|
PRINTED 11/10/2015
<br />2015 CASH AND INVESTMENT ACTIVITY
<br />BV
<br />STATED
<br />PRIN
<br />SOLD/
<br />PRIN
<br />CITY
<br />MAT
<br />SECURITY
<br />BAL
<br />PURCH MATURE
<br />BAL
<br />INVEST #
<br />DATE
<br />BROKER
<br />DESCRIP
<br />CUSIP
<br />1/1/2015
<br />2015 2015
<br />12131/2015
<br />PAR
<br />YTM
<br />130301
<br />3/1/2018
<br />ICD SEC
<br />CD -GE CAPITAL BANK
<br />3616ITJB2
<br />200,000.00
<br />0.00
<br />200,000.00
<br />200,000
<br />1,10%
<br />130823
<br />2/23/2015
<br />ICD SEC
<br />CD -GE CAPITAL RETAIL
<br />36157QNH6
<br />198,000.00
<br />198,000.00
<br />0.00
<br />198,000
<br />0.60%
<br />150629
<br />1/30/2017
<br />ICD SEC
<br />CD -GNB BANK
<br />36198JAX2
<br />250,000.00 0.00
<br />250,000.00
<br />250,000
<br />0,80%
<br />130327
<br />9/28/2015
<br />ICD SEC
<br />CD-GOLDMAN SACHS
<br />38147JCG5
<br />100,000.00
<br />100,000.00
<br />0.00
<br />100,000
<br />0.65%
<br />131227A
<br />12/27/2016
<br />ICD SEC
<br />CD-GOLDMAN SACHS
<br />38147JQU9
<br />149,000.00
<br />0.00
<br />149,000.00
<br />149,000.00
<br />1.00%
<br />140828
<br />2/28/2017
<br />ICD SEC
<br />CD -GREAT SOUTHERN B.
<br />39120VRK2
<br />249,000.00
<br />0.00
<br />249,000.00
<br />249,000
<br />1.00%
<br />140717
<br />4/17/2017
<br />ICD SEC
<br />CD -GUARANTY BANK &
<br />400820BKI
<br />250,000.00
<br />0.00
<br />250,000,00
<br />250,000
<br />0.85%
<br />131230C
<br />9/30/2016
<br />ICD SEC
<br />CD -HOME SAVINGS BAN
<br />43733LAT4
<br />155,000.00
<br />0.00
<br />155,000.00
<br />155,000.00
<br />0.75%
<br />131106
<br />8/8/2016
<br />ICD SEC
<br />CD-INSBANK
<br />45776NBJ4
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />0.75%
<br />141230A
<br />9/30/2015
<br />ICD SEC
<br />CD -INTEGRITY BANK
<br />45824ABT2
<br />250,000.00
<br />250,000.00
<br />0.00
<br />250,000
<br />0.40%
<br />150128
<br />7/28/2016
<br />ICD SEC
<br />CD -KEY BANK NA
<br />49306SUJ3
<br />250,000.00 0.00
<br />250,000,00
<br />250,000
<br />0.55%
<br />141223
<br />9/23/2015
<br />ICD SEC
<br />CD -LAKESIDE BANK
<br />5121 OSKN6
<br />250,000,00
<br />250,000.00
<br />0.00
<br />250,000
<br />0.40%
<br />130417
<br />10/16/2015
<br />ICD SEC
<br />CD -MARLIN BUSINESS B.
