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PRINTED 6/1/2015
<br />2015 CASH AND INVESTMENT ACTIVITY
<br />BV
<br />STATED
<br />PRIN
<br />SOLD/
<br />PRIM
<br />CITY
<br />MAT
<br />SECURITY
<br />BAL
<br />PURCH
<br />MATURE
<br />BAL
<br />INVEST #
<br />DATE
<br />BROKER
<br />DESCRIP
<br />CUSIP
<br />1/1/2015
<br />2015
<br />2015
<br />12/31/2015
<br />PAR
<br />YTM
<br />090217C
<br />3/1/2016
<br />Northland
<br />STILLWATER ISC #834
<br />860758 -QA -2
<br />245,000.00
<br />0.00
<br />245,000.00
<br />245,000
<br />4.20%
<br />110608
<br />2/1/2019
<br />Northland
<br />WADENA MN BAB
<br />930217 -JD -7
<br />95,000.00
<br />0.00
<br />95,000.00
<br />95,000
<br />3.94%
<br />130624C
<br />6/1/2018
<br />Northland
<br />WATERLOO IOWA TAXA
<br />941647 -NZ -8
<br />345,000.00
<br />0.00
<br />345,000.00
<br />345,000
<br />2.00%
<br />110714B
<br />10/1/2016
<br />Northland
<br />WAUWATO WIS REFUND
<br />943504-R2-8
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />1,90%
<br />090528A
<br />2/1/2015
<br />Northland
<br />WAYZATA ISD #284
<br />946813 -TF -9
<br />500,000.00
<br />500,000.00
<br />0.00
<br />500,000
<br />3.15%
<br />090310
<br />4/1/2015
<br />Northland
<br />WEST ALLIS WIS COMM.
<br />951172-7R-0
<br />340,000.00
<br />340,000.00
<br />0.00
<br />340,000
<br />3.75%
<br />120215C
<br />10/1/2019
<br />Northland
<br />WESTERN LAKE SUPERIt
<br />958522-WU-4
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000
<br />3.15%
<br />110816A
<br />10/1/2016
<br />Northland
<br />WESTIN LAKE SUPERIOR
<br />958522 -WR -1
<br />350,000,00
<br />0.00
<br />350,000.00
<br />350,000
<br />2.10%
<br />110816B
<br />10/1/2017
<br />Northland
<br />WESTIN LAKE SUPERIOR
<br />958522 -WS -9
<br />350,000.00
<br />0.00
<br />350,000.00
<br />350,000
<br />2.50%
<br />110201B
<br />6/1/2016
<br />Northland
<br />WINDSOR HTS IOWA TA:
<br />973602 -KT -1
<br />130,000.00
<br />0.00
<br />130,000.00
<br />130,000
<br />2.30%
<br />2014 Investment
<br />12,940,000.00
<br />010328
<br />6/25/2023
<br />UBS
<br />FHG14A
<br />312916PD5R
<br />4,000.00
<br />2,000.00
<br />2,000.00
<br />152,000
<br />6.00%
<br />150212
<br />4/30/2018
<br />UBS
<br />FNMA
<br />3136GILB3
<br />300,000.00
<br />0,00
<br />300,000.00
<br />300,000
<br />0,75%
<br />150501
<br />8/23/2022
<br />UBS
<br />FHLB
<br />31338OD61
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />1.54%
<br />150528
<br />5/28/2020
<br />UBS
<br />FHLB
<br />3130A5BJ7
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />1.25%
<br />150407
<br />1/30/2023
<br />UBS
<br />FNMA
<br />3136GIB81
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />2.25%
<br />150414
<br />8/22/2022
<br />UBS
<br />FHLB
<br />31338OC47
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />1.25%
<br />150428
<br />7/24/2023
<br />UBS
<br />FFCB
<br />3133EA2M3
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />2.38%
<br />150310
<br />4/1/2020
<br />UBS
<br />MONTGOMERY ALA TA?
