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Agenda - Council - 08/13/2013
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Agenda - Council - 08/13/2013
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3/18/2025 9:36:06 AM
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10/25/2013 4:02:45 PM
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Meetings
Meeting Document Type
Agenda
Meeting Type
Council
Document Date
08/13/2013
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"EMMA " shall mean the Electronic Municipal Market Access system as described in <br />1934 Act Release No. 59062 and maintained by the Municipal Securities Rulemaking Board for <br />purposes of the Rule and further described in Section 4 hereof. <br />"Fiscal Year" will mean each year ending June 30, commencing with the Fiscal Year <br />ending June 30, 2013. <br />"Issuer" means the City of Ramsey, Minnesota. <br />"Listed Event" means any of the events listed in Section 5(a) of this Disclosure <br />Agreement. <br />"MSRB" will mean the Municipal Securities Rulemaking Board, c/o CDI Net, 1900 <br />Duke Street, Suite 600, Alexandria, VA 22314; Phone: (703) 797-6000; Fax: (703) 683-1930. <br />"Notice of Listed Event" will mean any notice provided by the Borrower pursuant to, and <br />as described in, the section below entitled "Reporting of Listed Events." <br />"Repository " will mean the MSRB through EMMA or any other entity or system <br />designated or authorized by the Securities and Exchange Commission to receive reports pursuant <br />to the Rule. <br />"Rule" will mean Rule 15c2-12(b)(5) adopted by the Securities and Exchange <br />Commission under the Securities Act of 1934, as the same may be amended from time to time. <br />"School's Annual Report" means any annual report provided by the School pursuant to, <br />and as described in, Sections 3 and 4 of this Disclosure Agreement. <br />"School's Audited Financial Statements" means the School's annual financial <br />statements, prepared in accordance with GAAP. <br />"School's Fiscal Year" means the fiscal year of the School. <br />"SEC" means the Securities Exchange Commission. <br />"Underwriter" means Dougherty & Company LLC and its successors and assigns. <br />Section 3_ Provision of Annual Financial Information and Audited Financial <br />Statements. <br />(a) The Borrower shall, or shall cause the Trustee to, not later than one hundred fifty <br />(150) days after the end of the Borrower's Fiscal Year commencing with the year that ends June <br />30, 2013, provide each Repository with the Borrower's Annual Report which is consistent with <br />the requirements of Section 4 of this Disclosure Agreement. The School shall, or shall cause the <br />Trustee to, not later than one hundred fifty (150) days after the end of the School's Fiscal Year <br />commencing with the year that ends June 30, 2013, provide each Repository with the School's <br />Annual Report which is consistent with the requirements of Section 4 of this Disclosure <br />-2- <br />
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