|
2015 CASH AND INVESTMENT ACTIVITY BV
<br />STATED PRIN SOLD/ PRIN
<br />CITY MAT SECURITY BAL PURCH MATURE BAL
<br />INVEST# DATE BROKER DESCRIP CUSIP 1/1/2015 2015 2015 12/31/2015 PAR YTM
<br />14M1205A 9/18/2014 4M CD -BANNER CAPITAL IV 19274 246,700.00 0.00 246,700.00 246,700 0.70%
<br />14M1205B 9/18/2014 4M CD -CAPITAL BANK NA (1 35278 83,300.00 0.00 83,300.00 83,300 0.85%
<br />I4M1205C 9/18/2014 4M CD-50NABANK (BOND P. 57968 161,000,00 0,00 161,000.00 161,000 0.75%
<br />14M1212A 9/18/2014 4M CD -BANK OF THE OZARI' 110 198,000.00 0.00 198,000.00 198,000 0.26%
<br />I4M1212B 9/18/2014 4M CD-ONEWEST BANK NA1 58978 150,000.00 0,00 150,000.00 150,000 0.30%
<br />141009 4/9/2015 4M Term Series 4M 1,000,000.00 0.00 1,000,000.00 1,000,000 0.17%
<br />141212B 12/14/2015 4M Term Series 4M 1,000,000.00 0.00 1,000,000.00 1,000,000 0.25%
<br />2,839,000.00
<br />140904 9/1/2021 BAIRD OKLAHOMA TAXABLE 678519RP6 535,000.00 0.00 535,000.00 535,000 2.45%
<br />I 40725B 1/25/2017 ICD SEC CD -AMERICAN WEST BA 03059OD59 200,000.00 0.00 200,000.00 200,000 0.80%
<br />141209 6/9/2016 ICD SEC CD -UNITED BANK 909552AQ4 250,000.00 0.00 250,000,00 250,000 0.65%
<br />150128 7/28/2016 ICD SEC CD -KEY BANK NA 4930651113 250,000.00 0.00 250,000.00 250,000 0,55%
<br />150130 1/30/2017 ICD SEC CD-MERRICK BANK 59013JDA4 100,000.00 0.00 100,000.00 100,000 0.75%
<br />150225 8/25/2016 ICD SEC CD -RIVERBANK 76857RCD4 250,000.00 0.00 250,000.00 250,000 0.55%
<br />150226 8/26/2015 ICD SEC CD -FIRST NIAGARA BAN 33583CMS5 100,000.00 0.00 100,000.00 100,000 0.60%
<br />150227 11/28/2016 ICD SEC CD -TRADITION CAPITAL 89269FBV6 150,000.00 0.00 150,000.00 150,000 0.65%
<br />150220 8/19/2016 ICD SEC CD-BBCN BANK 073296BJ3 198,000.00 0.00 198,000.00 198,000 0.55%
<br />141210 12/12/2016 ICD SEC CD -PEOPLE'S UNITED BA 7127OQKU9 250,000,00 0.00 250,000.00 250,000 1.00%
<br />141211 12/12/2016 ICD SEC CD -AMERICAN EXPRESS 02587DWT1 250,000.00 0,00 250,000.00 250,000 1.05%
<br />141212A 6/12/2017 ICD SEC CD -ALLY BANK 02006LMP5 100,000.00 0.00 100,000.00 100,000 1.20%
<br />141217 12/19/2016 ICD SEC CD -MERCANTILE COMM 58733ABD0 250,000.00 0.00 250,000.00 250,000 1.00%
<br />141218 12/19/2016 ICD SEC CD-ENERBANK 29266NG27 115,000.00 0.00 115,000.00 115,000 0.90%
<br />141223 9/23/2015 ICD SEC CD -LAKESIDE BANK 51210SKN6 250,000.00 0.00 250,000,00 250,000 0.40%
<br />141224A 12/24/2015 ICD SEC CD-SANTANDER BANK 8028OJCS8 250,000.00 0.00 250,000.00 250,000 0.55%
<br />141224B 6/24/2015 ICD SEC CD -BANK INDIA 06278CG66 100,000.00 0.00 100,000.00 100,000 0.35%
<br />141230A 9/30/2015 ICD SEC CD -INTEGRITY BANK 45824ABT2 250,000.00 0.00 250,000.00 250,000 0.40%
<br />141230B 9/30/2015 ICD SEC CD -PACIFIC WESTERN B, 69506YBS7 250,000.00 0.00 250,000,00 250,000 0.45%
<br />141231 6/30/2016 ICD SEC CD -FIRST NIAGARA BAN 33583CLUI 149,000.00 0.00 149,000.00 149,000 0.65%
<br />140709 7/11/2016 ICD SEC CD -ALLY BANK 02006LFP3 76,000.00 0.00 76,000.00 76,000 0.65%
<br />121219A 12/21/2015 ICD SEC CD -ALLY BANK 02005QU76 58,000.00 0.00 58,000.00 58,000 0.90%
<br />140813 2/16/2016 ICD SEC CD-BANCO POPULAR 05967ES75 250,000.00 0.00 250,000.00 250,000 0.65%
<br />131224A 12/27/2016 ICD SEC CD -BANK OF BARODA 06062ACN7 249,000.00 0,00 249,000.00 249,000.00 1.00%
<br />140716 7/16/2019 ICD SEC CD -BARCLAYS BANK 0674OKHF7 250,000.00 0.00 250,000.00 250,000 2.05%
<br />131127 11/25/2015 ICD SEC CD-BEAL BANK USA 07370WBF2 78,000.00 0.00 78,000.00 78,000 0.65%
