|
2016 CASH AND INVESTMENT ACTIVITY BV
<br />STATED PRIN SOLD/ PRIN
<br />CITY MAT SECURITY BAL PURCH MATURE BAL
<br />INVEST # DATE BROKER DESCRIP CUSIP 1/1/2016 2016 2016 12/31/2016 PAR YTM
<br />140320B 3/1/2016 Northland HAWLEY MN SCHOOL DI 420416-E-5 180,000.00 180,000.00 0.00 180,000 0.60%
<br />140117 1 I/1/2019 Northland HONOLULU TAXABLE 438670-Q4-6 275,000.00 0,00 275,000.00 275,000 I.84°/
<br />1101 I4A 2/1/2017 Northland HOPKINS ISD #270 439881-HB-2 100,000.00 0.00 100,000.00 100,000 2.75%
<br />150109 10/1/2022 Northland HUBBARY COUNTY TAX 443348-DE-4 135,000.00 0.00 135,000.00 140,000 2.70%
<br />121211C 6/1/2016 Northland IOWA \VESTERN COMM ( 462616-QL-9 100,000.00 100,000.00 0.00 100,000 0.65%
<br />121228A 6/1/2017 Northland IOWA WESTERN COMM ( 462612-QM-7 100,000.00 0.00 100,000.00 100,000 0.85%
<br />120321 3/1/2022 Northland MADISION WI SCHOOL D 558495-KN-6 500,000.00 0.00 500,000.00 500,000 2.50%
<br />150708 2/1/2019 Northland MAPLEWOOD MN TAX 56557-UM-5 350,000.00 0.00 350,000.00 350,000 1.80%
<br />1 10203A 4/1/2017 Northland MEDFORD \VIS SCHOOL I 58434T-DK-3 40,000.00 0.00 40,000.00 40,000 2.75%
<br />121228B 9/1/2023 Northland MIDDLETON \VIS REFUNI 596782-T6-7 300,000.00 0.00 300,000,00 300,000 2.36%
<br />120214B 9/1/2025 Northland MIDDLETON WIS REFUNI 596782-TJ-1 315,000.00 0.00 315,000.00 315,000 2.85%
<br />150430 2/1/2022 Northland MINNETONKA ISD #276 604195-YG-6 270,000.00 0.00 270,000.00 270,000 3.00%
<br />130702A 1/1/2019 Northland MINNETONKA ISD #276 604195-V W-4 285,000.00 0.00 285,000.00 285,000 1.40%
<br />130702B 1/1/2021 Northland MINNETONKAISD#276 604195-VY-0 400,000.00 0.00 400,000.00 400,000 2.10%
<br />120215A 1/1/2028 Northland MINNETONKA ISD #276 604195-SB-4 50,000.00 0.00 50,000.00 50,000 5.20%
<br />150211 6/1/2016 Northland MITCHELL COUNTY TAX 606521-ES-7 70,000.00 70,000.00 0,00 70,000 1.00%
<br />130722 2/1/2021 Northland MOUND MN TAXABLE 620S35-W4-2 95,000.00 0.00 95,000.00 95,000 2.00%
<br />100803B 2/1/2018 Northland NEW PRAGUE BAB 648159-TX-9 70,000.00 0.00 70,000.00 70,000 3.75%
<br />100803C 2/1/2019 Northland NEW PRAGUE BAB 648159-TY-7 45,000.00 0,00 45,000.00 45,000 4.00%
<br />100803D 2/1/2020 Northland NEW PRAGUE BAB 648159-TZ-4 70,000.00 0.00 70,000.00 70,000 4.25%
<br />141006 6/1/2020 Northland NORTHEAST IOWA COMI 664214-JQ-7 320,000.00 0.00 320,000.00 320,000 1.90%
<br />111031 6/1/2018 Northland RACINE WIS TAXABLE 750021-6D-4 755,000.00 0.00 755,000,00 755,000 2.10%
<br />I30624A 2/1/2023 Northland RAMSEY COUNTY TAXAI 751622-HH-7 595,000.00 0.00 595,000.00 595,000 2.75%
<br />I30624B 2/1/2022 Northland RAMSEY COUNTY TAXAI 751622-HG-9 285,000.00 0.00 285,000.00 285,000 2.50%
<br />150804 11/1/2018 Northland SIIEBYGAN WISCON REF 82102R-BM-6 800,000.00 0.00 800,000.00 800,000 1.25%
<br />120308A 12/1/2020 Northland SHOREWOOD WIS TAX 825230-KU-8 150,000.00 0.00 150,000.00 150,000 2.50%
<br />120308B 12/1/2022 Northland SHOREWOOD \VIS TAX 825230-K\V-4 150,000.00 0.00 150,000.00 150,000 2.80%
<br />120308C 12/1/2027 Northland SHOREWOOD WIS TAX 825230-LB-9 225,000.00 0,00 225,000.00 225,000 3.25%
<br />120308D 12/1/2028 Northland SHOREWOOD WIS TAX 825230-LC-7 465,000.00 0.00 465,000.00 465,000 3.15%
<br />I20214B 4/1/2017 Northland ST FRANCIS ISD#15 789466-PU-7 250,000.00 0.00 250,000.00 250,000 4.40%
<br />090217C 3/1/2016 Northland STILLWATER ISC #834 860758-QA-2 245,000.00 245,000.00 0.00 245,000 4.20%
<br />110608 2/1/2019 Northland WADENA MN BAB 930217-JD-7 95,000,00 0.00 95,000.00 95,000 3.94%
