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<br /> 2016 CASH AND INVESTMENT ACTIVITY BV
<br /> STATED PRIN SOLD/ PRIN
<br /> CITY MAT SECURITY BAL PURCH MATURE BAL
<br /> INVEST# DATE BROKER DESCRIP CUSIP 1/1/2017 2017 2017 12/31/2017 PAR YTM
<br /> 140620 12/1/2020 Northland CELINA OHIO SCHOOL D: 151069-FD-8 300,000.00 0.00 300,000.00 300,000 2.13%
<br /> 130815A 12/1/2020 Northland CHASKA,MN TAX 161664-DY-0 75,000.00 0.00 75,000.00 75,000 2,50%
<br /> 130815B 12/1/2021 Nortiiland CHASKA,MN TAX 161664-DZ-7 75,000.00 0.00 75,000.00 75,000 2.75%
<br /> 140502 2/15/2020 Notthtand COLLINGSWOOD NJ TAX 194756-PQ-9 145,000.00 0.00 145,000.00 145,000 3.00%
<br /> 140730A 6/1/2019 Northland DES MOINES IA TAXABLI 25009X-GB-5 115,000.00 0.00 115,000.00 115,000 2.00%
<br /> 140730B 6/1/2020 Northland DES MOINES IA TAXABLI 25009X-GC-3 145,000.00 0.00 145,000.00 145,000 2.10%
<br /> 141104 2/1/2022 Notthtand DULUTH MN TAXABLE 264438-G5-5 150,000.00 0.00 150,000.00 150,000 3.00%
<br /> 151217A 12/1/2018 Northland FARGO ND TAXABLE 30747N-BC-7 435,000.00 0.00 435,000.00 435,000 1.40%
<br /> 1512178 12/l/2017 Northland FARGO ND TAXABLE 30747N-BB-9 395,000.00 0.00 395,000.00 395,000 1.00%
<br /> 151216A 6/14/2018 Northland FFCB 3133EF-SH-1 500,000.00 0.00 500,000.00 500,000 1.17%
<br /> 140326 9/26/2017 Northland FHLB 313OA15P9 350,000.00 0.00 350,000.00 350,000 1.00%
<br /> 151119B 11/19/2021 Nortliland FNMA 3136GSSA6 400,000.00 0.00 400,000.00 400,000 1,00%
<br /> 150601 6/1/2017 Northland HAWKEYE COMMUNITY 42016A-KH-3 190,000.00 0.00 190,000.00 190,000 0.90%
<br /> 140320A 3/1/2019 Northland HAWLEY MN SCHOOL DI 420416-EZ-8 390,000.00 0.00 390,000.00 390;000 1.85%
<br /> 140117 11/1/2019 Notthtand HONOLULU TAXABLE 438670-Q4-6 275,000.00 0.00 275,000.00 275,000 1.84%
<br /> 110114A 2/1/2017 Northland HOPKINS ISD#270 439881-HB-2 100,000.00 100,000.00 0.00 100,000 2.75%
<br /> 150109 10/1/2022 Northland HUBBARY COUNTY TAX 443348-DE-4 135,000.00 0.00 135,000.00 140,000 2.70%
<br /> 121228A 6/1/2017 Notthland IOWA WESTERN COMM( 462612-QM-7 100,000.00 0.00 100,000.00 100,000 0.85%
<br /> 120321 3/1/2022 Northland MADISION WI SCHOOL D 558495-KN-6 500,000.00 0.00 500,000.00 500,000 '2.50% C
<br /> 150708 2/1/2019 Northland MAPLEWOOD MN TAX 56557-UM-5 350,000.00 0.00 350,000.00 350,000 1.80%
<br /> 110203A 4/1/2017 Northland MEDFORD WIS SCHOOL I 58434T-DK-3 40,000.00 0.00 40,000.00 40,000 2.75%
<br /> 121228B 9/1/2023 Northland MIDDLETON WIS REFUNI 596782-T6-7 300,000.00 0.00 300,000.00 300,000 2.36%
