FNR 2004 68 BT
<br />31394AYU4
<br />127,867.40
<br />10,411.85
<br />117,455.55
<br />500,000
<br />970625
<br />2/25/2021
<br />UBS
<br />FNMA FNR-1991-7 H
<br />31358FZW2
<br />4,000.00
<br />0.00
<br />4,000.00
<br />129,000
<br />7.84%
<br />000417
<br />8/15/2021
<br />UBS
<br />FHLMC REMIC 18le
<br />312904AU9C
<br />5,552.82
<br />810.46
<br />4,742.36
<br />88,604
<br />7.00%
<br />970917B
<br />9/15/2021
<br />UBS
<br />FHLMC REMIC SERI)
<br />312904GT6C
<br />10,034.19
<br />1,086.09
<br />8,948.10
<br />255,714
<br />7.21%
<br />030930B
<br />1/15/2022
<br />UBS
<br />FHR 2681 PG
<br />31394J6P7
<br />107,052.71
<br />42,588.92
<br />64,463.79
<br />500,000
<br />4.23%
<br />001127
<br />7/25/2022
<br />UBS
<br />FNR G92-35
<br />31358PHV2C
<br />5,290.40
<br />419.37
<br />4,871.03
<br />75,215
<br />7.49%
<br />0210004
<br />8/25/2022
<br />UBS
<br />FNR 1992-125L
<br />31358PS40C
<br />6,665.43
<br />656.00
<br />6,009.43
<br />52,000
<br />7.00%
<br />020826
<br />10/15/2022
<br />UBS
<br />ERR 1391D
<br />312912LUO
<br />5,526.03
<br />490.64
<br />5,035.39
<br />59,990
<br />6.00%
<br />011130
<br />5/15/2023
<br />UBS
<br />FHR 1630 PJ
<br />3133T2CP3C
<br />1,022.65
<br />1,022.66
<br />-0.01
<br />50,000
<br />6.00%
<br />010328
<br />6/25/2023
<br />UBS
<br />FHG14A
<br />312916PD5R
<br />19,000.00
<br />3,000.00
<br />16,000.00
<br />152,000
<br />6.00%
<br />020816C
<br />7/25/2023
<br />UBS
<br />FNR 1994-30J
<br />31359GB54
<br />0.00
<br />0.00
<br />90,000
<br />6.50%
<br />031030C
<br />10115/2023
<br />UBS
<br />FHR 2687 DA
<br />31394K5D2
<br />201,994.39
<br />42,655.35
<br />159,339.04
<br />500,000
<br />4.52%
<br />031030D
<br />10/25/2023
<br />UBS
<br />FNR 2003-115A
<br />31393TW36
<br />93,160.56
<br />14,581.29
<br />78,579.27
<br />300,000
<br />4.50%
<br />040130
<br />1/25/2024
<br />UBS
<br />FNR2004-2JA
<br />31393U3X9
<br />83,597.92
<br />11,052.39
<br />72,545.53
<br />300,000
<br />4.55%
<br />020816B
<br />1/25/2024
<br />UBS
<br />FNR G94 -2D
<br />31359GR40
<br />3,775.54
<br />648.09
<br />3,127.45
<br />46,221
<br />6.45%
<br />PRINTED 8/10/2009
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