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2016 CASH AND INVESTMENT ACTIVITY BV
<br /> STATED PRIN SOLD/ PRIN
<br /> CITY MAT SECURITY BAL PURCH MATURE DAL
<br /> INVEST# DATE BROKER DESCRIP CUSIP 1/1/2016 2016 2016 12/31/2016 PAR YTM
<br /> 140730A 6/1/2019 Northland DES MOINES IA TAXABLI 25009X-GB-5 115,000.00 0.00 115,000.00 115,000 2.00%
<br /> 140730B 6/1/2020 Northland DES MOINES IA TAXABLI 25009X-GC-3 145,000.00 0.00 145,000.00 145,000 2.10%
<br /> 141104 2/1/2022 Northland DULUTH MN TAXABLE 264438-G5-5 150,000.00 0.00 150,000.00 150,000 3.00%
<br /> 15127A 12/1/2018 Northland FARGO NO TAXABLE 30747N-BC-7 435,000.00 0.00 435,000.00 435,000 1.40%
<br /> 15127B 12/1/2017 Northland FARGO ND TAXABLE 30747N-BB-9 395,000.00 0.00 395,000.00 395,000 1.00%
<br /> 151216A 6/14/2018 Northland FFCB 3133EF-SH-1 500,000.00 0.00 500,000.00 500,000 1.17%
<br /> 140326 9/26/2017 Northland FHLB 313OA15P9 350,000.00 0.00 350,000.00 350,000 1.00%
<br /> 151119B 11/19/2021 Northland FNMA 3136GSSA6 400,000.00 0.00 400,000.00 400,000 1.00%
<br /> 131205 12/28/2018 Northland FNMA 3136GO-RB-9 500,000.00 500,000.00 0.00 500,000 1.38%
<br /> 150601 6/1/2017 Northland HAWKEYE COMMUNITY• 42016A-KH-3 190,000.00 0.00 190,000.00 190,000 0.90%
<br /> 140320A 3/1/2019 Northland HAWLEY MN SCHOOL DI 420416-EZ-8 390,000.00 0.00 390,000.00 390,000 1.85%
<br /> 140320B 3/1/2016 Northland HAWLEY MN SCHOOL DI 420416-E-5 180,000.00 180,000.00 0.00 180,000 0.60%
<br /> 140117 11/1/2019 Nortliland HONOLULU TAXABLE 438670-Q4-6 275,000.00 0.00 275,000.00 275,000 1.84%
<br /> 110114A 2/1/2017 Northland HOPKINS ISD#270 439881-HB-2 100,000.00 0.00 100,000.00 100,000 2.75%
<br /> 150109 10/1/2022 Northland HUBBARY COUNTY TAX 443348-DE-4 135,000.00 0.00 135,000.00 140,000 2.70%
<br /> 121211C 6/1/2016 Northland IOWA WESTERN COMM( 462616-QL-9 100,000.00 100,000.00 0.00 100,000 0.65%
<br /> 121228A 6/1/2017 Northland IOWA WESTERN COMM( 462612-QM-7 100,000.00 0.00 100,000.00 100,000 0.85%
<br /> 120321 3/1/2022 Nortliland MADISION WI SCHOOL D 558495-KN-6 500,000.00 0.00 500,000.00 500,000 2.50%
<br /> 150708 2/1/2019 Northland MAPLEWOOD MN TAX 56557-UM-5 350,000.00 0.00 350,000.00 350,000 1.80%
<br /> 110203A 4/1/2017 Northland MEDFORD WIS SCHOOL I 58434T-DK-3 40,000.00 0.00 40,000.00 40,000 2.75%
<br /> 121228B 9/1/2023 Northland MIDDLETON WIS REFUNI 596782-T6-7 300,000.00 0.00 300,000.00 300,000 2.36%
<br /> 120214B 9/1/2025 Northland MIDDLETON WIS REFUNI 596782-TJ-1 315,000.00 0.00 315,000.00 315,000 2.85%
