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PRINTED 11/10/2015
<br />2015 CASH AND INVESTMENT ACTIVITY
<br />BV
<br />STATED
<br />PRIN
<br />SOLD/
<br />PRIN
<br />CITY
<br />MAT
<br />SECURITY
<br />BAL
<br />PURCH
<br />MATURE
<br />BAL
<br />INVEST#
<br />DATE
<br />BROKER
<br />DESCRIP
<br />CUSIP
<br />1/1/2015
<br />2015
<br />2015
<br />12/31/2015
<br />PAR
<br />YTM
<br />120321
<br />3/1/2022
<br />Northland
<br />MADISION WI SCHOOL D
<br />558495-KN-6
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />2.50%
<br />110208
<br />12/30/2015
<br />Northland
<br />MCGREGOR ISD 4004
<br />580705-GN-5
<br />95,000.00
<br />0.00
<br />95,000.00
<br />95,000
<br />2.35%
<br />110203A
<br />4/1/2017
<br />Northland
<br />MEDFORD WIS SCHOOL I
<br />58434T-DK-3
<br />40,000.00
<br />0.00
<br />40,000.00
<br />40,000
<br />2.75%
<br />121228B
<br />9/1/2023
<br />Northland
<br />MIDDLETON WIS REFUN
<br />596782-T6-7
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />2.36%
<br />120214B
<br />9/1/2025
<br />Northland
<br />MIDDLETON WIS REFUN
<br />596782-TJ-1
<br />315,000.00
<br />0.00
<br />315,000.00
<br />315,000
<br />2.85%
<br />130702A
<br />1/1/2019
<br />Northland
<br />MINNETONKA ISD 4276
<br />604195-VW-4
<br />285,000.00
<br />0.00
<br />285,000.00
<br />285,000
<br />1.40%
<br />130702B
<br />1/1/2021
<br />Northland
<br />MINNETONKA ISD #276
<br />604195-VY-0
<br />400,000.00
<br />0.00
<br />400,000.00
<br />400,000
<br />2.10%
<br />120215A
<br />1/1/2028
<br />Northland
<br />MINNETONKA ISD #276
<br />604195-SB-4
<br />50,000.00
<br />0.00
<br />50,000.00
<br />50,000'
<br />5.20%
<br />130722
<br />2/1/2021
<br />Northland
<br />MOUND MN TAXABLE
<br />620535-W4-2
<br />95,000.00
<br />0.00
<br />95,000,00
<br />95,000
<br />2,00%
<br />090715B
<br />2/1/2015
<br />Northland
<br />MOWER CTY MIN JAIL
<br />624662=AJ-1
<br />250,000.00
<br />250,000.00
<br />0.00
<br />250,000
<br />4.10%
<br />100803A
<br />2/1/2015
<br />Northland
<br />NEW PRAGUE BAB
<br />648159-TU-5
<br />60,000.00
<br />60,000.00
<br />0.00
<br />60,000
<br />2.65%
<br />100803B
<br />2/1/2018
<br />Northland
<br />NEW PRAGUE BAB
<br />648159-TX-9
<br />70,000.00
<br />0.00
<br />70,000.00
<br />70,000
<br />3.75%
<br />100803C
<br />2/1/2019
<br />Northland
<br />NEW PRAGUE BAB
<br />648159-TY-7
<br />45,000.00
<br />0.00
<br />45,000.00
<br />45,000
<br />4.00%
<br />140117
<br />11/1/2019
<br />Northland
<br />HONOLULU TAXABLE
<br />438670-Q4-6
<br />275,000.00
<br />0.00
<br />275,000.00
<br />275,000
<br />1.84%
<br />141205A
<br />9/1/2018
<br />Northland
<br />WYANDOTTE KANSAS Sl
<br />982696-QE-9
<br />125,000.00
<br />0.00
<br />125,000.00
<br />125,000
<br />1.93%
<br />141104
<br />2/1/2022
<br />Northland
<br />DULUTH MN TAXABLE
<br />264438-G5-5
<br />150,000.00
<br />0.00
<br />150,000.00
<br />150,000
<br />3.00%
<br />141006
<br />6/1/2020
<br />Northland
<br />NORTHEAST IOWA COM)
<br />664214-JQ-7
<br />320,000.00
<br />0.00
<br />320,000.00
<br />320,000
<br />1.90%
<br />140320A
<br />3/1/2019
<br />Northland
<br />HAWLEY MN SCHOOL Dl
<br />426416-EZ-8
<br />390,000.00
<br />0.00
<br />390,000.00
<br />390,000
<br />1.85%
<br />140320B
<br />3/1/2016
<br />Northland
<br />HAWLEY MN SCHOOL DI
<br />420416-E-5
