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NOVEMBER 1994 <br /> <br />AMERICAN <br />PLANNING <br />ASSOCIATION <br /> <br />Dealing with lBias and <br />Conflicts of Interest <br /> <br />By Mark S. Dennison <br /> <br />Zoning officials must be mindful of ethical dilemmas and <br />prevent improper influences from swaying their decision <br />making. A landowner applying for variances, special use <br />permits, rezonings, and other local zoning approvals is entitled <br />to a fair and impartial decisionl by the local zoning body. If an <br />official has a personal bias or conflict of interest regarding any <br />aspect of the application, he should remove himself from the <br />proceedings to ensure a decision free from any taint of bias. <br /> This issue of Zoning News e~amines various types of ethical <br />dilemmas faced by local zoning and planning officials and offers <br />guidance on how to handle potential conflicts and improper <br />influences during the decision-making process. <br /> <br />Bias and Conflicts of rinterest <br />Although zoning ordinances and state enabling <br />legislation provide standards and criteria for <br />deciding variances and other types of <br />applications, zoning decisions do not f~"""~ <br />always turn on straightforward assessments <br />of objective .... factors. Community pressures <br />and outside interests often infiltrate the <br />process and threaten an applicant's right <br />to an impartial decision. Unfortunately, <br />the ad hoc, discretionary nature of many <br />zoning decisions exposes them ~o <br />potential abuse and unfairness. <br />Zoning officials are susceptible to <br />community pressures, political ~--7~'~ <br />influences, and personal bias because ~:~_______'~ <br />of the localized nature of zoning <br />regulation. Zoning officials are generally appointed because <br />of their close contact with the community, understanding of <br />community needs, and interest in promoting the public <br />welfare. But an official's close:association with the <br />community increases the chance of bias or conflict of interest <br />arising in regard to a particular zoning'decision. <br /> <br />zoning bias. On the other hand, most courts consider rezonings <br />to be legislative in nature. The rezoning is presumed to be as <br />valid as the enactment of the original ordinance, and the burden <br />is on the challenger to overcome that presumption. 'The court <br />will not invalidate the grant or denial ofa rezoning on grounds <br />of bias or conflict of interest-~or for any other reason--unless <br />the rezoning is clearly shown to be "arbitrary and capricious," <br />"an abuse of discretion," "totally lacking in relationship to the <br />public health, safety, and welfare," or some variation on the <br />highly deferential standard applied to legislative acts. <br /> This legislative label may not settle the issue, however, <br />because some courts will look beyond the legislative label to <br />evaluate the type of rezoning action taken by the zoning body. <br />[See, e.g., North Point Breeze Coalition v. Pittsburgh, 60 Pa. <br />Commw. 298, 431 A.2d 398 (1981) (when a governing body <br />applies specific criteria to a single applicant and a single piece of <br />property, the governing body is acting in its adjudicative <br />capacity and not its legislative capacity).] A minority of <br /> <br /> GURK~N OWN PROPERTY <br /> . 3 ~ OVER <br /> <br />R. ~edman, $Iop Me Be~re I P~ A~im~ <br /> <br />jurisdictions including OregOn, Washington, and Idaho make a <br />distinction between comprehensive rezonings and piecemeal <br />rezonings that affect single or small parcels of land. These courts <br />characterize small parcel rezonings as quasi-judicial in nature. <br />[See Fasano v. Board of Couno, Commissioners, 264 Ore. 574, <br />507 P.2d 23 (1973).] :: <br /> <br />Quasi-Judicial vs. <br />Quasi-Legislative Decisions <br />The distinction between quasi-judicial and quasi-legislative <br />zoning actions can be especially important in challenges alleging <br />zoning bias. Some courts will'accord substantial deference to <br />decisions labeled quasi-legislative, declining to question the <br />motives for the zoning body's decision, notwithstanding the <br />possible presence of bias or conflict of interest. <br /> For purposes of reviewing zoning decisions, this distinction <br />arises predominantly in the context of rezonings. Courts <br />universally agree that decisions on variances and special use <br />permits, building permits, and the like are quasi-adjudicatory in <br />nature and, therefore, subject to judicial review for evidence o¢ .... ~App.-.,D,,~?1986).] <br /> <br />Impartiality Standards <br />The law governing bias and conflicts of interest in zoning <br />decision making has been refined through ongoing judicial <br />analysis. A finding of zoning bias depends on individual facts <br />and circumstances. If the evidence shows that a zoning decision <br />was tainted, the usual-remedy is for the court to invalidate the <br />decision because the biased decision maker should have <br />disqualified himself fro'm participation. Courts have said. that <br />when a zoning of~ial must disqualify himself because of bias or <br />a conflict of interest, the disqualification is absolute and cannot <br />be waived. [See, e.g., McVoy v. Board o/Adjustment o/the <br />Township of Monxlair, 213 N.J. Super. 109, 5i6 A. 2d 634 <br /> <br /> <br />