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PRINTED 1/6/2016
<br />2015 CASH AND INVESTMENT ACTIVITY
<br />BV
<br />STATED
<br />PRIN
<br />SOLD/
<br />PRIN
<br />CITY
<br />MAT
<br />SECURITY
<br />BAL
<br />PURCH
<br />MATURE
<br />BAL
<br />INVEST t#
<br />DATE
<br />BROKER
<br />DESCRIP
<br />CUSIP
<br />1/1/2015
<br />2015
<br />2015
<br />12/31/2015
<br />PAR
<br />YTM
<br />14M 1205A
<br />9/18/2014
<br />4M
<br />CD -BANNER CAPITAL BF
<br />19274
<br />246,700.00
<br />0.00
<br />246,700.00
<br />246,700
<br />0.70%
<br />14MI205B
<br />9/18/2014
<br />4M
<br />CD -CAPITAL BANK NA (I
<br />35278
<br />83,300.00
<br />0.00
<br />83,300.00
<br />83,300
<br />0.85%
<br />150924
<br />9/26/2016
<br />4M
<br />Term Series 4M
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />1,000,000.00
<br />0.60%
<br />151210A
<br />6/10/2016
<br />4M
<br />Term Series 4M
<br />1,000,000.00
<br />0.00
<br />1,000,000.00 ,1,000,000.00
<br />0.45%
<br />151210B
<br />12/30/2016
<br />4M
<br />Term Series 4M
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />1,000,000,00
<br />0.60%
<br />14MI205C
<br />9/18/2014
<br />4M
<br />CD-SONABANK (BOND Y
<br />57968
<br />161,000.00
<br />0.00
<br />161,000,00
<br />161,000
<br />0.75%
<br />14MI212A
<br />9/8/2015
<br />4M
<br />CD -BANK OF THE OZARI,
<br />110
<br />198,000.00
<br />198,000.00
<br />0.00
<br />198,000
<br />0.26%
<br />14MI212B
<br />9/8/2015
<br />4M
<br />CD-ONEWESTBANK NAi
<br />58978
<br />150,000.00
<br />150,000.00
<br />0.00
<br />150,000
<br />0.30%
<br />141009
<br />4/9/2015
<br />4M
<br />Term Series 4M
<br />1,000,000.00
<br />1,000,000.00
<br />0.00
<br />1,000,000
<br />0.17%
<br />141212B
<br />12/14/2015
<br />4M
<br />Term Series 4M
<br />1,000,000.00
<br />1,000,000.00
<br />0.00
<br />1,000,000
<br />0.25%
<br />3,491,000.00
<br />150330
<br />12/30/2019
<br />BAIRD
<br />FHLMC
<br />3134G6KS1
<br />500,000.00
<br />500,000.00
<br />0.00
<br />500,000
<br />2.00%
<br />150701A
<br />2/1/2020
<br />BAIRD
<br />WINTHROP MN TAX
<br />976367NDO
<br />290,000.00
<br />0.00
<br />290,000.00
<br />290,000
<br />2.43%
<br />150701B
<br />2/1/2021
<br />BAIRD
<br />WINTHROP MN TAX
<br />976367NE8
<br />305,000.00
<br />0.00
<br />305,000.00
<br />305,000
<br />2.68%
<br />140904
<br />9/1/2021
<br />BAIRD
<br />OKLAHOMA TAXABLE
<br />678519RP6
<br />535,000.00
<br />0.00
<br />535,000.00
<br />535,000
<br />2.45%
<br />1,130,000.00
<br />141212A
<br />6/12/2017
<br />ICD SEC
<br />CD -ALLY BANK
<br />02006LMP5
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000
<br />1.20%
<br />140709
<br />7/11/2016
<br />ICD SEC
<br />CD -ALLY BANK
<br />02006LFP3
<br />76,000.00
<br />0.00
<br />76,000.00
<br />76,000
<br />0.65%
<br />121219A
<br />12/21/2015
<br />ICD SEC
<br />CD -ALLY BANK
<br />02005QU76
<br />58,000.00
<br />58,000.00
<br />0.00
<br />58,000
<br />0.90%
<br />150710B
<br />7/10/2017
<br />ICD SEC
<br />CD -AMERICAN COMMER
<br />02519TACO
<br />250,000.00
<br />0.00
<br />256,000.00
<br />250,000.00
<br />1.00%
<br />141211
<br />12/12/2016
<br />ICD SEC
<br />CD -AMERICAN EXPRESS
<br />02587DWTI
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />1.05%
<br />140725B
<br />1/25/2017
<br />ICD SEC
<br />CD -AMERICAN WEST BA
<br />03059OD59
<br />200,000.00
<br />0.00
<br />200,000.00
<br />200,000
<br />0.80%
<br />151230A
<br />6/30/2017
<br />ICD SEC
<br />CD -APPLE BANK FOR SA
<br />03784JPHI