<br />180,000.00
<br />0.00
<br />180,000.00
<br />180,000
<br />0.60%
<br />140730A
<br />6/1/2019
<br />Northland
<br />DES MOINES IA TAXABL
<br />25009X-GB-5
<br />115,000.00
<br />0.00
<br />115,000.00
<br />115,000
<br />2.00%
<br />140730B
<br />6/1/2020
<br />Northland
<br />DES MOINES IA TAXABL
<br />25009X-GC-3
<br />145,000.00
<br />0.00
<br />145,000.00
<br />145,000
<br />2.10%
<br />140326
<br />9/26/2017
<br />Northland
<br />FHLB
<br />313OA15P9
<br />350,000.00
<br />0.00
<br />350,000.00
<br />350,000
<br />1.00%
<br />140502
<br />2/15/2020
<br />Northland
<br />COLLINGSWOOD NJ TAX
<br />194756-PQ-9
<br />145,000.00
<br />0.00
<br />145,000.00
<br />145,000
<br />3.00%
<br />140620
<br />12/1/2020
<br />Northland
<br />CELINA OHIO SCHOOL D
<br />151069-FD-8
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />2.13%
<br />100803D
<br />2/1/2020
<br />Northland
<br />NEW PRAGUE BAB
<br />648159-TZ-4
<br />70,000.00
<br />0.00
<br />70,000.00
<br />70,000
<br />4.25%
<br />090206
<br />2/1/2015
<br />Northland
<br />NORTH ST PAUL MAPLEt
<br />6621406D9
<br />355,000.00
<br />355,000,00
<br />0.00
<br />355,000
<br />3.70%
<br />111031
<br />6/1/2018
<br />Northland
<br />RACINE WIS TAXABLE
<br />750021-6D-4
<br />755,000.00
<br />0.00
<br />755,000.00
<br />755,000
<br />2.10%
<br />130624A
<br />2/1/2023
<br />Northland
<br />RAMSEY COUNTY TAXA
<br />751622-HH-7
<br />595,000.00
<br />0.00
<br />595,000.00
<br />595,000
<br />2.75%
<br />130624B
<br />2/1/2022
<br />Northland
<br />RAMSEY COUNTY TAXA
<br />751622-HG-9
<br />285,000.00
<br />0.00
<br />285,000.00
<br />285,000
<br />2.50%
<br />120308A
<br />12/1/2020
<br />Northland
<br />SHOREWOOD WIS TAX
<br />825230-KU-8
<br />150,000.00
<br />0,00
<br />150,000.00
<br />150,000
<br />2.50%
<br />120308B
<br />12/1/2022
<br />Northland
<br />SHOREWOOD WIS TAX
<br />825230-KW-4
<br />150,000.00
<br />0.00
<br />150,000.00
<br />150,000
<br />2.80%
<br />120308C
<br />12/1/2027
<br />Northland
<br />SHOREWOOD WIS TAX
<br />825230-LB-9
<br />225,000.00
<br />0.00
<br />225,000.00
<br />225,000
<br />3.25%
<br />120308D
<br />12/1/2028
<br />Northland
<br />SHOREWOOD WIS TAX
<br />825230-LC-7
<br />465,000.00
<br />0.00
<br />465,000.00
<br />465,000
<br />3.15%
<br />12021413
<br />4/1/2017
<br />Northland
<br />ST FRANCIS ISD#15
<br />789466-PU-7
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />4.40%
<br />090217C
<br />3/1/2016
<br />Northland
<br />STILLWATER ISC #834
<br />860758-QA-2
<br />245,000.00
<br />0.00
<br />245,000.00
<br />245,000
<br />4.20%
<br />110608
<br />2/1/2019
<br />Northland
<br />WADENA MN BAB
<br />930217-JD-7
<br />95,000.00
<br />0.00
<br />95,000.00
<br />95,000
<br />3.94%
<br />130624C
<br />6/1/2018
<br />Northland
<br />WATERLOO IOWA TAXA
<br />941647-NZ-8
<br />345,000.00
<br />0.00
<br />345,000.00
<br />345,000
<br />2.00%
<br />110714B
<br />10/1/2016
<br />Northland
<br />WAUWATO WIS REFUND
<br />943504-R2-8
<br />300,000.00
<br />0.00
<br />300,000,00
<br />300,000
<br />1.90%
<br />090528A
<br />2/1/2015
<br />Northland
<br />WAYZATA ISD #284
<br />946813-TF-9
<br />500,000.00
<br />500,000.00
<br />0.00
<br />500,000
<br />3.15%
<br />090310
<br />4/1/2015
<br />Northland
<br />WEST ALLIS WIS COMM.
