|
2011 CASH AND INVESTMENT ACTIVITY BV
<br />STATED PRIN SOLD/ PRIN
<br />CITY MAT SECURITY BAL PURCH MATURE BAL
<br />INVEST# DATE BROKER DESCRIP CUSIP 1/1/2011 2011 2011 12/31/2011 PAR YTM
<br />090528B 5/28/2014 Northland CD-SUNTRUST BANI 86789V-HM-2 100,000.00 0.00 100,000.00 100,000 4,00%
<br />091103 6/1/2014 Northland GRIMES IOWA BABE 398526-FV-O 120,000.00 0.00 120,000.00 120,000 3,25%
<br />110201A 6/1/2014 Northland WINDSORHTSIOW/ 973602-KR-5 255,000,00 0.00 255,000.00 255,000 1.35%
<br />110301B 6/1/2014 Northland DES MOINES IA COO, 250097-YR-7 265,000.00 0.00 265,000,00 265,000 2.00%
<br />110420 10/20/2017 Northland FNM,A 3136FR-EV-1 250,000.00 0.00 250,000.00 250,000 3.00%
<br />090630C 12/30/2014 Northland MCGREGOR ISD 400, 580705-GL-9 105,000.00 0.00 105,000.00 105,000 3.40%
<br />090206 2/1/2015 Northland NORTH ST PAUL MA 6621406D9 355,000.00 0.00 355,000.00 355,000 3.70%
<br />090528A 2/1/2015 Northland WAYZATA ISD #284 946813-TF-9 500,000.00 0.00 500,000.00 500,000 3.15%
<br />090715B 2/1/2015 Northland MOWER CTY MIN JA 624662-AJ-1 250,000,00 0.00 250,000.00 250,000 4.10%
<br />090914 2/1/2015 Northland GRAND RAPIDS MN 386334-2L-9 115,000.00 0,00 115,000.00 115,000 3.70%
<br />100803A 2/1/2015 Northland NEW PRAGUE BAB 648159-TU-5 60,000.00 0.00 60,000.00 60,000 2.65%
<br />090310 4/1/2015 Northland WEST ALLIS WIS CO 951172-7R-0 340,000.00 0.00 340,000,00 340,000 3.75%
<br />081106 6/1/2015 Northland KIRKWOOD COMM( 497595-VC-9 245,000.00 0.00 245,000.00 245,000 5.50%
<br />110301A 6/1/2015 Northland DES MOINES IA COO, 250097-YS-5 100,000.00 0.00 100,000.00 100,000 2.50%
<br />100304 9/15/2015 Northland FHLMC REMIC 3133F4-PN-5 750,000.00 750,000,00 0.00 750,000 3,00%
<br />090420B 11/1/2015 Northland BURLINGTON VT PL 022062-ML-3 200,000.00 0.00 200,000.00 200,000 3.75%
<br />080502 12/15/2015 Northland ROCKFORD ILL TAN 77316Q-B4-4 205,000.00 0,00 205,000.00 20,500 5.I3%
<br />110208 12/30/2015 Northland MCGREGOR ISD #00, 580705-GN-5 95,000.00 0.00 95,000,00 95,000 2.35%
<br />090217C 3/1/2016 Northland STILLWATER ISC #8. 860758-QA-2 245,000.00 0.00 245,000.00 245,000 4,20%
<br />110114B 3/1/2016 Northland APPLETON WIS SCH 038106-JN-1 100,000.00 0.00 100,000.00 100,000 2.77%
<br />090706 4/1/2016 Northland SHEBOYGAN WIS S( 821023-GU-6 140,000.00 0.00 140,000.00 140,000 6.25%
<br />100223A 6/1/2016 Northland DAVENPORT IOWA ' 238388-FU-1 335,000.00 0.00 335,000.00 335,000 3.25%
<br />110201B 6/1/2016 Northland WINDSOR HTS IOW/ 973602-KT-I 130,000.00 0.00 130,000.00 130,000 2.30%
<br />110114A 2/1/2017 Northland HOPKINS ISD #270 439881-HB-2 100,000.00 0.00 100,000.00 100,000 2.75%
<br />110203A 4/1/2017 Northland MEDFORD WIS SCH( 58434T-DK-3 40,000,00 0.00 40,000.00 40,000 2.75%
<br />110106 6/1/2017 Northland CHARLES CTY MD 159807-C3-8 105,000.00 0.00 105,000,00 105,000 4.00%
<br />100803B 2/1/2018 Northland NEW PRAGUE BAB 648159-TX-9 70,000.00 0.00 70,000.00 70,000 3.75%
<br />090203B 12/15/2018 Northland FHLMC REMIC , 31397B-MQ-1 117,254,06 39,062.37 78,191.69 339,828 5.75%
<br />100803C 2/1/2019 Northland NEW PRAGUE BAB 648159-TY-7 45,000.00 0,00 45,000.00 45,000 4.00%
<br />110310 2/1/2020 Northland BROOKLYN CENTEF 113853-KG-9 285,000.00 0.00 285,000.00 285,000 4.65%
