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NOVEMBER 1994
<br />
<br />AMERICAN
<br />PLANNING
<br />ASSOCIATION
<br />
<br />Dealing with lBias and
<br />Conflicts of Interest
<br />
<br />By Mark S. Dennison
<br />
<br />Zoning officials must be mindful of ethical dilemmas and
<br />prevent improper influences from swaying their decision
<br />making. A landowner applying for variances, special use
<br />permits, rezonings, and other local zoning approvals is entitled
<br />to a fair and impartial decisionl by the local zoning body. If an
<br />official has a personal bias or conflict of interest regarding any
<br />aspect of the application, he should remove himself from the
<br />proceedings to ensure a decision free from any taint of bias.
<br /> This issue of Zoning News e~amines various types of ethical
<br />dilemmas faced by local zoning and planning officials and offers
<br />guidance on how to handle potential conflicts and improper
<br />influences during the decision-making process.
<br />
<br />Bias and Conflicts of rinterest
<br />Although zoning ordinances and state enabling
<br />legislation provide standards and criteria for
<br />deciding variances and other types of
<br />applications, zoning decisions do not f~"""~
<br />always turn on straightforward assessments
<br />of objective .... factors. Community pressures
<br />and outside interests often infiltrate the
<br />process and threaten an applicant's right
<br />to an impartial decision. Unfortunately,
<br />the ad hoc, discretionary nature of many
<br />zoning decisions exposes them ~o
<br />potential abuse and unfairness.
<br />Zoning officials are susceptible to
<br />community pressures, political ~--7~'~
<br />influences, and personal bias because ~:~_______'~
<br />of the localized nature of zoning
<br />regulation. Zoning officials are generally appointed because
<br />of their close contact with the community, understanding of
<br />community needs, and interest in promoting the public
<br />welfare. But an official's close:association with the
<br />community increases the chance of bias or conflict of interest
<br />arising in regard to a particular zoning'decision.
<br />
<br />zoning bias. On the other hand, most courts consider rezonings
<br />to be legislative in nature. The rezoning is presumed to be as
<br />valid as the enactment of the original ordinance, and the burden
<br />is on the challenger to overcome that presumption. 'The court
<br />will not invalidate the grant or denial ofa rezoning on grounds
<br />of bias or conflict of interest-~or for any other reason--unless
<br />the rezoning is clearly shown to be "arbitrary and capricious,"
<br />"an abuse of discretion," "totally lacking in relationship to the
<br />public health, safety, and welfare," or some variation on the
<br />highly deferential standard applied to legislative acts.
<br /> This legislative label may not settle the issue, however,
<br />because some courts will look beyond the legislative label to
<br />evaluate the type of rezoning action taken by the zoning body.
<br />[See, e.g., North Point Breeze Coalition v. Pittsburgh, 60 Pa.
<br />Commw. 298, 431 A.2d 398 (1981) (when a governing body
<br />applies specific criteria to a single applicant and a single piece of
<br />property, the governing body is acting in its adjudicative
<br />capacity and not its legislative capacity).] A minority of
<br />
<br /> GURK~N OWN PROPERTY
<br /> . 3 ~ OVER
<br />
<br />R. ~edman, $Iop Me Be~re I P~ A~im~
<br />
<br />jurisdictions including OregOn, Washington, and Idaho make a
<br />distinction between comprehensive rezonings and piecemeal
<br />rezonings that affect single or small parcels of land. These courts
<br />characterize small parcel rezonings as quasi-judicial in nature.
<br />[See Fasano v. Board of Couno, Commissioners, 264 Ore. 574,
<br />507 P.2d 23 (1973).] ::
<br />
<br />Quasi-Judicial vs.
<br />Quasi-Legislative Decisions
<br />The distinction between quasi-judicial and quasi-legislative
<br />zoning actions can be especially important in challenges alleging
<br />zoning bias. Some courts will'accord substantial deference to
<br />decisions labeled quasi-legislative, declining to question the
<br />motives for the zoning body's decision, notwithstanding the
<br />possible presence of bias or conflict of interest.
<br /> For purposes of reviewing zoning decisions, this distinction
<br />arises predominantly in the context of rezonings. Courts
<br />universally agree that decisions on variances and special use
<br />permits, building permits, and the like are quasi-adjudicatory in
<br />nature and, therefore, subject to judicial review for evidence o¢ .... ~App.-.,D,,~?1986).]
<br />
<br />Impartiality Standards
<br />The law governing bias and conflicts of interest in zoning
<br />decision making has been refined through ongoing judicial
<br />analysis. A finding of zoning bias depends on individual facts
<br />and circumstances. If the evidence shows that a zoning decision
<br />was tainted, the usual-remedy is for the court to invalidate the
<br />decision because the biased decision maker should have
<br />disqualified himself fro'm participation. Courts have said. that
<br />when a zoning of~ial must disqualify himself because of bias or
<br />a conflict of interest, the disqualification is absolute and cannot
<br />be waived. [See, e.g., McVoy v. Board o/Adjustment o/the
<br />Township of Monxlair, 213 N.J. Super. 109, 5i6 A. 2d 634
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