<br /> 150430 2/1/2022 Northland MINNETONKA ISD#276 604195-YG-6 270,000.00 0.00 270,000.00 270,000 3.00%
<br /> 130702A 1/1/2019 Nortliland MINNETONKA ISD#276 604195-VW-4 285,000.00 0.00 285,000.00 285,000 1.40%
<br /> 130702B 1/1/2021 Northland MINNETONKA ISD#276 604195-VY-0 400,000.00 0.00 400,000.00 400,000 2.10%
<br /> 120215A 1/1/2028 Nortliland MINNETONKA ISD#276 604195-SB-4 50,000.00 0.00 50,000.00 50,000 5.20%
<br /> 150211 6/1/2016 Northland MITCHELL COUNTY TAX 606521-ES-7 70,000.00 70,000.00 0.00 70,000 1.00%
<br /> 130722 2/1/2021 Northland MOUND MN TAXABLE 620535-W4-2 95,000.00 0.00 95,000.00 95,000 2.00%
<br /> 100803B 2/1/2018 Northland NEW PRAGUE BAB 648159-TX-9 70,000.00 0.00 70,000.00 70,000 3.75%
<br /> 100803C 2/1/2019 Northland NEW PRAGUE BAB 648159-TY-7 45,000.00 0.00 45,000.00 45,000 4.00%
<br /> 100803D 2/1/2020 Northland NEW PRAGUE BAB 648159-TZ-4 70,000.00 0.00 70,000.00 70,000 4.25%
<br /> 141006 6/1/2020 Nortliland NORTHEAST IOWA COMI 664214-JQ-7 320,000.00 0.00 320,000.00 320,000 1.90%
<br /> 111031 6/1/2018 Northland RACINE WIS TAXABLE 750021-6D-4 755,000.00 0.00 755,000.00 755,000 2.10%
<br /> 130624A 2/1/2023 Northland RAMSEY COUNTY TAXA 751622-HH-7 595,000.00 0.00 595,000.00 595,000 2.75%
<br /> 130624B 2/1/2022 Northland RAMSEY COUNTY TAXA 751622-HG-9 285,000.00 0.00 285,000.00 285,000 2.50%
<br /> 150804 11/1/2018 Northland SHEBYGAN WISCON REF 82102R-BM-6 800,000.00 0.00 800,000.00 800,000 1.25%
<br /> 120308A 12/1/2020 Northland SHOREWOOD WIS TAX 825230-KU-8 150,000.00 0.00 150,000.00 150,000 2.50%
<br /> 120308B 12/1/2022 Northland SHOREWOOD WIS TAX 825230-KW-4 150,000.00 0.00 150,000.00 150,000 2.80%
<br /> 120308C 12/1/2027 Northland SHOREWOOD WIS TAX 825230-LB-9 225,000.00 0.00 225,000.00 225,000 3.25%
<br /> 120308D 12/1/2028 Northland SHOREWOOD WIS TAX 825230-LC-7 465,000.00 0.00 465,000.00 465,000 3.15%
<br /> 120214B 4/1/2017 Northland ST FRANCIS ISD#15 789466-PU-7 250,000.00 0.00 250,000.00 250,000 4.40%
<br /> 090217C 3/1/2016 Northland STILLWATER ISC#834 860758-QA-2 245,000.00 245,000.00 0.00 245,000 4.20%
<br /> 110608 2/1/2019 Northland WADENAMNBAB 930217-JD-7 95,000.00 0.00 95,000.00 95,000 3.94%
<br /> 130624C 6/1/2018 Northland WATERLOO IOWATAXAI 941647-NZ-8 345,000.00 0.00 345,000.00 345,000 2.00%
<br /> 150626C 10/l/2017 Northland WESTERN LAKE SUPERK 958522-WS-9 245,000.00 0.00 245,000.00 245,000 1.35%
<br /> 160317 2/1/2019 Northland BECKER MN TAX 075663YH9 645,000.00 0.00 645,000.00 645,000 1.15%
