|
2013 CASH AND INVESTMENT ACTIVITY BV
<br />STATED PRIN SOLD/ PRIN
<br />CITY MAT SECURITY BAL PURCH MATURE BAL
<br />INVEST # DATE BROKER DESCRIP CUSIP 1/1/2013 2013 2013 12/31/2013 PAR YTM
<br />031029 3/15/2013 Landmark CD -Landmark old-12456 317.299.14 317,299.14 0.00 256,633 1.50%
<br />new-13672 0.00
<br />121203A 5/31/2013 4M Term Series 4M 4,000,000.00 0.00 4,000,000.00 4,000,000 0.20%
<br />121203B 11/29/2013 4M Term Series 4M 1.000.000.00 0.00 1,000,000.00 1,000,000 0.25%
<br />5,000,000.00
<br />091229D 12/29/2014 BOW FFCB 31331JAN3 1,000,000.00 0.00 1,000,000.00 1,000,000 2.75%
<br />1,000,000.00
<br />110803A 2/4/2013 ICD SEC CD-BANCO POPULAR 05967EGL7 200,000.00 200,000.00 0.00 200,000 0.65%
<br />130213 8/13/2014 ICD SEC CD -KEY BANK NA 49306SRC2 249,000.00 0.00 249,000.00 249,000 0.35%
<br />130206 2/8/2016 ICD SEC CD -ORIENTAL BANK & T 6861845S2 200,000.00 0.00 200,000.00 200,000 0.90%
<br />130327 9/28/2015 ICD SEC CD-GOLDMAN SACHS 38147JCG5 100,000.00 100,000.00 0.00 100,000 0.65%
<br />130325 9/25/2014 ICD SEC CD-DORAL BANK 25811L3F4 249,000.00 249,000.00 0.00 249,000 0.40%
<br />130301 3/1/2018 ICD SEC CD -GE CAPITAL BANK 3616ITJB2 200,000.00 0.00 200,000.00 200,000 1.10%
<br />120208B 2/7/2013 ICD SEC CD -SOVEREIGN BANK 84603MV29 249,000,00 249,000.00 0.00 249,000 0.40%
<br />110225 2/25/2013 ICD SEC CD -GE CAPITAL FINANCI 36160TQJ8 200,000.00 200,000.00 0.00 200,000 0.95%
<br />110921 3/21/2013 ICD SEC CD-GOLDMAN SACHS 3814265W1 100,000.00 0.00 100,000.00 100,000 0.65%
<br />120307 4/8/2013 ICD SEC CD-SAFRA NATIONAL BE 786580A59 100,000.00 0.00 100,000.00 100,000 0.35%
<br />120411 4/10/2013 ICD SEC CD -BANK OF INDIA 06782D20 100,000.00 0.00 100,000.00 100,000 0.45%
<br />120208A 5/8/2013 ICD SEC CD-BEAL BANK USA 07370SK20 249,000.00 0.00 249,000,00 249,000 0.40%
<br />120621 6/21/2013 ICD SEC CD -BANK BALBAO 059457UY5 150,000.00 0,00 150,000.00 150,000 0.50%
<br />110629A 7/1/2013 ICD SEC CD -DISCOVER BANK 254670048 248,000.00 0,00 248,000.00 248,000 0.85%
<br />120713 7/12/2013 ICD SEC CD -BANK OF BARODA 060624JZ7 249,000,00 0.00 249,000.00 249,000 0.45%
<br />120427 7/29/2013 ICD SEC CD-PRIVATEBANK & TR 742676SB4 100,000.00 0.00 100,000.00 100,000 0.35%
<br />120808 8/8/2013 ICD SEC CD-GOLDMAN SACHS 38143AX46 48,000.00 0.00 48,000.00 48,000 0.45%
<br />120810 8/9/2013 ICD SEC CD -FIRST BANK OF PUEP 33764JJA4 150,000.00 0.00 150,000.00 150,000 0,50%
<br />120210 8/12/2013 ICD SEC CD -BMW BANK 05568PV46 100,000.00 0.00 100,000.00 100,000 0.60%
<br />120926 9/26/2013 ICD SEC CD -BANK HAPOALIM 062S IAYM6 100,000.00 0.00 100,000.00 100,000 0.50%
<br />110930 9/30/2013 ICD SEC CD -COMPASS BANK 20449E3C8 100,000.00 0.00 100,000.00 100,000 1.00%
<br />081009 10/9/2013 ICD SEC CD -CAPITOL CITY BANK 33938 100,000.00 0.00 100,000.00 100,000 5.25%
<br />121019 10/18/2013 ICD SEC CD -FIRST BANK OF PUEP 33764JMR3 100,000.00 0,00 100,000.00 100,000 0.50%
<br />111014 10/21/2013 ICD SEC CD -COMPASS BANK 20449E3Z7 100,000.00 0.00 100,000.00 100,000 1.05%
<br />111221B 12/23/2013 ICD SEC CD -BANK OF CHINA 06425HVS3 100,000.00 0.00 100,000.00 100,000 1.10%
