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Agenda - Council - 11/12/2002
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Agenda - Council - 11/12/2002
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Meetings
Meeting Document Type
Agenda
Meeting Type
Council
Document Date
11/12/2002
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"SEC" shall mean the Securities and Exchange Commission or any successor to its <br />functions governing state and municipal securities disclosure. <br /> <br />"State" shall mean the State of Minnesota. <br /> <br /> "State Repository" shall mean any public or private repository or entity designated by the <br />State as a state repository for the purpose of the Rule. As of the date of this Agreement, there is <br />no State Repository. <br /> <br /> "Tax-Exempt" shall mean that interest on the Bonds is excluded from gross income for <br />federal income tax purposes, whether or not such interest is includable as an item of tax <br />preference or otherwise includable directly or indirectly for purposes of calculating any other tax <br />liability, including any alternative minimum tax or environmental tax. <br /> <br /> SECTION 2. Purpose of the Dissemination Agreement. This Dissemination Agreement <br />is being entered into by the Issuer and the Dissemination Agent in order to assist the Issuer in <br />complying with the Rule. <br /> <br />SECTION 3. Provision of Annual Reports. <br /> <br /> (a) On or before December 1, 2002 and by August 1 of each year thereafter, the <br />Issuer shall provide the Annual Report Data to the Dissemination Agent. The Dissemination <br />Agent shall compile and provide to each Repository by December 31st, of each year <br />commencing December 31, 2002, the Annual Report for each Bond Issue in a format consistent <br />with the Rule. <br /> <br /> (b) If by August 1 of each year, the Dissemination Agent has not received a copy <br />of the Annual Report, the Dissemination Agent shall contact the Issuer to determine if the Issuer <br />is in compliance with subsection (a). <br /> <br /> (c) The Dissemination Agent shall: <br /> <br /> (i)' determine each year prior to December 31~t, the name and address of <br />each National Repository and each State Repository, if any; and <br /> <br /> (ii) file a report with the Issuer and the Trustee (if applicable) certifying <br />that the Annual Report has been provided pursuant to this Dissemination Agreement, <br />stating the date it was provided and listing all the Repositories to which it was provided. <br /> <br /> SECTION 4. Content of Annual Reports. The Annual Report prepared by the <br />Dissemination Agent fbr each Bond Issue shall contain or incorporate by reference the financial <br />information and operating data specified in the applicable Continuing Disclosure Agreement or <br />continuing disclosure provisions of any applicable Resolution, Indenture, Loan Agreement or <br />Lease Agreement, relating to bond issues listed in Exhibit A. <br /> <br />Ramsey Page 2, 10/30/2002 <br /> <br />-67- <br /> <br /> <br />
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