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Agenda - Council - 11/10/2020
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Agenda - Council - 11/10/2020
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3/17/2025 2:09:07 PM
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Meetings
Meeting Document Type
Agenda
Meeting Type
Council
Document Date
11/10/2020
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2. Arbitrage Yield Restriction and Rebate Requirements. <br />The Finance Director shall monitor and calculate arbitrage, and shall coordinate and <br />maintain, or cause to be maintained, records of: <br />(a) Computations of the yield on the bonds by the City's financial advisor, and <br />purchases and sales of investments made with bond proceeds (including <br />amounts treated as "gross proceeds" of bonds under section 148 of the <br />Code) and receipts of earnings in those investments; <br />(b) Expenditures made with bond proceeds (including investment earnings on <br />bond proceeds) for the governmental purposes of the bonds; <br />(c) Calculations that will be sufficient to demonstrate to the Internal Revenue <br />Service ("IRS") upon an audit of a bond issue that, where applicable, the <br />City has complied with any available exception to the arbitrage rebate <br />requirement in respect of that bond issue; <br />(d) Calculations that will be sufficient to demonstrate to the IRS upon an audit <br />of a bond issue for which no exception to the arbitrage rebate requirement <br />was applicable, that the rebate amount, if any, was payable to the United <br />States of America in respect of investments made with gross proceeds of <br />that bond issue, was calculated and timely paid with Form 8038-T timely <br />filed with the IRS; and <br />(e) Information and records showing that investments held in yield -restricted <br />advance refunding or defeasance escrows for bonds, and investments made <br />3 <br />4553512v1 <br />
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