<br />11121A 12/23/2013 ICD SEC CD-GOLDMAN SACHS 38143AEB7 100,000.00 0.00 100,000.00 100,000 1.10%
<br />081028 10/28/2013 ICD SEC CD-AMERICAN CHARTEI 27006 100,000.00 0.00 100,000.00 100,000 5.50%
<br />121031 10/30/2013 ICD SEC CD -BANK OF INDIA 062782T98 100,000.00 0.00 100,000.00 100,000 0.50%
<br />120718 11/18/2013 ICD SEC CD -APPLE BANK FOR SA 037830MN3 78,000.00 0.00 78,000.00 78,000 0.45%
<br />121129 11/29/2013 ICD SEC CD-EVERBANK 29976DQC7 200,000.00 0.00 200,000.00 200,000 0,50%
<br />;081212I 12/12/2013 ICD SEC CD -WORLDS FOREMOST 57079 100,000.00 0.00 100,000.00 100,000 4.95%
<br />110613 12/13/2013 ICD SEC CD -MEDALLION BANK 58403BUW4 100,000.00 0.00 100,000,00 100,000 1.10%
<br />081223 12/23/2013 ICD SEC CD -BANK OF HOLLAND 34862 100,000,00 0.00 100,000.00 100,000 4,95%
<br />101221 12/23/2013 ICD SEC CD-DORAL BANK 25811LYN3 249,000.00 0.00 249,000.00 249,000 1.45%
<br />121231 12/31/2013 ICD SEC CD -BANK OF CHINA 06426NVL3 149,000.00 0.00 149,000.00 149,000 0.55%
<br />110831 2/28/2014 ICD SEC CD-CIT BANK 172854AWZ7 200,000.00 0.00 200,000.00 200,000 1.05%
<br />110629C 4/29/2014 ICD SEC CD -LAKESIDE BANK 51210SG47 249,000.00 0.00 249,000.00 249,000 1.00%
<br />110609 6/9/2014 ICD SEC CD-AMERICAN EXPRESS 02587DAX6 250,000.00 0.00 250,000.00 250,000 1.25%
<br />120711 7/11/2014 ICD SEC CD -ALLY BANK 02005QM67 73,000.00 0.00 73,000.00 73,000 0.90%
<br />120815 8/15/2014 ICD SEC CD-SALLIE MAE BANK 795450NU5 249,000.00 0.00 249,000,00 249,000 0.90%
<br />1208I7B 8/18/2014 ICD SEC CD -GE CAPITAL BANK 36161TDW2 49,000.00 0.00 49,000.00 49,000 0.90%
<br />091203 12/3/2014 ICD SEC CD -BANK OF AMERICA I` 3510 100,000.00 0.00 100,000,00 100,000 3.50%
<br />121219B 12/19/2014 ICD SEC CD -ALLY BANK 02005QU84 115,000.00 0.00 115,000.00 115,000 0.70%
<br />120123 1/23/2015 ICD SEC CD -STATE BANK OF INDI 33664 150,000.00 0.00 150,000.00 150,000 1.10%
<br />120131 1/30/2015 ICD SEC CD-SAFRA NATIONAL BE 786584YA2 100,000.00 0.00 100,000.00 100,000 1,00%
<br />121219A 12/21/2015 ICD SEC CD -ALLY BANK 02005QU76 58,000.00 0.00 58,000.00 58,000 0.90%
<br />121123C 11/16/2016 ICD SEC CD -BMW BANK OF NORT 05568P2K2 100,000.00 0.00 100,000.00 100,000 1.20%
<br />111005 10/5/2026 ICD SEC CD -WELLS FARGO BANK 949748K97 150,000.00 0.00 150,000.00 150,000 3.00%
<br />120629 7/1/2013 ICD SEC CD -STATE BANK OF IND) 33664 100,000,00 0.00 100,000.00 100,000 0.80%
<br />6,062,000.00
<br />090102A 1/25/2033 Com Sec FNR 2003-19 ME 31392JJG5 43,778.37 7,179.81 36,598.56 165,176 3.95%
<br />090102B 12/25/2018 Com Sec FNR 2003-120 BY 31393UGR8 132,527.24 20,170.34 112,356.90 200,000 3,98%
<br />080128C 1/15/2038 Com Sec FHR 3404 JC 31397PTH3 218,355.51 209,244.53 9,110.98 1,000,000 4.74%
<br />Add Hack prn pa)(lonn in 1/13 158,066.44
<br />120214B 4/1/2017 Northland STFRANCIS ISD#15 789466-PU-7 250,000.00 0.00 250,000.00 250,000 4,40%
<br />130125A 3/1/2019 Northland WITTENBERG WIS SCHOI 97746PBL2 0.00 110,000.00 0.00 110,000.00 110,000 5.30%
<br />130312 12/1/2014 Northland MENARD & CASS COUNT 76T-173301 0,00 590,000.00 0.00 590,000.00 590,000 3,50%
<br />PRINTED 4/17/2013
<br />
|