<br /> 120214B 9/1/2025 Northland MIDDLETON WIS REFUNI 596782-TJ-1 315,000.00 0.00 315,000.00 315,000 2.85%
<br /> 150430 2/1/2022 Northland MINNETONKA ISD#276 604195-YG-6 270,000.00 0,00 270,000.00 270,000 3.00%
<br /> 130702A I/l/2019 Northland MINNETONKA ISD#276 604195-VW-4 285,000.00 0.00 285,000.00 285,000 1.40%
<br /> 130702B I/l/2021 Northland MINNETONKA ISD#276 604195-VY-0 400,000.00 0.00 400,000.00 400,000 2.10%
<br /> 120215A 1/1/2028 Northland MINNETONKA ISD#276 604195-SB-4 50,000.00 0.00 50,000.00 50,000 5,20%
<br /> 130722 2/1/2021 Northland MOUND MN TAXABLE 620535-W4-2 95,000.00 0.00 95,000,00 95,000 2.00%
<br /> 100803B 2/1/2018 Northland NEW PRAGUE BAB 648159-TX-9 70,000.00 0.00 70,000.00 70,000 3,75%
<br /> 100803C 2/1/2019 Notthtand NEW PRAGUE BAB 648159-TY-7 45,000.00 0.00 45,000.00 45,000 4.00%
<br /> 100803D 2/1/2020 Northland NEW PRAGUE BAB 648159-TZ-4 70,000.00 0.00 70,000.00 70,000 4.25%
<br /> 141006 6/l/2020 Northland NORTHEAST IOWA COMP 664214-JQ-7 320,000,00 0.00 320,000.00 320,000 1.90%
<br /> 111031 6/1/2018 Northland RACINE WIS TAXABLE 750021-6D-4 755,000.00 0.00 755,000.00 755,000 2,10% .
<br /> 130624A 2/1/2023 Northland RAMSEY COUNTY TAXA] 751622-HH-7 595,000.00 0.00 595,000.00 595,000 2.75%
<br /> 130624B 2/1/2022 Northland RAMSEY COUNTY TAXAI 751622-HG-9 285,000.00 0,00 285,000.00 285,000 2.50%
<br /> 150804 11/1/2018 Notthland SHEBYGAN WISCON REF 82102R-BM-6 800,000.00 0.00 800,000.00 800,000 1.25%
<br /> 0.00 150,000.00 150,000 2.50%
<br /> 120308A 12/1/2020 Northland SHOREWOOD WIS TAX 825230-KU-8 150,000.00
<br /> F
<br /> 120308B 12/1/2022 Northland SHOREWOOD WIS TAX 825230-KW-4 150,000.00 0.00 150,000,00 150,000 2.80%
<br /> 120308C 12/l/2027 Northland SHOREWOOD WIS TAX 825230-LB-9 225,000.00 0.00 225,000.00 225,000 3.25%
<br /> 120308D 12/l/2028 Northland SHOREWOOD WIS TAX 825230-LC-7 465,000.00 0.00 465,000.00 465,000 3.15°
<br /> 120214B 4/1/2017 Northland ST FRANCIS ISD#15 789466-PU-7 250,000.00 0.00 250,000.00 250,000 4.40%
<br /> 110608 2/1/2019 Northland WADENA MN BAB 930217-JD-7 95,000.00 0.00 95,000.00 95,000 3.94%
<br /> 130624C 6/1/2018 Northland WATERLOO IOWA TAXAI 941647-NZ-8 345,000.00 0.00 345,000.00 345,000 2.00%
<br /> r
<br /> 150626C 10/1/2017 Northland WESTERN LAKE SUPERIC 958522-WS-9 245,000.00 0.00 245,000.00 245,000 1.35%
<br /> 160317 2/1/2019 Nordiland BECKER MN TAX 075663YH9 645,000.00 0.00 45,000.00 645,000 1.15%
<br /> 1
<br /> 161222 2/1/2019 Northland ST,PAUL MN PORT AUTI 793028-WR-8 145,000.00 0.00 145,000.00 145,000 2.00%
