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NOTE 2 — DEPOSITS AND INVESTMENTS (CONTINUED) <br />B. Deposits <br />In accordance with applicable Minnesota Statutes, the City maintains deposits at depository banks <br />authorized by the City Council, including checking accounts and certificates of deposits. <br />The following is considered the most significant risk associated with deposits: <br />Custodial credit risk — In the case of deposits, this is the risk that in the event of a bank failure, the <br />City's deposits may be lost. <br />Minnesota Statutes require that all deposits be protected by federal deposit insurance, corporate surety <br />bond, or collateral. The market value of collateral pledged must equal 110% of the deposits not covered <br />by federal deposit insurance or corporate surety bonds. Authorized collateral includes treasury bills, <br />notes, and bonds; issues of U.S. government agencies; general obligations rated "A" or better; revenue <br />obligations rated "AA" or better; irrevocable standard letters of credit issued by the Federal Home Loan <br />Bank; and certificates of deposit. Minnesota Statutes require that securities pledged as collateral be <br />held in safekeeping in a restricted account at the Federal Reserve Bank or in an account at a trust <br />department of a commercial bank or other financial institution that is not owned or controlled by the <br />financial institution furnishing the collateral. The City has no additional deposit policies addressing <br />custodial credit risk. <br />At year end, the carrying amount of the City's deposits was $8,425,149 while the balance on the bank <br />records was $8,478,622. At December 31, 2018, all deposits were fully covered by federal depository <br />insurance, surety bonds, or by collateral held by the City's agent in the City's name. <br />C. Investments <br />The City has the following investments at year end: <br />Fa ir Va lue <br />CredttRisk measurements InterestRisk- I\LaturityDuration in Years <br />Investment Type Rating Agency Lasing Less Than 1 Ito 5 6 to 10 <br />IIS Treasunes N/A N/A Lew l_2 $ - $ 2,083 $ <br />U S Agencies AA+ S&P Lew 1_2 493,555 4,007,066 2,479,940 <br />NIuntctpalBonds A -AAA Moodys Level_' 2,505,160 6,663,120 1,052,350 <br />NIuntctpalBonds A-AAAS&P Leve1_2 2,921,843 11,O44,238 975,889 <br />Negotiable Certificates ofDeposit N/R N/A Levell 11,784,239 14,725,074 237,833 <br />lave stme ntpools <br />Minnesota l\IumctpalmonevMarket N/R N/A Amortized Cost 11,509,980 - - <br />llto 15 <br />279,942 <br />Total <br />$ 2,083 <br />7,260,50; <br />10,220,6 30 <br />14,941,970 <br />26,747,146 <br />11,509,980 <br />Iota [Investments $ 70,682,312 <br />N/A Not Applicable <br />N/R Not Rate d <br />Note: The City's investments include investment pools managed by 4M, which is an external investment pool <br />regulated by Minnesota Statutes and is not registered with the Securities and Exchange Commission. The City's <br />investments in this investment pool are measured at the net asset value per share provided by the pools, which are <br />based on amortized cost methods that approximate fair value. There are no restrictions or limitations on withdrawals <br />from 4M. 4M Tenn Series Portfolios are intended to be held until maturity: a participant's withdrawal prior to maturity <br />will require seven -days' notice of redemption and will likely carry a penalty, which could be substantial in that it <br />would be intended to allow the Tenn Series Portfolio to recoup any associated penalties, charges, losses, or other costs <br />associated with the early redemption of the investments therein. <br />71 <br />