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Agenda - Council - 05/26/2015
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Agenda - Council - 05/26/2015
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Council
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05/26/2015
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February 25, 2015 I Volume 9 I Issue 4 Zoning Bulletin <br />Department of Mental Health and Addiction Services. iCare was negotiating <br />with the State of Connecticut (the "State") to reopen the nursing home facility <br />on the property and to place at that facility individuals who were in State <br />custody. <br />After hearing of the plans for the § 17b-372a facility, the Town filed a <br />lawsuit. It asked the court to declare that SecureCare and iCare (hereinafter, <br />collectively, the "Care Services") were prohibited from opening and operating <br />the proposed facility on the property because such use would be noncompliant <br />with Town zoning regulations and did not constitute a prior nonconforming use, <br />and no special permit had been sought or issued. <br />Care Services asked the court to dismiss the Town's action. Care Services <br />claimed that the action was barred by sovereign immunity, and, therefore, <br />should be dismissed for lack of subject matter jurisdiction. According to Care <br />Services, they were an "arm of the state" and therefore immune from suit. <br />The trial court agreed with Care Services. It found that Care Services met <br />five of the eight factors used by courts in determining whether an entity should <br />be immune from suit as an "arm of the state." Additionally, the court concluded <br />that even if Care Services were not shielded by sovereign immunity as an arm <br />of the state, the Town's zoning authority over the project was expressly <br />preempted by § 17b-372a. <br />The Town appealed. It argued that: (1) Care Services was not an "arm of the <br />state," absolutely shielded from suit by sovereign immunity, because none of <br />the eight factors used to determine whether an entity is an arm of the state was <br />conclusively proven; and (2) § 17b-372a did not preempt local zoning <br />regulations. <br />DECISION: Judgment of superior court reversed, and matter <br />remanded. <br />The Supreme Court of Connecticut agreed with the Town. It held that Care <br />Services was not an arm of the state entitled to assert a sovereign immunity <br />defense in the zoning action brought against Care Services by the Town. The <br />court also held that § 17b-372a does not preempt the application of town zoning <br />regulations or irreconcilably conflict with municipal zoning regulations. <br />In so holding, the court analyzed the "list of factors to guide courts in <br />determining whether an entity should be immune from suit as an 'arm of the <br />state.' " Those eight factors include consideration of whether: <br />"(1) the state created the entity and expressed an intention in the enabling legisla- <br />tion that the entity be treated as a state agency; (2) the entity was created for a pub- <br />lic purpose or to carry out a function integral to state government; (3) the entity is <br />financially dependent on the state; (4) the entity's officers, directors or trustees are <br />state functionaries; (5) the entity is operated by state employees; (6) the state has the <br />• right to control the entity; (7) the entity's budget, expenditures and appropriations <br />are closely monitored by the state; and (8) a judgment against the entity would have <br />the same effect as a judgment against the state." <br />The court said that "[t]o establish that an entity is an at of the state, an <br />entity need not satisfy every criteria. Rather, [01 relevant factors are to be <br />considered cumulatively, with no single factor being essential or conclusive." <br />Here, the trial court had determined that five of the eight factors had been <br />met. The Supreme Court of Connecticut disagreed. It found that only the second <br />10 ©2015 Thomson Reuters <br />
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