<br />57116AFUS
<br />200,000.00
<br />200,000.00
<br />0.00
<br />200,000
<br />0.45%
<br />150710A
<br />7/10/2017
<br />ICD SEC
<br />CD -MB FINANCIAL
<br />55266CMR4
<br />250,000.00 0.00
<br />250,000.00
<br />250,000.00
<br />1.00%
<br />140610
<br />6/9/2017
<br />ICD SEC
<br />CD -MEDALLION BANK
<br />58403BP26
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />1.00%
<br />141217
<br />12/19/2016
<br />ICD SEC
<br />CD -MERCANTILE COMM
<br />58733ABDO
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />1.00%
<br />150630A
<br />12/30/2016
<br />ICD SEC
<br />CD-MERRICK BANK
<br />59013JFR5
<br />150,000.00 0.00
<br />150,000.00
<br />150,000
<br />0.75%
<br />150130
<br />1/30/2017
<br />ICD SEC
<br />CD-MERRICK BANK
<br />59013JDA4
<br />100,000.00 0.00
<br />100,000.00
<br />100,000
<br />0,75%
<br />130726B
<br />1/26/2015
<br />ICD SEC
<br />CD-MERRICK BANK
<br />56012Y4E4
<br />100,000.00
<br />100,000.00
<br />0.00
<br />249,000
<br />0.50%
<br />130206
<br />2/8/2016
<br />ICD SEC
<br />CD -ORIENTAL BANK & T
<br />686184582
<br />200,000.00
<br />0.00
<br />200,000.00
<br />200,000
<br />0.90%
<br />141230B
<br />9/30/2015
<br />ICD SEC
<br />CD -PACIFIC WESTERN B,
<br />69506YBS7
<br />250,000.00
<br />250,000.00
<br />0.00
<br />250,000
<br />0.45%
<br />141210
<br />12/12/2016
<br />ICD SEC
<br />CD -PEOPLE'S UNITED BA
<br />71270QKU9
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />1.00%
<br />150626A
<br />12/27/2016
<br />ICD SEC
<br />CD -PREFERRED BANK
<br />740367EC7
<br />150,000.00 0.00
<br />150,000.00
<br />150,000
<br />0.55%
<br />131004
<br />10/4/2016
<br />ICD SEC
<br />CD-PRIVATEBANK & TR
<br />74267GTZO
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000
<br />1.00%
<br />150225
<br />8/25/2016
<br />ICD SEC
<br />CD -RIVERBANK
<br />76857RCD4
<br />250,000.00 0.00
<br />250,000.00
<br />250,000
<br />0.55%
<br />150604B
<br />9/1/2016
<br />ICD SEC
<br />CD-SAFRA NATIONAL B/
<br />78658QNS8
<br />250,000.00 0.00
<br />250,000.00
<br />250,000
<br />0.50%
<br />120131
<br />1/30/2015
<br />ICD SEC
<br />CD-SAFRA NATIONAL B/
<br />786584YA2
<br />100,000.00
<br />100,000.00
<br />0.00
<br />100,000
<br />1.00%.
<br />130515
<br />5/15/2015
<br />ICD SEC
<br />CD-SAFRA NATIONAL B/
<br />78658AGG
<br />99,000.00
<br />99,000.00
<br />0.00
<br />99,000
<br />0.40%
<br />140924
<br />9/25/2017
<br />ICD SEC
<br />CD-SALLIE MAE BANK
<br />400820BKI
<br />249,000.00
<br />0.00,
<br />249,000.00
<br />249,000
<br />1.40%
<br />141224A
<br />12/24/2015
<br />ICD SEC
<br />CD-SANTANDER BANK
<br />80280JCS8
<br />250,000.00
<br />0,00
<br />250,000.00
<br />250,000
<br />0.55%
<br />140725A
<br />4/25/2017
<br />ICD SEC
<br />CD -SECURITY FEDERAL
<br />81423LBL5
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />1.00%
<br />150619
<br />12/19/2016
<br />ICD SEC
<br />CD -SPRINGFIELD FIRST (
<br />85047AAFO
<br />200,000.00 0.00
<br />200,000.00