<br />130624C 6/1/2018 Northland WATERLOO IOWA TAXAI 941647-NZ-8 345,000.00 0.00 345,000.00 345,000 2.00%
<br />I50626C 10/1/2017 Northland WESTERN LAKE SUPERI( 958522-\VS-9 245,000.00 0.00 245,000,00 245,000 1.35%
<br />160317 2/1/2019 Northland BECKER MN TAX 075663YH9 645,000.00 0.00 645,000.00 645,000 1.15%
<br />160420B 10/1/2018 Northland SHEBOYGAN WIS TAX 82102R-BY-0 250,000,00 0.00 250,000.00 250,000 1.00%
<br />120215C 10/1/2019 Northland \VESTERN LAKE SUPERI( 958522-WU-4 100,000.00 0.00 100,000.00 100,000 3.15%
<br />110816A 10/1/2016 Northland WESTIN LAKE SUPERIOR 958522-WR-1 350,000.00 0.00 350,000.00 350,000 2.10%
<br />1108I6B 10/1/2017 Northland WESTIN LAKE SUPERIOR 958522-WS-9 350,000,00 0.00 350,000.00 350,000 2.50%
<br />I10201B 6/1/2016 Northland WINDSOR HTS IOWA TA) 973602-KT-1 130,000.00 130,000.00 0.00 130,000 2.30%
<br />141205A 9/1/2018 Northland WYANDOTTE KANSAS SI 982696-QE-9 125,000.00 0.00 125,000.00 125,000 1.93%
<br />2015 Investment 15,335,000.00
<br />120817A 5/1/2018 UBS NYC -TAXABLE 64971QTU7 500,000.00 0.00 500,000.00 500,000 1.60%
<br />160224B 12/1/2019 UBS MCLEAN COUNTY IL SCI 582018Ff5 450,000.00 0.00 450,000.00 450,000 2.00%
<br />160601 2/15/2022 UBS MCALLEN TAX' 582018Ff5 200,000.00 0.00 200,000.00 200,000 1.75%
<br />160613 12/1/2020 UBS SCHILLER PARK TAX 8062721LM6 325,000.00 0.00 325,000.00 325,000 2.50%
<br />160526 5/1/2020 UBS MILAN MICH SCHOOL Ti 598801JD1 500,000.00 0.00 500,000.00 500,000 1.51%
<br />160412 5/1/2019 UBS LINCOLN SD TAX 533883NG5 500,000.00 0.00 500,000.00 500,000 2.03%
<br />160422 5/15/2021 UBS UNIVERSITY OF CA TAX 91412GFS9 500,000.00 0.00 500,000.00 500,000 1.91%
<br />1160428 10/28/2022 UBS FNMA 3136G31S5 250,000.00 0.00 250,000.00 250,000 1.00%
<br />130611 5/21/2018 UBS FNMA 3135GOXDO 750,000.00 0.00 750,000.00 750,000 1.29%
<br />030630A 6/15/2018 UBS FIIR 2628 AB 31393VMQ1C 5,990,30 1,774.87 4,215.43 200,000 3.12%
<br />030730A 8/25/2018 UBS FNR2003-74-KN 31393EAL3C 12,200.25 4,079.40 8,120.85 300,000.00 3.59"/
<br />030930A 9/15/2018 UBS FHR 2677 KH 31394JTP2 6,860,44 3,927.78 2,932.66 300,000 4.50%
<br />121207 I I/1/2018 UBS NYC GEN TAX 64971QH55 500,000.00 0.00 500,000.00 500,000 1.28%
<br />140710 7/10/2019 UBS CD-AMERICAN EXPRESS 02587CAC4 240,000.00 0.00 240,000.00 240,000 1.95%
<br />040730A 7/15/2019 UBS FHR 2822 DB 31395C358 19,251.85 7,368.03 11,883.82 500,000 5.00%
<br />130606B 11/1/2019 UBS NYC GEN TAX 64971QH63 1,000,000.00 0.00 1,000,000.00 1,000,000 1.73%
<br />150310 4/1/2020 UBS MONTGOMERY ALA TAX 613035L69 400,000.00 0.00 400,000.00 400,000 2.15%
<br />150318 5/20/2020 UBS FHLB STEP 313382WRO 300,000.00 300,000.00 0.00 300,000 1.00%
<br />131223 5/20/2020 UBS FHLB 313382WR0 500,000.00 500,000.00 0.00 500,000 2.43%
<br />150528 5/28/2020 UBS FHLB 3130A5BJ7 300,000.00 300,000.00 0.00 300,000 1,25%
<br />151207 12/1/2020 UBS SACRAMENTOTAXABLE 786060BB8 300,000.00 0.00 300,000.00 300,000 3.00%
<br />131203 12/11/2020 UBS FHLB 313383BE0 500,000.00 500,000.00 0.00 500,000 2.56%
<br />970625 2/25/2021 UBS FNMA FNR-1991-7 H 31358FZ\V2 1,000.00 0.00 1,000.00 129,000 7.84%
<br />000417 8/15/2021 UBS FHLMC REMIC 181e 312904AU9C 293.72 162.46 131.26 88,604 7.00%
<br />970917B 9/15/2021 UBS FHLMC REMIC SERIES FI- 312904GT6C 1,085.27 442.44 642.83 255,714 7.21%
<br />150323 9/27/2021 UBS FNMA 313382FD0 250,000.00 250,000,00 0.00 250,000 1.50%
<br />151119A 11/19/2021 UBS FNMA 3136G2SA6 500,000.00 0.00 500,000,00 500,000 1.05%
<br />151104 3/1/2022 UBS NEW YORK TAXALBE 64966KQC0 500,000.00 0.00 500,000.00 500,000 2.26%
<br />PRINTED 7/1/2016
<br />
|