<br />6130351-69
<br />400,000.00
<br />0.00
<br />400,000.00
<br />400,000
<br />2.15%
<br />150311
<br />3/11/2025
<br />UBS
<br />CD -HSBC BANK
<br />40434ASB6
<br />240,000.00
<br />0.00
<br />240,000,00
<br />240,000
<br />2.25%
<br />150318
<br />5/20/2020
<br />UBS
<br />FHLB STEP
<br />313382WRO
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />1.00%
<br />150323
<br />9/27/2021
<br />UBS
<br />FNMA
<br />313382FDO
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />1.50%
<br />120822
<br />8/22/2022
<br />UBS
<br />FHLB
<br />31338OC47
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.25%
<br />130404
<br />10/25/2027
<br />UBS
<br />FHLB
<br />31338ODU9
<br />750,000.00
<br />0.00
<br />750,000.00
<br />750,000
<br />2.13%
<br />131121
<br />4/30/2018
<br />UBS
<br />FNMA
<br />3136GILB3
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.33%
<br />131002
<br />11/26/2027
<br />UBS
<br />FHLB
<br />313381BA2
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />2.00%
<br />130710B
<br />6/20/2023
<br />UBS
<br />FHLB
<br />313383DZI
<br />750,000.00
<br />750,000.00
<br />0.00
<br />750,000
<br />2.03%
<br />130606B
<br />11/1/2019
<br />UBS
<br />NYC GEN TAX
<br />64971QH63
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />1,000,000
<br />1.73%
<br />130611
<br />5/21/2018
<br />UBS
<br />FNMA
<br />3135GOXDO
<br />750,000.00
<br />0.00
<br />750,000.00
<br />750,000
<br />1.29%
<br />130627
<br />6/5/2019
<br />UBS
<br />FHLB
<br />3133835X5
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.99%
<br />130628B
<br />5/26/2023
<br />UBS
<br />FHLB
<br />313383CQ2
<br />500,000.00
<br />500,000,00
<br />0.00
<br />500,000
<br />1.78%
<br />130425
<br />4/25/2023
<br />UBS
<br />FHLB
<br />313382QZ9
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.63%
<br />130807
<br />12/27/2024
<br />UBS
<br />FHLB
<br />3133816K5
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.25%
<br />131203
<br />12/11/2020
<br />UBS
<br />FHLB
<br />313383BEO
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />2.56%
<br />131206B
<br />8/23/2027
<br />UBS
<br />FHLB
<br />31338ODFI
<br />500,000.00
<br />500,000.00
<br />0.00
<br />500,000
<br />4.05%
<br />131223
<br />5/20/2020
<br />UBS
<br />FHLB
<br />313382WRO
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />2.43%
<br />131224B
<br />5/16/2023
<br />UBS
<br />FHLB
<br />313382V83
<br />500,000.00
<br />500,000.00
<br />0.00
<br />500,000
<br />3.01%
<br />131227B
<br />10/25/2022
<br />UBS
<br />FHLB
<br />31338OX51
<br />840,000.00
<br />0.00
<br />840,000.00
<br />840,000
<br />3.95%
<br />121123A
<br />11/23/2027
<br />UBS
<br />FHLB
<br />313381BTI
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />2,16%
<br />121123B
<br />11-23-27
<br />UBS
<br />FHLB
<br />313381BD6
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />2.00%
<br />121128
<br />11/28/2022
<br />UBS
<br />FHLB
<br />313381AC9
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1,25%
<br />121221
<br />12/21/2027
<br />UBS
<br />FHLB
<br />313381FPS
<br />750,000.00
<br />0.00
<br />750,000.00
<br />750,000
<br />2,00%
<br />120730
<br />7/30/2024
<br />UBS
<br />FHLB -STEP
<br />3133803H8
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.90%
<br />000417
<br />8/15/2021
<br />UBS
<br />FHLMC REMIC 18 le
<br />312904AU9C
<br />802.21
<br />227.38
<br />574.83
<br />88,604
<br />7.00%
<br />970917B
<br />9/15/2021
<br />UBS
<br />FHLMC REMIC SERIES FF
<br />312904GT6C.
