|
2009 CASH AND INVESTMENT ACTIVITY BV
<br />STATED PRIN SOLD/ PRIN
<br />CITY MAT SECURITY BAL PURCH MATURE BAL
<br />INVEST# DATE BROKER DESCRIP CUSIP 1/1/2009 2009 2009 12/31/2009 PAR YTM
<br />081218C 9/25/2014 Northland FHLB 3133XMBV2 725,000.00 725,000.00 0.00 725,000 5.50%
<br />090206 2/1/2015 Northland NORTH ST PAUL MA 6621406D9 355,000.00 0.00 355,000.00 355,000 3.70%
<br />090310 4/1/2015 Northland WEST ALLIS WIS CO 951172 -7R -0 340,000.00 0.00 340,000.00 340,000 3.75%
<br />081106 6/1/2015 Northland KIRKWOOD COMM( 497595 -VC -9 245,000.00 0.00 245,000.00 245,000 5.50%
<br />080201A, 7/28/2015 Northland FNMA 3135A1CH8 750,000.00 750,000.00 0.00 750,000 4.00%
<br />080502 12/15/2015 Northland ROCKFORD ILL TAX 77316Q -B4-4 205,000.00 0.00 205,000.00 20,500 5.13%
<br />090217C 3/1/2016 Northland STILLWATER ISC #8: 860758 -QA -2 245,000.00 0.00 245,000.00 245,000 4.20%
<br />081218D 3/3/2016 Northland FNMA 3136F85J0 100,000.00 100,000.00 0.00 100,000 4.63%
<br />071029 10/29/2017 Northland FHLMC 3128X6 -Q6-4 750,000.00 750,000.00 0.00 750,000 5.25%
<br />080213 2/13/2018 Northland FHLB 3133X9KX1 1,000,000.00 1,000,000.00 0.00 1,000,000 5.10%
<br />080619A 6/15/2018 Northland FHLMC 3133F0-T6 -6 750,000.00 0.00 750,000.00 750,000 4.50%
<br />090203B 12/15/2018 Northland FHLMC REMIC 31397B -MQ -I 339,827.88 97,312.63 242,515.25 339,828 5.75%
<br />090420A 12/15/2018 Northland BURLINGTON VT PI. 122062 -MJ -8 125,000.00 0.00 125,000.00 125,000 3.26%
<br />090420B 12/15/2018 Northland BURLINGTON VT PI: 022062 -ML-3 200,000.00 0.00 200,000.00 200,000 3.75%
<br />080115 1/22/2020 Northland FNMA 3136F8H24 320,000.00 320,000.00 0.00 320,000 5.05%
<br />12,751,890.59
<br />040630C 3/1/2009 Wells Fargo FIILMS 31282VAJ4 183,990.51 183,990.09 0.42 490,584 4.03%
<br />040923 6/1/2009 Wells Fargo FHLMC GOLD 31282VA39 78,158.48 78,158.92 -0.44 256,994 3.88%
<br />-0.02
<br />061017 3/22/2010 VILLAGE CD- VILLAGE BANK 40856 523,905.46 0.00 523,905.46 500,000 4.70%
<br />090311 4/9/2009 VILLAGE CD' -CDARs Program 2,000,000.00 2,000,000.00 0.00 2,000,000 1.50%
<br />090812 8/12/2010 VILLAGE CD' -CDARs Program 1,000,000.00 0.00 1,000,000.00 1,000,000 2.15%
<br />091002 6/2/2011 VILLAGE CD- VILLAGE BANK 1,000,000.00 0.00 1,000,000.00 1,000,000
<br />090528G 5/28 /2010 VILLAGE CD' -CDARs Program 1,000,000.00 0.00 1,000,000.00 1,000,000 2.15%
<br />090416 5/14/2009 VILLAGE CD' -CDARs Program 7,007,999.64 7,007,999.64 0.00 7,000,000 1.50%
<br />070322 3/30/2010 VILLAGE CD- VILLAGE BANK 40861 558,356.00 0.00 558,356.00 500,000 4.70%
<br />080211A 4/13/2009 VILLAGE CD- VILLAGE BANK 40618 2,000,000.00 2,000,000.00 0.00 2,000,000 4.00%
<br />080219 4/20/2009 VILLAGE CD- VILLAGE BANK 40627 2,000,000.00 2,000,000.00 0.00 2,000,000 4.00%
<br />'080229 2/28/2009 VILLAGE CD- VILLAGE BANK 1,000,000.00 1,000,000.00 0.00 1,000,000 3.60%
<br />4,082,261.46
