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2023 CASH AND INVESTMENT ACTIVITY
<br />BV
<br />STATED
<br />PRIN
<br />SOLD/
<br />PRIN
<br />CITY
<br />MAT
<br />SECURITY
<br />BAL
<br />PURCH
<br />AlATURE
<br />BAL
<br />INVEST #
<br />DATE
<br />BROKER
<br />DESCRIP FDIC #
<br />CUSIP
<br />1f1f2023
<br />2023
<br />2023
<br />12/31/2023
<br />211223
<br />811 J2025
<br />UBS
<br />HAWAII STATE
<br />41972YQ3
<br />500,000.00
<br />0.00
<br />500,000.00
<br />191101
<br />8/112025
<br />UBS
<br />MASSACHUSETTS ST WATER
<br />576051VFO
<br />400,000.00
<br />0.00
<br />400,000.00
<br />201119E
<br />12/1/2025
<br />UBS
<br />WARREN HEIGHTS OH BUILDING
<br />936121 JXI
<br />175,000.00
<br />0.00
<br />175,000.00
<br />191122A
<br />12/1/2025
<br />UBS
<br />WARRENSVILLE HEIGHTS OHIO
<br />936121JM5
<br />500,000.00
<br />0.00
<br />500,000.00
<br />191105
<br />311f2026
<br />UBS
<br />MARYLAND STATE COMM DEV
<br />57419TDZI
<br />320,000,00
<br />0.00
<br />320,000.00
<br />220519
<br />3/15/2026
<br />UBS
<br />NEW YORK DEV
<br />6500355P6
<br />105,000.00
<br />0.00
<br />105,000.00
<br />220316
<br />3/16/2026
<br />UBS
<br />CD-G0LDMAN SACHS
<br />245,000.00
<br />0.00
<br />245,000.00
<br />201105
<br />411I2026
<br />UBS
<br />PARAMUS NJ SCHOOL
<br />699347LF5
<br />500,000.00
<br />0.00
<br />500,000.00
<br />200113
<br />4/15/2026
<br />UBS
<br />PHILADELPHIA AUTHORITY -ZERO COUP
<br />71781LBU2
<br />300,000.00
<br />0.00
<br />300,000.00
<br />201204
<br />4/15/2026
<br />UBS
<br />LONG BEACH CITY SCHOOL DIS
<br />542535LY3
<br />750,000.00
<br />0.00
<br />750,000.00
<br />210309
<br />6/112026
<br />UBS
<br />BEVERLY HILLS CA PUB
<br />088006KAS
<br />300,000.00
<br />0.00
<br />300,000.00
<br />I91115A
<br />7f112026
<br />UBS
<br />LEXINGTON FAYETEE URBAN COUNTY
<br />52909MDR2
<br />470,000,00
<br />0.00
<br />470,000.00
<br />210630
<br />7/15/2026
<br />UBS
<br />MICHIGAN CITY IND SCHOOL
<br />594381HJ7
<br />500,000.00
<br />0.00
<br />500,000.00
<br />200326B
<br />8I112026
<br />UBS
<br />SAN BERNARDINO COMM
<br />796720NA47
<br />500,000.00
<br />0.00
<br />500,000.00
<br />210514
<br />10/1/2026
<br />UBS
<br />BOSSIER CITY LA UTIL
<br />100216FZ8
<br />500,000.00
<br />0.00
<br />500,000.00
<br />210621
<br />1111f2026
<br />UBS
<br />REGIONAL TRANSPORTATION
<br />759136VD3
<br />500,000.00
<br />0.00
<br />500,000.00
<br />191219B
<br />1111/2026
<br />UBS
<br />OPELIKA ALABAMA TAX
<br />683489ZEI
<br />400,000.00
<br />0.00
<br />400,000.00
<br />191016A
<br />12/1/2026
<br />UBS
<br />DENVER CITY & COUNTY HSG
<br />24917NAG6
<br />500,000.00
<br />0.00
<br />500,000.00
<br />210311
<br />If 1l2027
<br />UBS
<br />FORT LAUDERDALE FLA SPL
<br />347622CWO
<br />500,000.00
<br />0.00
<br />500,000.00
<br />210408B
<br />1/15/2027
<br />UBS
<br />APACHE COUNTY ARIZ
<br />03743TAF9
<br />590,000.00
<br />0.00
<br />590,000.00
<br />200925
<br />4/1/2027
<br />UBS
<br />WESTERN WASHINGTON UNIV
<br />959878RJO
<br />500,000.00
<br />0.00
<br />500,000.00
<br />211206
<br />511f2027
<br />UBS
<br />PIMA COUNTY AZ
<br />72178JAFO
<br />500,000.00
<br />0.00
<br />500,000,00
<br />210308B
<br />611/2027
<br />UBS
<br />RIO RANCHO NEW MEXICO TAX
<br />767169EP6
<br />580,000,00
<br />0.00
<br />580,000.00
<br />1912I9A
<br />611f2027
<br />UBS