<br />200,000
<br />0.60%
<br />120123
<br />1/23/2015
<br />ICD SEC
<br />CD -STATE BANK OF INDI
<br />33664
<br />150,000.00
<br />150,000,00
<br />0,00
<br />150,000
<br />1.10%
<br />131018
<br />10/19/2015
<br />ICD SEC
<br />CD -STATE BANK OF INDI
<br />856284Q98
<br />100,000.00
<br />100,000,00
<br />0.00
<br />100,000
<br />0.85%
<br />140305
<br />3/6/2017
<br />ICD SEC
<br />CD-SYNOVOUS BANK
<br />87164DEB2
<br />200,000.00
<br />0.00
<br />200,000.00
<br />200,000
<br />0.85%
<br />131230B
<br />9/30/2016
<br />ICD SEC
<br />CD -TOWN & COUNTRY B
<br />89210PBD4
<br />249,000.00
<br />0.00
<br />249,000.00
<br />249,000.00
<br />0.75%
<br />150227
<br />11/28/2016
<br />ICD SEC
<br />CD -TRADITION CAPITAL
<br />89269FBV6
<br />150,000.00 0.00
<br />150,000.00
<br />150,000
<br />0.65%
<br />141209
<br />6/9/2016
<br />ICD SEC
<br />CD -UNITED BANK
<br />909552AQ4
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />0.65%
<br />111005
<br />10/5/2026
<br />ICD SEC
<br />CD -WELLS FARGO BANK
<br />949748K97
<br />150,000.00
<br />150,000.00
<br />0.00
<br />150,000
<br />3.00%
<br />2014 Investments
<br />14,366,000.00
<br />090102A
<br />1/25/2033
<br />Com See
<br />FNR 2003-19 ME
<br />31392JJG5
<br />8,948.75
<br />6,387.88
<br />2,560.87
<br />165,176
<br />3.95%
<br />090102B
<br />12/25/2018
<br />Com See
<br />FNR 2003-120 BY
<br />31393UGR8
<br />52,279.98
<br />19,599.85
<br />32,680.13
<br />200,000
<br />3.98%
<br />35,241.00
<br />110913A
<br />12/1/2015
<br />Northland
<br />APPLETON MN TAXABLE
<br />03805A -KR -8
<br />140,000.00
<br />0.00
<br />140,000.00
<br />140,000
<br />1.60%
<br />150109
<br />10/1/2022
<br />Northland
<br />HUBBARY COUNTY TAX
<br />443348 -DE -4
<br />135,000.00 0.00
<br />135,000.00
<br />140,000
<br />2.70%
<br />150804
<br />11/1/2018
<br />Northland
<br />SHEBYGAN WISCON REF
<br />82102R -BM -6
<br />800,000.00 0.00
<br />800,000.00
<br />800,000
<br />1.25%
<br />150903
<br />11/1/2018
<br />Northland
<br />BROOKFIELD WI, TAXAE
<br />112857 -BL -0
<br />500,000.00 0.00
<br />500,000.00
<br />500,000
<br />2.20%
<br />150708
<br />2/1/2019
<br />Northland
<br />MAPLEWOOD MN TAX
<br />56557 -UM -5
<br />350,000.00 0.00
<br />350,000.00
<br />350,000
<br />1.80%
<br />150430
<br />2/1/2022
<br />Northland
<br />MINNETONKA ISD #276
<br />604195-YG-6
<br />270,000.00 0.00
<br />270,000.00
<br />270,000
<br />3.00%
<br />150211
<br />6/1/2016
<br />Northland
<br />MITCHELL COUNTY TAX
<br />606521 -ES -7
<br />70,000.00 0.00
<br />70,000.00
<br />70,000
<br />1.00%
<br />150601
<br />6/1/2017
<br />Northland
<br />HAWKEYE COMMUNITY
<br />42016A -KH -3
<br />190,000.00 0.00
<br />190,000.00
<br />190,000
<br />0.90%
<br />160626C
<br />10/1/2017
<br />Northland
<br />WESTERN LAKE SUPER!(
<br />958522 -WS -9
<br />245,000.00 0.00
<br />245,000.00
<br />245,000
<br />1.35%
<br />110913B
<br />12/1/2016
<br />Northland
<br />APPLETON MN TAXABLI
<br />038051 -KS -6