<br />971212 11/28/2002 UBS CD-FNB KEYSTONE, 320950AJ7R 96,000.00 0.00 96,000.00 96,000 6.25%
<br />090202 1/12/2012 UBS FHLB 3133XSUF3 750,000.00 0.00 750,000.00 750,000 1.37%
<br />031216 3/15/2008 UBS FHLMC 3133F0E88 0.00 0.00 500,000.00 3.65%
<br />990401 3/15/2008 UBS FHR 1471 G 312914E42C 0.00 0.00 275,000 7.00%
<br />040622 4/15/2008 UBS FHLB 3133MXYH6 0.00 0.00 250,000 3.50%
<br />040729 5/5/2008 UBS FHLB 3133X6P26 0.00 0.00 400,000 3.94%
<br />060712 11/12/2008 UBS FNMA 3136F5TR2 - 0.00 0.00 265,000 5.60%
<br />050715 3/10/2009 UBS CD- CAPITAL ONE B1 5544624R9 100,000.00 100,000.00 0.00 100,000 4.34%
<br />040511 10/13/2009 UBS FNMA 3136F3JZ0 - 0.00 0.00 400,000 4.63%
<br />051207A 12/2/2009 UBS FNMA 3135AOCA5 0.00 0.00 380,000 5.13%
<br />040401B 7/9/2010 UBS FHLB 31339YEG3 0.00 0.00 250,000 3.73%
<br />030304A 8/26/2010 UBS CD- CAROLINA FIRS' 143876CP3R 0.00 0.00 96,000.00 3.50%
<br />030304B 8/26/2010 UBS CD- SOUTHERNFINA 842871CZ6R 0.00 0.00 65,000.00 3.50%
<br />030304C 8/27/2010 UBS CD-MANUFACTURE 564759NFIR - 0.00 0.00 96,000.00 3.50%
<br />081217A 12/17/2010 UBS CD- COLONIAL BAND 195554PT1 96,000.00 96,000.00 0.00 96,000.00 3.75%
<br />041229 12/29/2011 UBS FHLMC 3128X3V67 - 0.00 0.00 500,000 5.00%
<br />051206A 6/18/2013 UBS FHLB 31339XA61 0.00 0.00 300,000 5.67%
<br />051206B 7/23/2013 UBS FHLB 31339YDF6 - 0.00 0.00 200,000 5.68%
<br />050714 10/15/2014 UBS FHR2877LA 31395HLH1 351,575.97. 66,161.39 285,414.58 500,009 4.22%
<br />030430B 4/25/2018 UBS FNR 2003 -41 -118 31393BD36C 42,208.29 4.46 42,203.83 300,000.00 5.00%
<br />030630A 6/15/2018 UBS FHA 2628AB 31393VMQ1C 119,884.29 3,699.68 116,184.61 200,000 3.12%
<br />030730A 8/25/2018 UBS FNR 2003-74-KN 31393EAL3C 177,756.93 1,645.33 176,111.60 300,000.00 3.59%
<br />030930A 9/15/2018 UBS FHR 2677 KH 31394JTP2 129,552.75 15.97 129,536.78 300,000 4.50%
<br />031030A 11/25/2018 UBS FNR 2003 -113KA 31393T2P0 115,747.96 17,040.67 98,707.29 197,000 4.50%
<br />040430 4/25 /2019 UBS FNR- 2004-31 -DA 31393YAJ4 258,755.73 25,014.55 233,741.18 500,000 4.50%
<br />040730A 7/15/2019 UBS FHR 2822DB 31395C3S8 341,176.79 42,087.13 299,089.66 500,000 5.00%
<br />040730B 7/15/2019 UBS FHR 2822DQ 31395C3U3 254,274.90 28,157.67 226,117.23 500,000 5.00%
<br />040830 8/25 /2019 UBS FNR 2004 68 BT 31394AYU4 127,867.40 15,036.07 112,831.33 500,000
<br />970625 2/25/2021 UBS FNMA FNR- 1991 -7 H 31358FZW2 4,000.00 0.00 4,000.00 129,000 7.84%
<br />000417 8/15/2021 UBS FHLMC REMIC 181e 312904AU9C 5,552.82 985.61 4,567.21 88,604 7.00%
<br />970917B 9/15/2021 UBS FHLMC REMIC SERI] 312904GT6C 10,034.19 1,473.93 8,560.26 255,714 7.21
<br />030930B 1/15/2022 UBS FHR 2681 PG 31394J6P7 107,052.71 58,422.30 48,630.41 500,000 4.23%
<br />001127 7/25/2022 UBS FNR 1392 -35 31358PHV2C 5,290.40 635.58 4,654.82 75,215 7.49%
<br />0210004 8/25/2022 UBS FNR 1992 -1251. 31358PS40C 6,665.43 1,090.87 5,574.56 52,000 7.00%
<br />PRINTED 11/16/2009
<br />
|