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E
<br /> 2016 CASH AND INVESTMENT ACTIVITY BV
<br /> STATED PRIN SOLD/ PRIN
<br /> CITY MAT SECURITY BAL PURCH MATURE BAL
<br /> INVEST# DATE BROKER DESCRIP CUSI, 1/1/2016 2016 2016 12/31/2016 PAR YTM
<br /> 120214B 4/1/2017 Northland ST FRANCIS ISD915 789466-PU-7 250,000.00 0.00 250,000.00 250,000 4.40%
<br /> 090217C 3/1/2016 Northland STILLWATER ISC#834 860758-QA-2 245,000.00 245,000.00 0.00 245,000 4.20%
<br /> 110608 2/1/2019 Northland WADENA MN BAB 930217-JD-7 95,000.00 0.00 95,000.00 95,000 3.94%
<br /> 130624C 6/1/2018 Northland WATERLOO IOWA TAXA) 941647-NZ-8 345,000.00 0.00 345,000.00 345,000 2.00%
<br /> 150626C 10/1/2017 Northland WESTERN LAKE SUPERI( 958522-WS-9 245,000.00 0.00 245,000.00 245,000 1.35%
<br /> 160317 2/1/2019 Northland BECKER MN TAX 075663YH9 645,000.00 0.00 645,000.00 645,000 1.15%
<br /> 161222 2/1/2019 Northland ST.PAUL MN PORT AUTF 793028-WR-8 145,000.00 0.00 145,000.00 145,000 2.00%
<br /> 160420B 10/l/2018 Northland SHEBOYGAN WIS TAX 821028-BY-0 250,000.00 0.00 250,000.00 250,000 1.00%
<br /> 120215C 10/1/2019 Northland WESTERN LAKE SUPERK 958522-WU-4 100,000.00 0.00 100,000.00 100,000 3.15%
<br /> 110816A 10/1/2016 Northland WESTIN LAKE SUPERIOR 958522-WR-1 350,000.00 350,000.00 0.00 350,000 2.10%
<br /> 110816B 10/1/2017 Northland WESTIN LAKE SUPERIOR 958522-WS-9 350,000.00 0.00 350,000.00 350,000 2.50%
<br /> 1102018 6/1/2016 Northland WINDSOR HTS IOWA TA) 973602-KT-1 130,000.00 130,000.00 0.00 130,000 2.30%
<br /> 141205A 9/1/2018 Northland WYANDOTTE KANSAS SI 982696-QE-9 125,000.00 0.00 125,000.00 125,000 1.93%
<br /> 2015 Investment 16,395,000.00
<br /> 120817A 5/1/2018 UBS NYC-TAXABLE 64971QTU7 500,000.00 0.00 500,000.00 500,000 1.60%
<br /> 160224B 12/1/2019 UBS MCLEAN COUNTY IL SCF 582018Ff5 450,000.00 0.00 450,000.00 450,000 2.00%
<br /> 161208A 4/1/2023 UBS NEW HOPE CULTURAL EI 64542WAY6 250,000.00 0.00 250,000.00 250,000 2.27%
<br /> 161208B 11/1/2024 UBS MICHIGAN FIN AUTH RE' 59447TJX2 250,000.00 0.00 250,000.00 250,000 2.51%
<br /> 161216B 12/16/2022 UBS CD-MERCANTIL COMM E 58733ADQ9 245,000.00 0.00 245,000.00 245,000 2.30%
<br /> 161114A 7/1/2025 UBS LEXINGTON FAYETTE AI 52909MCAO 300,000.00 0.00 300,000.00 300,000 2.75%
<br /> 160927A 5/1/2021 UBS YPSILANTI MI SCHOOL D 987864NY7 405,000.00 0.00 405,000.00 405,000.00 2.18%
<br /> 160928 3/28/2025 UBS FHLB 3130A9CN9 300,000.00 0.00 300,000.00 300,000.00 1.25%
<br /> 160930E 9/30/2019 UBS CD-JEFFERSON BANK&1 472376AAO 245,000.00 0.00 245,000.00 245,000.00 1.15%
<br /> 160802 12/1/2027 UBS TOOLE CITY UT TAX 89033RBU7 400,000.00 0.00 400,000.00 400,000 2.76%
<br /> 160826D 8/24/2026 UBS FHLB 3130A8Z63 300,000.00 0.00 300,000.00 300,000 1,25%
<br /> 160830A 8/28/2026 UBS FHLB 3130A8ZF3 300,000.00 0.00 300,000.00 300,000 1.50%
<br /> 160830B 8/28/2023 UBS FHLMC 3134GAAKO 300,000.00 0.00 300,000.00 300,000 1.25%
<br /> 160830C 8/1/2022 UBS NEW YORK CITY TAXAB 64966MED7 300,000.00 0.00 300,000.00 300,000 1.60%
<br /> 160830D 8/24/2023 UBS FNMA 3136G32Y0 250,000.00 0.00 250,000.00 250,000 1,13%
<br /> 160705 11/1/2021 UBS MICHIGAN STATE TAX 594612CX9 300,000.00 0.00 300,000.00 300,000 1.78%
<br /> 160718 12/1/2021 UBS LITTLE MIAMI OHIO SCH 537292KY9 345,000.00 0.00 345,000.00 345,000 1.76%
<br /> 160726 7/26/2024 UBS FHLMC 3134G9N78 500,000.00 0.00 500,000.00 500,000 1.25%