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />1200%
<br />140813
<br />2/16/2016
<br />ICD SEC
<br />CD-BANCO POPULAR
<br />05967ES75
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />0.65%
<br />150415
<br />4/13/2017
<br />ICD SEC
<br />CD -BANK CASTILE
<br />061077BC6
<br />150,000.00
<br />0.00
<br />150,000.00
<br />150,000
<br />0.70%
<br />150930C
<br />9/30/2016
<br />ICD SEC
<br />CD -BANK HAPOALIM
<br />06251AJ84
<br />250,000.00
<br />0.00
<br />250,000.00
<br />100,000.00
<br />0.60%
<br />141224B
<br />6/24/2015
<br />ICD SEC
<br />CD -BANK INDIA
<br />06278CG66'
<br />100,000.00
<br />100,000.00
<br />0.00
<br />100,000
<br />0.35%
<br />131224A
<br />12/27/2016
<br />ICD SEC
<br />CD -BANK OF BARODA
<br />06062ACN7
<br />249,000.00
<br />0.00
<br />249,000.00
<br />249,000,00
<br />1.00%
<br />150604A
<br />6/1/2016
<br />ICD SEC
<br />CD -BANK OF INDIA
<br />06278C4G7
<br />150,000.00
<br />0.00
<br />150,000.00
<br />150,000
<br />0.45%
<br />150630B
<br />3/30/2017
<br />ICD SEC
<br />CD -BANK OF NORTH CAI
<br />06414QVR7
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />0.85%
<br />151130B
<br />11/30/2017
<br />ICD SEC
<br />CD -BANK UNITED
<br />06651913C2
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />LIC%
<br />140716
<br />7/16/2019
<br />ICD SEC
<br />CD -BARCLAYS BANK
<br />06740KHF7
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />2.05%
<br />150220
<br />8/19/2016
<br />ICD SEC
<br />CD-BBCN BANK
<br />073296BJ3
<br />198,000.00
<br />0.00
<br />198,000.00
<br />198,000
<br />0.55%
<br />131127
<br />11/25/2015
<br />ICD SEC
<br />CD-BEAL BANK USA
<br />07370WBF2
<br />78,000.00
<br />78,000.00
<br />0.00
<br />78,000
<br />0.65%
<br />131218
<br />12/16/2015
<br />ICD SEC
<br />CD-BEAL BANK USA
<br />07370WC27
<br />150,000.00
<br />150,000.00
<br />0.00
<br />150,000.00
<br />0.65%
<br />150612
<br />12/30/2016
<br />ICD SEC
<br />CD -BERKSHIRE BANK
<br />084601DT7
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />0,70%
<br />151223
<br />7/24/2017
<br />ICD SEC
<br />CD-BLC COMMUNITY BA
<br />05549CGA2
<br />250,000,00
<br />0.00
<br />250,000,00
<br />250,000.00
<br />1.05%
<br />150923
<br />9/22/2017
<br />ICD SEC
<br />CD-BMO HARRIS
<br />05573.103
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />1.10%
<br />150626B
<br />6/26/2017
<br />ICD SEC
<br />CD -BMW BANK OF NOR7
<br />05580ABY9
<br />150,000.00
<br />0.00
<br />150,000.00
<br />150,000
<br />1.05%
<br />121123C
<br />11/16/2016
<br />ICD SEC
<br />CD -BMW BANK OFNOR7
<br />05568P2K2
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000
<br />1.20%
<br />151231
<br />6/30/2017
<br />ICD SEC
<br />CD-BRICKELL BANK
<br />10801 DAA9
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />1.00%
<br />150715A
<br />7/16/2018
<br />ICD SEC
<br />CD -CAPITAL ONE BANK
<br />14042E4R8
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />1.60%
<br />150624
<br />12/26/2017'
<br />ICD SEC
<br />CD -CAPITAL ONE BANK
<br />29266NK71
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000
<br />1.30%
<br />141126
<br />11/28/2016
<br />ICD SEC
<br />CD -CAPITAL ONE BANK
<br />140420RAO
<br />150,000.00
<br />0.00
<br />150,000.00
<br />150,000
<br />1.05%
<br />150930B
<br />3/30/2017
<br />ICD SEC
<br />CD -CARDINAL BANK
<br />14147VFD3
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />0.80%
<br />130726A
<br />1/26/2016
<br />ICD SEC
<br />CD-CATHAY BANK
<br />149159JA4
<br />248,000.00
<br />0.00