<br />UNIVERSITY OF NORTHERN COLORADO
<br />914733DY3
<br />360,000.00
<br />0.00
<br />360,000.00
<br />210302
<br />8{1f2027
<br />UBS
<br />VISTA CA UNI SCHOOL
<br />928346P45
<br />1,050,000.00
<br />0.00
<br />1,050,000.00
<br />210219
<br />9/112027
<br />UBS
<br />VIRGINIA COLLEGE BLDG
<br />500,000.00
<br />0.00
<br />500,000.00
<br />210121
<br />10/1/2027
<br />UBS
<br />MIAMI DADE COUNTY TAX
<br />59333NV91
<br />750,000.00
<br />0.00
<br />750,000.00
<br />191022
<br />10/1/2027
<br />UBS
<br />NEW YORK NY TAX
<br />64966QEK2
<br />500,000.00
<br />0.00
<br />5001,000.00
<br />160802
<br />12i112027
<br />UBS
<br />TOOLE CITY UT TAX
<br />89033RBU7
<br />400,000.00
<br />0.00
<br />400,000.00
<br />190725A
<br />12/1/2027
<br />UBS
<br />WRIGHT COUNTY TAXABLE
<br />982276BK2
<br />630,000.00
<br />0.00
<br />630,000.00
<br />210713
<br />211/2028
<br />UBS
<br />TEXAS PUB FIN AUTHORITY
<br />882669BW3
<br />325,000.00
<br />0.00
<br />325,000.00
<br />210430
<br />611i2028
<br />UBS
<br />BEVERLY HILLS CA PUB
<br />088006KC4
<br />500,000.00
<br />0.00
<br />500,000.00
<br />220207A
<br />7/112028
<br />UBS
<br />PHOENIX AZ CIVIC
<br />71883RRS4
<br />1651-000.00
<br />0.00
<br />165,000.00
<br />210617A
<br />711I2028
<br />UBS
<br />EL SEGUNDO CA PENSION
<br />284035AG7
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />210408A
<br />7f 1I2028
<br />UBS
<br />PHOENIX AZ CIVIC
<br />71884AH44
<br />500,000.00
<br />0.00
<br />500,000.00
<br />210930
<br />8I112028
<br />UBS
<br />CHARTER OAKS CA
<br />1612855D4
<br />250,000.00
<br />0.00
<br />250,000.00
<br />210301
<br />811/2028
<br />UBS
<br />SAN JOSE CA FING AUTHO
<br />79818186P30
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />201007
<br />8I112028
<br />UBS
<br />SAN BERNARDINO CALIFORN UNIV TAX
<br />796711H44
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />191108
<br />811f2028
<br />UBS
<br />CORONA-NORCO CAL
<br />219764SC2
<br />405,000.00
<br />0.00
<br />405,000.00
<br />210825B
<br />8/15/2028
<br />UBS
<br />NEW HAMPSHIRE MUNI
<br />64465QHA7
<br />550,000.00
<br />0.00
<br />550,000.00
<br />210825A
<br />8/25/2028
<br />UBS
<br />CD-CELTIC BANK 57056
<br />15118RWG8
<br />245,000,00
<br />0.00
<br />245,000.00
<br />210326
<br />911{2028
<br />UBS
<br />CHINO CALIF PUB FING
<br />169548FP4
<br />615,000.00
<br />0.00
<br />615,000.00
<br />200320
<br />9/1/2028
<br />UBS
<br />PENNSYLVANIA UNIV TAX
<br />709235P25
<br />425,000.00
<br />0,00
<br />425,000.00
<br />191212
<br />I01112028
<br />UBS
<br />UNIVERSITY OF ALABAMA TAX
<br />914745GG2
<br />400,000.00
<br />0.00
<br />400,000.00
<br />210224B
<br />11I112028
<br />UBS
<br />WILL COUNTY ILL COMMUNITY
<br />969078QN7
<br />2,500,000.00
<br />0.00
<br />2,500,000.00
<br />191024
<br />21112029
<br />UBS
<br />PULASKI COUNTY
<br />745401 EG03
<br />400,000.00
<br />0.00
<br />400,000.00
<br />211231
<br />3/15/2029
<br />UBS
<br />NEW YORK STATE URBAN DEV
<br />650036AX4
<br />500,000.00
<br />0.00
<br />500,000.00
<br />220207B
<br />4/1/2029
<br />UBS
<br />BAY AREA CA TOLL AUTHORITY
<br />072024XF4
<br />250,000.00
<br />0.00
<br />250,000.00
<br />210113
<br />5/1/2029
<br />UBS
<br />NYC TRANSITIONAL
<br />64971XSZ2
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />210617B
<br />611f2029
<br />UBS