<br /> 160420B 10/1/2018 Northland SHEBOYGAN WIS TAX 82102R-BY-0 250,000.00 0.00 250,000.00 250,000 1.00%
<br /> 120215C 10/1/2019 Northland WESTERN LAKE SUPERK 958522-WU-4 100,000.00 0.00 100,000.00 100,000 3.15%
<br /> 110816A 10/1/2016 Northland WESTIN LAKE SUPERIOR 958522-WR-1 350,000.00 0.00 350,000.00 350,000 2.10%
<br /> 110816B 10/1/2017 Northland WESTIN LAKE SUPERIOR 958522-WS-9 350,000.00 0.00 350,000.00 350,000 2.50%
<br /> 110201B 6/1/2016 Northland WINDSOR HTS IOWA TA) 973602-KT-1 130,000.00 130,000.00 0.00 130,000 2.30%
<br /> 141205A 9/1/2018 Northland WYANDOTTE KANSAS SI 982696-QE-9 125,000.00 0.00 125,000.00 125,000 1.93%
<br /> 2015 Investment 15,835,000.00
<br /> p,
<br /> 120817A 5/1/2018 UBS NYC-TAXABLE 64971QTU7 500,000.00 0.00 500,000.00 500,000 1.60%
<br /> 160224B 12/1/2019 UBS MCLEAN COUNTY IL SCF 582018Ff5 450,000.00 0.00 450,000.00 450,000 2.00%
<br /> 160705 11/1/2021 UBS MICHIGAN STATE TAX 594612CX9 300,000.00 0.00 300,000.00 300,000 1.78%
<br /> 160718 12/1/2021 UBS LITTLE MIAMI OHIO SCH 537292KY9 345,000.00 0.00 345,000.00 345,000 1.76%
<br /> 160726 7/26/2024 UBS FHLMC 3134G9N78 500,000.00 0.00 500,000.00 500,000 1.25%
<br /> 160727 5/1/2022 UBS NORTH BRAND SCHOOL 65774OF50 500,000.00 0.00 500,000.00 500,000 2.08%
<br /> 160601 2/15/2022 UBS MCALLEN TAX 582018Ff5 200,000.00 0.00 200,000.00 200,000 1.75% f
<br /> 160613 12/1/2020 UBS SCHILLER PARK TAX 8062721LM6 325,000.00 0.00 325,000.00 325,000 2.50%
<br /> 160526 5/1/2020 UBS MILAN MICH SCHOOL TP 598801JDI 500,000.00 0.00 500,000.00 500,000 1.51%
<br /> 160412 5/1/2019 UBS LINCOLN SD TAX 533883NG5 500,000.00 0.00 500,000.00 500,000 2.03% j
<br /> 160422 5/15/2021 UBS UNIVERSITY OF CA TAX 91412GFS9 500,000.00 0.00 500,000.00 500,000 1.91%
<br /> 1160428 10/28/2022 UBS FNMA 3136G3JS5 250,000.00 0.00 250,000.00 250,000 1.00%
<br /> 130611 5/21/2018 UBS FNMA 3135GOXDD 750,000.00 0.00 750,000.00 750,000 1.29%
<br /> 030630A 6/15/2018 UBS FHR2628AB 31393VMQIC 5,990.30 2,055.08 3,935.22 200,000 3.12%
<br /> 030730A 8/25/2018 UBS FNR 2003-74-KN 31393EAL3C 12,200.25 4,775.89 7,424.36 300,000.00 3.59%
<br /> 030930A 9/15/2018 UBS FHR 2677 KH 31394JTP2 6,860.44 4,620.67 2,239.77 300,000 4.50%
<br /> 121207 11/1/2018 UBS NYC GEN TAX 64971QH55 500,000.00 0.00 500,000.00 500,000 1.28%
<br /> 140710 7/10/2019 UBS CD-AMERICAN EXPRESS 02587CAC4 240,000.00 0.00 240,000.00 240,000 1.95%
<br /> i
<br /> PRINTED 8/3/2016
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