<br />1,849.63
<br />324,45
<br />1,525.18
<br />255,714
<br />7.21%
<br />020826
<br />10/15/2022
<br />UBS
<br />FHR 1391D
<br />312912LUO
<br />1,614.37
<br />104.35
<br />1,510.02
<br />59,990
<br />6.00%
<br />030630A
<br />6/15/2018
<br />UBS
<br />FHR 2628 AB
<br />31393VMQIC
<br />10,546.78
<br />2,107.24
<br />8,439.54
<br />200,000
<br />3.12%
<br />030930A
<br />9/15/2018
<br />UBS
<br />FHR 2677 KH
<br />31394JTP2
<br />17,796.95
<br />5,007.43
<br />12,789.52
<br />300,000
<br />4.50%
<br />040730A
<br />7/15/2019
<br />UBS
<br />FHR 2822 DB
<br />31395058
<br />36,350.04
<br />7,265.27
<br />29,084.77
<br />500,000
<br />5.00%
<br />040730B
<br />7/15/2019
<br />UBS
<br />FHR 2822 DQ
<br />31395C3U3
<br />2,380.39
<br />2,164.79
<br />215.60
<br />500,000
<br />5.00%
<br />970625
<br />2/25/2021
<br />UBS
<br />FNMA FNR-1991-7H
<br />31358FZW2
<br />1,000.00
<br />0.00
<br />1,000.00
<br />129,000
<br />7.84%
<br />021004
<br />8/25/2022
<br />UBS
<br />FNR 1992-125L
<br />31358PS40C
<br />2,069.84
<br />348.66
<br />1,721.18.
<br />52,000
<br />7.00%
<br />030730A
<br />8/25/2018
<br />UBS
<br />FNR 2003 -74 -KN
<br />31393EAL3C
<br />21,171.81
<br />3,430.22
<br />17,741.59
<br />300,000.00
<br />3.59%
<br />001127
<br />7/25/2022
<br />UBS
<br />FNR G92-35
<br />31358PHV2C
<br />1,778,13
<br />162.69
<br />1,615.44
<br />75,215
<br />7.49%
<br />121207
<br />11/1/2018
<br />UBS
<br />NYC GEN TAX
<br />64971QH55
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.28%
<br />140723B
<br />1/30/2023
<br />UBS
<br />FHLB
<br />313381X26
<br />400,000.00
<br />400,000.00
<br />0.00
<br />400,000
<br />1.00%
<br />140716A
<br />5/23/2024
<br />UBS
<br />FHLB
<br />313379G45
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />2.00%
<br />141212C
<br />1/30/2023
<br />UBS
<br />FNMA
<br />3136GIB81
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />2.49%
<br />141205B
<br />5/24/2027
<br />UBS
<br />FNMA
<br />3136GOJG7
<br />450,000.00
<br />0.00
<br />450,000.00
<br />450,000
<br />2.25%
<br />141205C
<br />4/25/2028
<br />UBS
<br />FNMA
<br />3136G1KL2
<br />400,000.00
<br />0.00
<br />400,000.00
<br />400,000
<br />2.38%
<br />140710
<br />7/10/2019
<br />UBS
<br />CD -AMERICAN EXPRESS
<br />02587CAC4
<br />240,000.00
<br />0.00
<br />240,000.00
<br />240,000
<br />1.95%
<br />120817A
<br />5/1/2018
<br />UBS
<br />NYC -TAXABLE
<br />64971QTU7
<br />500,000.00
<br />0.00
<br />500,000,00
<br />500,000
<br />1.60%
<br />15,998,217.67
<br />PRINTED 6/1/2015
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