<br />ORANGE COUNTY TAX
<br />684184TC8
<br />110,000.00
<br />0.00
<br />110,000.00
<br />210308A
<br />611f2029
<br />UBS
<br />RIO RANCHO NEW MEXICO TAX
<br />767169ER2
<br />500,000.00
<br />0.00
<br />500,000.00
<br />200630A
<br />711f2029
<br />UBS
<br />NEW YORK STATE DORM AUTH
<br />64990GS86
<br />430,000.00
<br />0.00
<br />430,000.00
<br />200611
<br />11/1/2029
<br />UBS
<br />VENTURA COUNTY CA
<br />923078CZO
<br />400,000.00
<br />0.00
<br />400,000.00
<br />210114
<br />12i1I2029
<br />UBS
<br />FRANKLIN COUNTY OH
<br />353174JE6
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />200324
<br />3I112030
<br />UBS
<br />NEW YORK CITY TAXABLE
<br />64966QJL5
<br />500,000.00
<br />0.00
<br />500,000.00
<br />211014
<br />511f2030
<br />UBS
<br />ST. JOHN'S PUBLIC SCHOOL
<br />790450HN3
<br />550,000.00
<br />0.00
<br />550,000.00
<br />200921
<br />7l1f2030
<br />UBS
<br />FLORIDA STATE REV BOND
<br />341271AF1
<br />500,000.00
<br />0.00
<br />500,000,00
<br />210910
<br />911i2030
<br />UBS
<br />BROWNSVILLE TX UTIL
<br />1164753D4
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />101013
<br />1211I2030
<br />UBS
<br />HIDALGO COUNTY TEX TAX
<br />429343BT3
<br />500,000.00
<br />0.00
<br />500,000.00
<br />201102
<br />1211f2030
<br />UBS
<br />XENIA OH COMM SCHOOL
<br />984071CC2
<br />720,000.00
<br />0.00
<br />720,000.00
<br />210107
<br />611f2031
<br />UBS
<br />SAN JOSE CA FINGAUTHO
<br />798153NL2
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />210111
<br />611I2031
<br />UBS
<br />SAN JOSE CA FING AUTHO
<br />798153NL2
<br />320,000.00
<br />0.00
<br />320,000.00
<br />211020B
<br />8/15/2031
<br />UBS
<br />ALABAMBA FEDERAL AID HWY
<br />010268CT5
<br />500,000.00
<br />0.00
<br />500,000.00
<br />200417
<br />9/1/2031
<br />UBS
<br />CITY OF NORFOLK VA TAX
<br />655867G94
<br />220,000.00
<br />0.00
<br />220,000.00
<br />211115
<br />10/1/2031
<br />UBS
<br />INFRASTRUCTURE BANK
<br />76223MAL6
<br />580,000.00
<br />0.00
<br />580,000.00
<br />230118
<br />230106
<br />UBS
<br />CD4NB NATIONAL 3664
<br />44989FAA7
<br />248,000.00
<br />0.00 . .
<br />248,000,00
<br />230131
<br />230131
<br />UBS
<br />CD -PLANTERS BAN] 34254
<br />72741 PGZ4
<br />244,000.00
<br />0.00 . .
<br />244,000:00.
<br />230131
<br />230131
<br />UBS
<br />UBS PRIME FUND
<br />51,724.41
<br />0.00
<br />51,7.24,41
<br />230131
<br />230131
<br />UBS
<br />CD -MANUFACTURE 588
<br />56475950
<br />243,000.00
<br />0.00 .
<br />243,000,00.
<br />230131
<br />230131
<br />UBS
<br />CD -PINNACLE BANI 35583
<br />72345SLG4
<br />248,000.00
<br />0.00
<br />248;000100
<br />211209
<br />9/15/2032
<br />UBS
<br />CAPE MAY COUNTY NJ TAX
<br />139501 SB7
<br />470,000,00
<br />0.00
<br />470,000.00
<br />201221
<br />10/1/2026
<br />UBS
<br />LANCASTER OH SCHOOL DIST
<br />514264FGO
<br />1,675,000.00
<br />0.00
<br />1,675,000.00
<br />230118
<br />UBS
<br />UBS .PRIME FUND
<br />1,515,697.17
<br />0.00
<br />115157697A7.
<br />230228
<br />UBS
<br />UBS PRIME FUND
<br />825,284.10
<br />0.00
<br />82512.84.10
<br />230430
<br />UBS
<br />UBS PRIME FUND.
<br />1,092,112.18
<br />0.00
<br />1;092,112.19
<br />221102A
<br />UBS
<br />:UBS PRIME FUND
<br />40,367.65
<br />0.00'
<br />40,367.65
<br />PRINTED 61512023
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