<br /> 160420B 10/l/2018 Northland SHEBOYGAN WIS TAX 82102R-BY-0 250,000.00 0.00 250,000.00 250,000 1.00%
<br /> 120215C 10/1/2019 Northland WESTERN LAKE SUPERIC 958522-WU-4 100,000,00 0.00 100,000.00 100,000 3.15%
<br /> 110816B 10/1/2017 Northland WESTIN LAKE SUPERIOR 958522-WS-9 350,000.00 0.00 350,000.00 350,000 2.50%
<br /> 141205A 9/1/2018 Northland WYANDOTTE KANSAS SI 982696-QE-9 125,000.00 0.00 125,000.00 125,000 1.93%
<br /> 2015 Investment 16,595,000.00
<br /> 120817A 5/l/2018 UBS NYC-TAXABLE 64971QTU7 500,000.00 0.00 500,000.00 500,000 1.60%
<br /> 160224B 12/1/2019 UBS MCLEAN COUNTY IL SCI 582018Ff5 450,000.00 0.00 450,000.00 450,000 2.00%
<br /> 161208A 4/1/2023 UBS NEW HOPE CULTURAL El 64542WAY6 250,000.00 0.00 250,000.00 250,000 2.27%
<br /> 161208B 11/1/2024 UBS MICHIGAN FIN AUTH RE 59447TJX2 250,000.00 0.00 250,000,00 250,000 2.51%
<br /> 161216B 12/16/2022 UBS CD-MERCANTIL COMM E 58733ADQ9 245,000.00 0,00 245,000.00 245,000 2.30%
<br /> 161114A 7/1/2025 UBS LEXINGTON FAYETTE Al 52909MCAO 300,000.00 0.00 300,000.00 300,000 2,75%
<br /> 160927A 5/l/2021 UBS YPSILANTI MI SCHOOL D 987864NY7 405,000.00 0.00 405,000.00 405,000.00 2.18%
<br /> 160928' 3/28/2025 UBS FHLB 3130A9CN9 300,000.00 0.00 300,000.00 300,000.00 1.25%
<br /> 160930E 9/30/2019 UBS CD-JEFFERSON BANK&I 472376AAO 245,000.00 0.00 245,000.00 245,000.00 1.15% I;
<br /> 160802 12/1/2027 UBS TOOLE CITY UT TAX 89033RBU7 400,000.00 0.00 400,000.00 400,000 2.76%
<br /> 160826D 8/24/2026 UBS FHLB 3130A8Z63 300,000.00 0.00 300,000.00 300,000 1.25% i
<br /> 160830A 8/28/2026 UBS FHLB 3130A8ZF3 300,000.00 0.00 300,000.00 300,000 1.50%
<br /> 160830B 8/28/2023 UBS FHLMC 3134GAAKO 300,000.00 0.00 300,000.00 300,0001.25%
<br /> 160830C 8/1/2022 UBS NEW YORK CITY TAXAB 64966MED7 300,000.00 0.00 300,000.00 300,000 1.60%
<br /> 160830D 8/24/2023 UBS FNMA 3136G32Y0 250,000.00 0.00 250,000.00 250,000 1.13%
<br /> C`
<br /> 160705 11/1/2021 UBS MICHIGAN STATE TAX 594612CX9 300,000,00 0.00 300,000.00 300,000 1.78%
<br /> 160718 12/1/2021 UBS LITTLE MIAMI OHIO SCH 537292KY9 345,000.00 0.00 345,000.00 345,000 1,76%
<br /> 160726 7/26/2024 UBS FHLMC 3134G9N78 500,000.00 0.00 500,000.00 500,000 1.25%
<br /> 160727 5/1/2022 UBS NORTH BRAND SCHOOL657740F50 500,000.00 0.00 500,000.00 500,000 2.08%
<br /> 160601 2/15/2022 UBS MCALLEN TAX 582018Ff5 200,000.00 0,00 200,000.00 200,000 1.75%
<br /> PRINTED 4/3/2017
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