<br />131218 12/16/2015 ICD SEC CD-BEAL BANK USA 07370WC27 150,000.00 0.00 150,000.00 150,000.00 0.65%
<br />121123C 11/16/2016 ICD SEC CD -BMW BANK OF NOR1 05568P2K2 100,000.00 0.00 100,000.00 100,000 1.20%
<br />141126 11/28/2016 ICD SEC CD -CAPITAL ONE BANK 140420RA0 150,000.00 0,00 150,000.00 150,000 1.05%
<br />I30726A 1/26/2016 ICD SEC CD-CATHAY BANK 149159JA4 248,000.00 0.00 248,000.00 248,000 0.70%
<br />140818 8/18/2016 ICD SEC CD-COMENITY BANK 20033AGB6 250,000,00 0,00 250,000.00 250,000 0.80%
<br />130925 9/25/2015 ICD SEC CD -COMPASS BANK 20451PEM4 100,000.00 0.00 100,000.00 100,000 0.75%
<br />131030 10/30/2015 ICD SEC CD -COMPASS BANK 20451PGF7 150,000.00 0.00 150,000.00 150,000 0.75%
<br />I40723A 1/23/2018 ICD SEC CD -CUSTOMERS BANK 23204HBR8 200,000.00 0.00 200,000,00 200,000 1.30%
<br />130710A 7/10/2015 LCD SEC CD -DISCOVER BANK 254671RU6 100,000.00 0.00 100,000.00 249,000 0.70%
<br />130724 7/24/2015 ICD SEC CD -DISCOVER BANK 254671SP6 149,000.00 0.00 149,000,00 249,000 0.65%
<br />140715 1/15/2016 ICD SEC CD-EVERBANK 29976DTD2 250,000.00 0.00 250,000.00 250,000 0.45%
<br />130731 2/9/2016 ICD SEC CD -FARMERS TRUST & S 310756AB7 100,000.00 0.00 100,000.00 249,000 0.70%
<br />131129 11/30/2015 ICD SEC CD -FIRST BANK OF PUEP 33764JJ63 200,000.00 0.00 200,000,00 200,000 0.80%
<br />131230D 9/30/2016 ICD SEC CD -FIRST CREDIT BANK 320055BF2 249,000.00 0.00 249,000.00 249,000.00 0.75%
<br />140821 2/21/2017 ICD SEC CD -FIRST SAVINGS BAN] 33621LBA0 249,000.00 0.00 249,000.00 249,000 1.00%
<br />131230A 6/30/2016 ICD SEC CD -FLUSHING BANK 34387AAB5 249,000.00 0.00 249,000.00 249,000.00 0,75%
<br />131220 12/20/2016 ICD SEC CD -GE CAPITA RETAIL B 36! 57QTX5 50,000.00 0,00 50,000.00 50,000,00 1.00%
<br />140822 2/22/2017 ICD SEC CD -GE CAPITAL BANK 36161TX59 49,000.00 0,00 49,000.00 49,000 1.00%
<br />130301 3/1/2018 ICD SEC CD -GE CAPITAL BANK 3616ITJB2 200,000.00 0.00 200,000.00 200,000 1.10%
<br />130823 2/23/2015 ICD SEC CD -GE CAPITAL RETAIL 36I57QNH6 198,000.00 198,000.00 0.00 198,000 0.60%
<br />130327 9/28/2015 ICD SEC CD-GOLDMAN SACHS 38147JCG5 100,000.00 0,00 100,000.00 100,000 0.65%
<br />131227A 12/27/2016 ICD SEC CD-GOLDMAN SACHS 38147JQU9 149,000.00 0.00 149,000.00 149,000.00 1.00%
<br />140828 2/28/2017 ICD SEC CD -GREAT SOUTHERN B. 39120VRK2 249,000.00 0.00 249,000.00 249,000 1.00%
<br />140717 4/17/2017 ICD SEC CD -GUARANTY BANK & 400820BK1 250,000.00 0.00 250,000.00 250,000 0.85%
<br />131230C 9/30/2016 ICD SEC CD -HOME SAVINGS BAN 43733LAT4 155,000.00 0,00 155,000.00 155,000.00 0.75%
<br />131106 8/8/2016 ICD SEC CD-INSBANK 45776NBJ4 250,000.00 0.00 250,000.00 250,000 '0.75%
<br />130417 10/16/2015 ICD SEC CD -MARLIN BUSINESS B. 57116AFUS 200,000.00 0.00 200,000.00 200,000 0.45%
<br />140610 6/9/2017 ICD SEC CD -MEDALLION BANK 58403BP26 250,000.00 0.00 250,000.00 250,000 1.00%
<br />130726B 1/26/2015 ICD SEC CD-MERRICK BANK 56012Y4E4 100,000.00 100,000.00 0.00 249,000 0.50%
<br />130206 2/8/2016 ICD SEC CD -ORIENTAL BANK & T 686184552 200,000.00 0.00 200,000.00 200,000 0.90%
<br />131004 10/4/2016 ICD SEC CD-PRIVATEBANK & TR 74267GTZ0 100,000.00 0.00 100,000.00 100,000 1.00%
<br />120131 1/30/2015 ICD SEC CD-SAFRA NATIONAL 13/ 786584YA2 100,000.00 100,000.00 0,00 100,000 1.00%
<br />130515 5/15/2015 ICD SEC CD-SAFRA NATIONAL B/ 78658AGG 99,000,00 0.00 99,000,00 99,000 0.40%
<br />140924 9/25/2017 ICD SEC CD-SALLIE MAE BANK 40082OBK1 249,000,00 0.00 249,000,00 249,000 1.40%
<br />PRINTED 3/2/2015
<br />
|