<br />248,000.00
<br />248,000
<br />0.70%
<br />140818
<br />8/18/2016
<br />ICD SEC
<br />CD-COMENITY BANK
<br />20033AGB6
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />0.80%
<br />151130A
<br />11/30/2017
<br />ICD SEC
<br />CD -COMPASS BANK
<br />20451PNZ5
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />1.15%
<br />130925
<br />9/25/2015
<br />ICD SEC
<br />CD -COMPASS BANK
<br />20451PEM4
<br />100,000.00
<br />100,000.00
<br />0.00
<br />100,000
<br />0.75%
<br />131030
<br />10/30/2015
<br />ICD SEC
<br />CD -COMPASS BANK
<br />20451PGF7
<br />150,000.00
<br />150,000.00
<br />0.00
<br />150,000
<br />0.75%
<br />150715B
<br />7/17/2017
<br />ICD SEC
<br />CD-CONESTOGA BANK
<br />20701PBQ6
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />1.00%
<br />150717
<br />1/17/2017
<br />ICD SEC
<br />CD-CRESCOM BANK
<br />225862CE9
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />0.65%
<br />140723A
<br />1/23/2018
<br />ICD SEC
<br />CD -CUSTOMERS BANK
<br />23204HBR8
<br />200,000.00
<br />0.00
<br />200,000.00
<br />200,000
<br />1.30%
<br />150715C
<br />7/17/2017
<br />ICD SEC
<br />CD-DISCOVERBANK
<br />254672SC3
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000.00
<br />1.15%
<br />150730
<br />7/30/2018
<br />ICD SEC
<br />CD -DISCOVER BANK
<br />254672TA6
<br />149,000.00
<br />0.00
<br />149,000.00
<br />149,000,00
<br />1.70%
<br />130710A
<br />7/10/2015
<br />ICD SEC
<br />CD -DISCOVER BANK
<br />254671 RU6
<br />100,000.00
<br />100,000.00
<br />0.00
<br />249,000
<br />0.70%
<br />130724
<br />7/24/2015
<br />ICD SEC
<br />CD -DISCOVER BANK
<br />254671 SP6
<br />149,000.00
<br />149,000.00
<br />0.00
<br />249,000
<br />0.65%
<br />151218A
<br />3/20/2017
<br />ICD SEC
<br />CD -DMB COMMUNITY B,
<br />23322GKGI
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />0.70%
<br />151218C
<br />6/15/2017
<br />ICD SEC
<br />CD -EAST BOSTON SAVIK
<br />27113PAT8
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000,00
<br />1.00%
<br />150515
<br />5/15/2017
<br />ICD SEC
<br />CD-ENERBANK
<br />29266NK71
<br />99,000.00
<br />0.00
<br />99,000.00
<br />99,000
<br />0.90%
<br />141218
<br />12/19/2016
<br />ICD SEC
<br />CD-ENERBANK
<br />29266NG27
<br />115,000.00
<br />0.00
<br />115,000.00
<br />115,000
<br />0.90%
<br />140715
<br />1/15/2016
<br />ICD SEC
<br />CD-EVERBANK
<br />29976DTD2
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />0.45%
<br />130731
<br />2/9/2016
<br />ICD SEC
<br />CD -FARMERS TRUST & S
<br />310756AB7
<br />100,000.00
<br />0.00
<br />100,000.00
<br />249,000
<br />0.70%
<br />151022
<br />10/20/2017
<br />ICD SEC
<br />CD -FIRST BANK FINANCI
<br />319I1QDG7
<br />200,000.00
<br />0.00
<br />200,000.00
<br />200,000
<br />0.95%
<br />131129
<br />11/30/2015
<br />ICD SEC
<br />CD -FIRST BANK OF PUEP
<br />337647763
<br />200,000.00
<br />200,000.00
<br />0.00
<br />200,000
<br />0.80%
<br />151125
<br />11/27/2017
<br />ICD SEC
<br />CD -FIRST BANK PUERTO
<br />33767ASC6
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />1.20%
<br />150722
<br />7/21/2017
<br />ICD SEC
<br />CD -FIRST CHOICE BANK
<br />319461AMI
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000.00
<br />1.05%
<br />131230D
<br />9/30/2016
<br />ICD SEC
<br />CD -FIRST CREDIT BANK
<br />320055BF2
<br />249,000.00
<br />0.00
<br />249,000.00
<br />249,000.00
<br />0.75%
<br />PRINTED 1/6/2016
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