<br />110,000.00
<br />0.00
<br />110,000.00
<br />110,000
<br />2.00%
<br />110114B
<br />3/1/2016
<br />Northland
<br />APPLETON WIS SCHOOL
<br />038106 -JN -1
<br />100,000.00
<br />100,000.00
<br />0.00
<br />100,000
<br />2.77%
<br />130412
<br />2/1/2024
<br />Northland
<br />BECKER MN TAX
<br />075671LJ4
<br />50,000.00
<br />0.00
<br />50,000.00
<br />50,000
<br />2.75%
<br />110310
<br />2/1/2020
<br />Northland
<br />BROOKLYN CENTER ISD
<br />113853 -KG -9
<br />285,000.00
<br />0.00
<br />285,000.00
<br />285,000
<br />4.65%
<br />090420B
<br />12/1/2015
<br />Northland
<br />BURLINGTON VT PUB IM
<br />022062 -ML -3
<br />200,000.00
<br />0.00
<br />200,000.00
<br />200,000
<br />3.75%
<br />120215B
<br />6/1/2026
<br />Northland
<br />CEDAR RAPIDS IO TAX
<br />150528-JU-2
<br />50,000.00
<br />0.00
<br />50,000.00
<br />50,000
<br />4.55%
<br />120606B
<br />6/1/2022
<br />Northland
<br />CEDAR RAPIDS IO TAX
<br />150528-N2-6
<br />135,000.00
<br />0.00
<br />135,000.00
<br />135,000
<br />2.50%
<br />120606A
<br />6/1/2023
<br />Northland
<br />CEDAR RAPIDS 10 TAX
<br />150528 -PA -9
<br />140,000.00
<br />0.00
<br />140,000.00
<br />140,000
<br />2,70%
<br />130815A
<br />12/1/2020
<br />Northland
<br />CHASKA, MN TAX
<br />161664 -DY -0
<br />75,000.00
<br />0.00
<br />75,000.00
<br />75,000
<br />2.50%
<br />130815B
<br />12/1/2021
<br />Northland
<br />CHASKA, MN TAX
<br />161664 -DZ -7
<br />75,000.00
<br />0.00
<br />75,000.00
<br />75,000
<br />2.75%
<br />100223A
<br />6/1/2016
<br />Northland
<br />DAVENPORT IOWA TAXi
<br />238388 -FU -1
<br />335,000.00
<br />0.00
<br />335,000.00
<br />335,000
<br />3.25%
<br />110301A
<br />6/1/2015
<br />Northland
<br />DES MOINES IA COMM C
<br />250097 -YS -5
<br />100,000.00
<br />100,000.00
<br />0.00
<br />100,000
<br />2.50%
<br />131205
<br />12/28/2018
<br />Northland
<br />FNMA
<br />3136GO-RB-9
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.38%
<br />090914
<br />2/1/2015
<br />Northland
<br />GRAND RAPIDS MN EQU
<br />386334-2L-9
<br />115,000.00
<br />115,000.00
<br />0.00
<br />115,000
<br />3.70%
<br />110114A
<br />2/1/2017
<br />Northland
<br />HOPKINS ISD #270
<br />439881 -HB -2
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000
<br />2.75%
<br />121211B
<br />6/1/2015
<br />Northland
<br />IOWA WESTERN COMM (
<br />462612-QK-1
<br />175,000.00
<br />175,000.00
<br />0.00
<br />175,000
<br />0.50%
<br />121211C
<br />6/1/2016
<br />Northland
<br />IOWA WESTERN COMM (
<br />462616-QL-9
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000
<br />0.65%
<br />121228A
<br />6/1/2017
<br />Northland
<br />IOWA WESTERN COMM (
<br />462612 -QM -7
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000
<br />0.85%
<br />081106
<br />6/1/2015
<br />Northland
<br />KIRKWOOD COMM COLL
<br />497595 -VC -9
<br />245,000.00
<br />245,000.00
<br />0.00
<br />245,000
<br />5.50%
<br />PRINTED 11/10/2015
<br />
|