<br />100803D 2/1/2020 Northland NEW PRAGUE BAB 648159-TZ-4 70,000.00 0.00 70,000,00 70,000 4.25%
<br />12,749,549.20
<br />061017 1/23/2012 VILLAGE CD -VILLAGE BANK 41117 523,905.46 0.00 523,905.46 500,000 4.70%
<br />091209 3/9/2010 VILLAGE CD'-CDARs Program 1,000,000.00 1,000,000.00 0.00 1,000,000 1.50%
<br />100812B 8/11/2011 VILLAGE CD'-CDARs Program 1,021,440.62 1,021,440.63 -0.01 1,021,441 1.25%
<br />091002 6/2/2011 VILLAGE CD -VILLAGE BANK 41031 1,000,000,00 36,968.35 0.00 1,036,968,35 1,000,000
<br />090528G 5/28/2010 VILLAGE CD'-CDARs Program 1,021,440.63 1,021,440.63 0,00 1,000,000 2.15%
<br />070322 1/30/2012 VILLAGE CD -VILLAGE BANK 41123 558,356.00 0.00 558,356.00 500,000 4.70%
<br />2,119,229.80
<br />971212 11/28/2002 UBS CD-FNB KEYSTONE, 320950AJ7R 96,000.00 0.00 96,000.00 96,000 6,25%
<br />101228 4/1/2013 UBS MPLS SCHOOL DIST 603792PR7 615,000.00 0.00 615,000.00 615,000 1.70%
<br />050714 10/15/2014 UBS FHR 2877 LA 31395HLH1 93,364.35 93,364.34 0.01 500,009 4.22%
<br />100122 1/15/2015 UBS FHLMC 3133F4MM0 750,000.00 750,000,00 0.00 750,000 2.00%
<br />100824 6/1/2015 UBS ILLINOIS STATE TA; 452151LC5 500,000,00 0.00 500,000.00 500,000 3.82%
<br />101230A 7/27/2016 UBS FHLMC 31346IMA9 1,000,000,00 1,000,000.00 0.00 1,000,000 2.00%
<br />030430B 4/25/2018 UBS FNR2003-41-JH 31393BD36C 42,015.92 9,421,02 32,594.90 300,000.00 5,00%
<br />030630A 6/15/2018 UBS FHR 2628 AB 31393VMQ1C 78,445,72 20,690.61 57,755.11 200,000 3.12%
<br />030730A 8/25/2018 UBS FNR2003-74-KN 31393EAL3C 134,002.28 29,129.65 104,872.63 300,000.00 3.59%
<br />030930A 9/15/2018 UBS FHR 2677 KH 31394JTP2 108,979.42 16,936.99 92,042.43 300,000 4.50%
<br />031030A 11/25/2018 UBS FNR2003-113KA 31393T2P0 72,091.59 21,245,72 50,845.87 197,000 4.50%
<br />040430 4/25/2019 UBS FNR-2004-31-DA 31393YAJ4 153,133.30 39,840.08 113,293.22 500,000 4.50%
<br />040730A 7/15/2019 UBS FHR 2822 DB 31395C3S8 218,036.00 47,282.83 170,753.17 500,000 5.00%
<br />040730B 7/15/2019 UBS FHR 2822 DQ 31395C3U3 119,198.02 38,194,23 81,003.79 500,000 5.00%
<br />040830 8/25/2019 UBS FNR 200468BT 31394AYU4 70,181,58 21,821.41 48,360,17 500,000
<br />970625 2/25/2021 UBS FNMA FNR-1991-7 H 31358FZW2 3,000.00 0.00 3,000.00 129,000 7,84%
<br />000417 8/15/2021 UBS FHLMC REMIC 181e 312904AU9C 3,640.19 559.85 3,080.34 88,604 7.00%
<br />970917B 9/15/2021 UBS FHLMC REMIC SERA 312904GT6C 6,645.69 1,221,94 5,423.75 255,714 7.21%
<br />001127 7/25/2022 UBS FNRG92-35 31358PHV2C 3,808,24 435.10 3,373.14 75,215 7.49%
<br />0210004 8/25/2022 UBS FNR 1992-125L 31358PS40C 4,286,66 500.78 3,785.88 52,000 7.00%
<br />110119 12/21/2015 UBS FNMA 3136FPJ57 500,000.00 500,000.00 0.00 500,000 1.61%
<br />110803B 9/28/2020 UBS FNMA 3136FPLW5 712,000.00 0.00 712,000.00 712,000 1.00%
<br />110810 8/10/2026 UBS FNMA 3136FRF24 1,000,000.00 0.00 1,000,000.00 1,000,000 1,00%
<br />110719 7/19/2016 UBS FNMA 3136FRYJ6 750,000.00 0.00 750,000.00 750,000 1.25%
<br />110525 11/25/2019 UBS FHLMC 3134G2FQ0 500,000.00 0.00 500,000.00 500,000 1.09%
<br />110526 11/26/2018 UBS FHLB 313373R38 500,000.00 500,000.00 0.00 500,000 2.00%
<br />110311 7/1/2012 UBS ILLINOIS BAB 452152GL9 1,000,000.00 0.00 1,000,000.00 1,000,000 3.08%
<br />110329 3/29/2021 UBS FNMA 3136FRDU4 500,000.00 0.00 500,000.00 500,000 1.39%
<br />PRINTED 9/8/2011
<br />
|