<br /> 160727 5/1/2022 UBS NORTH BRAND SCHOOL' 657740F50 500,000.00 0.00 500,000.00 500,000 2.08%
<br /> 160601 2/15/2022 UBS NICALLEN TAX' 582018Ff5 200,000.00 0.00 200,000.00 200,000 1.75%
<br /> 160613 12/l/2020 UBS SCHILLER PARK TAX 8062721LM6 325,000.00 0.00 325,000.00 325,000 2.50%
<br /> 160526 5/1/2020 UBS MILAN MICH SCHOOL T? 598801JDI 500,000.00 0.00 500,000.00 500,000 1.51%
<br /> 160412 5/1/2019 UBS LINCOLN SD TAX 533883NG5 500,000,00 0.00 500,000.00 500,000 2.03%
<br /> 160422 5/15/2021 UBS UNIVERSITY OF CA TAX 91412GFS9 500,000.00 0.00 500,000.00 500,000 1.91%
<br /> 160428 10/28/2022 UBS FNMA 3136G3JS5 250,000.00 0,00 250,000.00 250,000 1.00%
<br /> 161018 7/1/2024 UBS SELMAALA TAX 816459QV6 500,000.00 0.00 500,000.00 500,000 2.50%
<br /> 161026 10/1/2024 UBS HONOLULU TAX 4386705W7 300,000.00 0.00 300,000.00 300,000 2.37%
<br /> 130611 5/21/2018 UBS FNMA 3135GOXDO 750,000.00 0.00 750,000.00 750,000 1.29%
<br /> 030630A 6/15/2018 UBS FHR 2628 AB 31393VMQIC 5,990.30 3,348.92 2,641.38 200,000 3.12%
<br /> 030730A 8/25/2018 UBS FNR 2003-74-KN 31393EAL3C 12,200.25 7,289.75 4,910.50 300,000.00 3.59%
<br /> 030930A 9/15/2018 UBS FHR 2677 KH 31394JTP2 6,860.44 61803.63 56.81 300,000 4.50%
<br /> 121207 11/1/2018 UBS NYC GEN TAX 64971QH55 500,000.00 0.00 500,000.00 500,000 1.28%
<br /> 140710 7/10/2019 UBS CD-AMERICAN EXPRESS 02587CAC4 240,000.00 0.00 240,000.00 240,000 1.95%
<br /> 040730A 7/15/2019 UBS FHR 2822 DB 31395C3S8 19,251.85 12,926.62 6,325.23 500,000 5.00%
<br /> 130606B 11/1/2019 UBS NYC GEN TAX 64971QH63 1,000,000.00 0.00 1,000,000.00 1,000,000 1.73%
<br /> 150310 4/1/2020 UBS MONTGOMERY ALA TAX 6130351,69 400,000.00 0.00 400,000.00 400,000 2.15%
<br /> 150318 5/20/2020 UBS FHLB STEP 313382WRO 300,000.00 300,000.00 0.00 300,000 1.00%
<br /> 131223 5/20/2020 UBS FHLB 313382WRO 500,000.00 500,000.00 0.00 500,000 2.43°/
<br /> 150528 5/28/2020 UBS FHLB 3130A5BJ7 300,000.00 300,000.00 0.00 300,000 1.25%
<br /> 151207 12/1/2020 UBS SACRAMENTO TAXABLE 7860601368 300,000.00 0.00 300,000.00 300,000 3.00%
<br /> 131203 12/11/2020 UBS FHLB 313383BEO 500,000.00 500,000,00 0.00 500,000 2.56%
<br /> 970625 2/25/2021 UBS FNMA FNR-1991-7 H 31358FZW2 1,000.00 0.00 1,000.00 129,000 7.84%
<br /> 000417 8/15/2021 UBS FHLMC REMIC 18le 312904AU9C 293.72 293.67 0.05 88,604 7.00%
<br /> i
<br /> 970917B 9/15/2021 UBS FHLMC REMIC SERIES FE 312904GT6C 1,085.27 728.27 357.00 255,714 7.21%
<br /> 150323 9/27/2021 UBS FNMA 313382FDO 250,000.00 250,000.00 0.00 250,000 1.50%
<br /> 151119A 11/19/2021 UBS FNMA 3136G2SA6 500,000.00. 0.00 500,000.00 500,000 1.05%
<br /> 151104 3/1/2022 UBS NEW YORK TAXALBE 64966KQCO 500,000.00 0.00 500,000.00 500,000 2.26%
<br /> 001127 7/25/2022 UBS FNR G92-35 31358PHV2C 1,341.30 359.97 981.33 75,215 7.49%
<br /> 150414 8/22/2022 UBS FHLB 313380047 ` 300,000.00 300,000.00 0,00 300,000 1.25%
<br /> 120822' 8/2212022 UBS FHLB' 313380047 500,000.00 500,000.00 0.00 500,000 1.25%
<br /> 150501 8/23/2022 UBS FHLB 31338OD61 300,000.00 300,000.00 0.00 300,000 1.54%
<br /> 021004 8/25/2022 UBS FNR 1992-125L 31358PS40C 1,450.74 374.09 1,076.65 52,000 7.00%
<br /> 020826 10/15/2022 UBS FHR 1391D 312912LUO 1,286.80 329.18 957.62 59,990 6.00%
<br /> 131227B 10/25/2022 UBS FHLB 313380X51 840,000.00 840,000.00 0.00 840,000 3.95%
<br /> PRINTED 1/3/2017
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