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2016 CASH AND INVESTMENT ACTIVITY BV
<br />STATED PRIN SOLD/ PRIN
<br />CITY MAT SECURITY BAL PURCH MATURE BAL
<br />INVEST # DATE BROKER DESCRIP CUSIP 1/1/2017 2017 2017 12/31/2017 PAR YTM
<br />160718 12/1/2021 UBS LITTLE MIAMI OHIO SCH 537292KY9 345,000.00 0.00 345,000.00 345,000 1.76%
<br />160726 7/26/2024 UBS FHLMC 3134G9N78 500,000,00 0.00 500,000.00 500,000 1.25%
<br />160727 5/1/2022 UBS NORTH BRAND SCHOOL' 657740F50 500,000.00 0.00 500,000.00 500,000 2.08%
<br />160601 2/15/2022 UBS MCALLEN TAX' 582018Ff5 200,000.00 0.00 200,000.00 200,000 1,75%
<br />160613 12/1/2020 UBS SCHILLERPARKTAX 8062721LM6 325,000.00 0.00 325,000.00 325,000 2.50%
<br />160526 5/1/2020 UBS MILANMICHSCHOOLTA 598801JD1 500,000,00 0.00 500,000.00 500,000 1.51%
<br />160412 5/1/2019 UBS LINCOLN SD TAX 533883NG5 500,000.00 0.00 500,000.00 500,000 2.03%
<br />160422 5/15/2021 UBS UNIVERSITY OF CA TAX 91412GFS9 500,000.00 0,00 500,000.00 500,000 1.91%
<br />160428 10/28/2022 UBS FNMA 3136G3JS5 250,000.00 0.00 250,000,00 250,000 1.00%
<br />161018 7/1/2024 UBS SELMA ALA TAX 816459QV6 500,000.00 0.00 500,000.00 500,000 2.50%
<br />161026 10/1/2024 UBS HONOLULU TAX 4386705W7 300,000.00 0,00 300,000.00 300,000 2.37%
<br />130611 5/21/2018 UBS FNMA 3135GOXDO 750,000,00 0.00 750,000.00 750,000 1.29%
<br />030630A 6/15/2018 UBS FHR 2628 AB 31393VMQ1C 2,641,38 749.53 1,891.85 200,000 3.12%
<br />030730A 8/25/2018 UBS FNR2003-74-KN 31393EAL3C 4,910.50 1,706.71 3,203,79 300,000.00 3.59%
<br />030930A 9/15/2018 UBS FHR2677KH 31394JTP2 56.81 56.88 -0.07 300,000 4.50%
<br />121207 11/1/2018 UBS NYC GEN TAX 64971QH55 500,000.00 0.00 500,000.00 500,000 1.28%
<br />140710 7/10/2019 UBS CD-AMERICAN EXPRESS 02587CAC4 240,000.00 0.00 240,000.00 240,000 1.95%
<br />040730A 7/15/2019 UBS FHR 2822 DB 31395C3S8 6,325.23 2,155.37 4,169,86 500,000 5.00%
<br />130606B 11/1/2019 UBS NYC GEN TAX 64971QH63 1,000,000.00 0.00 1,000,000.00 1,000,000 1.73%
<br />150310 4/1/2020 UBS MONTGOMERY ALA TA) 613035L69 400,000.00 0.00 400,000.00 400,000 2.15%
<br />151207 12/1/2020 UBS SACRAMENTO TAXABLE 786060BB8 300,000.00 0.00 300,000.00 300,000 3.00%
<br />970625 2/25/2021 UBS FNMA FNR-1991-7 H 313580ZW2 1,000.00 0.00 1,000.00 129,000 7.84%
<br />970917B 9/15/2021 UBS FHLMC REMIC SERIES FI- 312904GT6C 357.00 159.54 197.46 255,714 7.21%
<br />151119A 11/19/2021 UBS FNMA 3136G2SA6 500,000.00 0.00 500,000.00 500,000 1.05%
<br />151104 3/1/2022 UBS NEW YORK TAXALBE 64966KQC0 500,000.00 0.00 500,000.00 500,000 2.26%
<br />001127 7/25/2022 UBS FNR G92-35 31358PHV2C 981.33 88.49 892.84 75,215 7.49%
<br />021004 8/25/2022 UBS FNR 1992-125L 31358PS40C 1,076.65 101.10 975.55 52,000 7.00%
<br />020826 10/15/2022 UBS FHR 1391D 312912LU0 957.62 119.62 838.00 59,990 6.00%
<br />150812 6/1/2023 UBS CHARLOTTE TAXABLE 161037L61 300,000.00 0,00 300,000.00 300,000 2.65%
<br />010328 6/25/2023 UBS FHG14A 312916PD5R 2,000.00 0.00 2,000.00 152,000 6.00%
<br />151009 9/1/2024 UBS NJ ENVIRONMENTAL INF 645791CA0 270,000.00 0.00 270,000,00 270,000 3.15%
<br />151023 10/1/2024 UBS MADISON TAXABLE 55844RKN3 640,000.00 0.00 640,000.00 640,000 2.39%
<br />150311 3/11/2025 UBS CD-HBSC BANK 40434ASB6 240,000.00 0.00 240,000.00 240,000 2.25%
<br />15,170,169.28
<br />TOTAL INVESTMENTS 57,425,022.30 6,404,000.00 6,124,195.60 57,704,826.70
<br />Unamortized Premiums 1,454,478.04 431.00 1,454,909.04
<br />Unamortized Discounts (3,290,662.99) (1,010.00) (3,291,672.99)
<br />BOW 4,039,093.60 7,643,996.28 10,005,959.74 1,677,130.14
<br />Money Market Accounts 5,284,956.44 2,512,763.01 3,500,000.00 4,297,719.45
<br />Net Cash and Investments 64,912,887,39 16,560,180.29 19,630,155.34 61,842,912.34
<br />PRINTED 5/1/2017
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