<br />951172-7R-0
<br />340,000.00
<br />340,000.00
<br />0.00
<br />340,000
<br />3.75%
<br />120215C
<br />10/1/2019
<br />Northland
<br />WESTERN LAKE SUPERI(
<br />958522-WU-4
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000
<br />3.15%
<br />110816A
<br />10/1/2016
<br />Northland
<br />WESTIN LAKE SUPERIOR
<br />958522-WR-1
<br />350,000.00
<br />0.00
<br />350,000.00
<br />350,000
<br />2.10%
<br />110816B
<br />10/1/2017
<br />Northland
<br />WESTIN LAKE SUPERIOR
<br />958522-WS-9
<br />350,000.00
<br />0.00
<br />350,000.00
<br />350,000
<br />2.50%
<br />110201B
<br />6/1/2016
<br />Northland
<br />WINDSOR HTS IOWA TA:
<br />973602-KT-1
<br />130,000.00
<br />0.00
<br />130,000.00
<br />130,000
<br />2.30%
<br />2014 Investment
<br />14,505,000,00
<br />150212
<br />4/30/2018
<br />UBS
<br />FNMA
<br />3136G1LB3
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />0.75%
<br />131121
<br />4/30/2018
<br />UBS
<br />FNMA
<br />313661LB3
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.33%
<br />120817A
<br />5/1/2018
<br />UBS
<br />NYC-TAXABLE
<br />64971QTU7
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1,60%
<br />130611
<br />5/21/2018
<br />UBS
<br />FNMA
<br />3135GOXDO
<br />750,000.00
<br />0.00
<br />750,000.00
<br />750,000
<br />1.29%
<br />030630A
<br />6/15/2018
<br />UBS
<br />FHR 2628 AB
<br />31393VMQIC
<br />10,546.78
<br />3,987.96
<br />6,558.82
<br />200,000
<br />3.12%
<br />030730A
<br />8/25/2018
<br />UBS
<br />FNR2003-74-KN
<br />31393EAL3C
<br />21,171.81
<br />7,717.61
<br />13,454.20
<br />300,000.00
<br />3.59%
<br />030930A
<br />9/15/2018
<br />UBS
<br />FHR 2677 KH
<br />31394JTP2
<br />17,796.95
<br />8,907.62
<br />8,88933
<br />300,000
<br />4.50%
<br />121207
<br />11/l/2018
<br />UBS
<br />NYC GEN TAX
<br />64971QH55
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.28%
<br />130627
<br />6/5/2019
<br />UBS
<br />FHLB
<br />3133835XS
<br />500,000.00
<br />500,000.00
<br />0.00
<br />500,000
<br />1.99%
<br />140710
<br />7/10/2019
<br />UBS
<br />CD-AMERICAN EXPRESS
<br />02587CAC4
<br />240,000.00
<br />0.00
<br />240,000.00
<br />240,000
<br />1.95%
<br />040730A
<br />7/15/2019
<br />UBS
<br />FHR 2822 DB
<br />31395C3S8
<br />36,350.04
<br />14,922.76
<br />21,427.28
<br />500,000
<br />5.00%
<br />040730B
<br />7/15/2019
<br />UBS
<br />FHR 2822 DQ
<br />31395C3U3
<br />2,380.39
<br />2,380.72
<br />-0.33
<br />500,000
<br />5.00%
<br />130606B
<br />11/1/2019
<br />UBS
<br />NYC GEN TAX
<br />64971QH63
<br />1,000,000.00
<br />0.00
<br />1,000,000.00
<br />1,000,000
<br />1.73%
<br />150310
<br />4/1/2020
<br />UBS
<br />MONTGOMERY ALA TA?
<br />6130351,69
<br />400,000.00
<br />0.00
<br />400,000.00
<br />400,000
<br />2.15%
<br />151009
<br />9/1/2024
<br />UBS
<br />NJ ENVIRONMENTAL INI
<br />645791 CAO
<br />270,000.00
<br />0.00
<br />270,000.00
<br />270,000
<br />3.15%
<br />151023
<br />10/1/2024
<br />UBS
<br />MADISON TAXABLE
<br />55844RKN3
<br />640,000.00
<br />0.00
<br />640,000.00
<br />640,000
<br />2.39%
<br />150318
<br />5/20/2020
<br />UBS
<br />FHLB STEP
<br />313382WRO
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />1.00%
<br />131223
<br />5/20/2020
<br />UBS
<br />FHLB
<br />313382WRO
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />2.43%
<br />150528
<br />5/28/2020
<br />UBS
<br />FHLB
<br />3130A5BJ7
<br />300,000.00
<br />0.00
<br />300,000.00.
<br />300,000
<br />1.25%
<br />131203
<br />12/11/2020
<br />UBS
<br />FHLB
<br />313383BEO
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />2.56%
<br />970625
<br />2/25/2021
<br />UBS
<br />FNMA FNR-1991-7 H
<br />31358FZW2
<br />1,000.00
<br />0.00
<br />1,000.00
<br />129,000
<br />7.84%
<br />000417
<br />8/15/2021
<br />UBS
<br />FHLMC REMIC 181e
<br />312904AU9C
<br />802.21
<br />448.03
<br />354.18
<br />88,604
<br />7.00%
<br />970917B
<br />9/15/2021
<br />UBS
<br />FHLMC REMIC SERIES FI
<br />312904GT6C
<br />1,849.63
<br />637.49
<br />1,212.14
<br />255,714
<br />7.21%
<br />150323
<br />9/27/2021
<br />UBS
<br />FNMA
<br />313382FDO
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />1.50%
<br />150901
<br />2/14/2028
<br />UBS
<br />FNMA
<br />3136G1CG2
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />1.50%
<br />PRINTED 11/10/2015
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