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2020 CASH AND INVESTMENT ACTIVITY
<br />BV
<br />STATED
<br />PRIN
<br />SOLD/
<br />PRIN
<br />CITY
<br />MA'r, ,
<br />SECURITY
<br />BAL
<br />PURCH
<br />iNIATURE
<br />BAL
<br />INVEST #
<br />DATE
<br />BROIfER
<br />ā¯‘ESCRIP . FDIC #
<br />CUSIP
<br />111/2020
<br />22020
<br />2020
<br />12/31/2020
<br />PAR
<br />120606B
<br />6/1/2022
<br />Northland
<br />CEDAR RAPIDS IQ TAX
<br />150528-N2-6
<br />1351,000.00.
<br />135,000.00
<br />0.00
<br />135,000
<br />170109
<br />6/1/2022
<br />Northland
<br />DESMOINES IA TAX
<br />25009743-7
<br />200,000.00
<br />0.00
<br />200,Q00.00
<br />200,000
<br />150109
<br />10/1/2022
<br />Northland
<br />HUBBARD COUNTY TAX
<br />443348-DE-4
<br />135,000.00
<br />0.00
<br />135,000.00
<br />140,000
<br />190515
<br />11/1/2022
<br />Northland
<br />MICHICAN STATE SCHOOL TAX
<br />594612-CY-7
<br />205,000.00
<br />0.00
<br />205,000,00
<br />205,000
<br />120308B
<br />12/1/2022
<br />Northland
<br />SHOREWOOD WIS TAX
<br />825230-KW-4
<br />150,000.00
<br />0.00
<br />150,000.00
<br />150,000
<br />130624A
<br />2/1/2023
<br />Northland
<br />RAMSEY COUNTY TAXABLE
<br />751622-HH-7
<br />-595,000.60
<br />0.00
<br />595,000.00
<br />595,000
<br />190628B
<br />4/1/2023
<br />Northland
<br />WEST ALLIS WIS TAX
<br />951173NP4
<br />240,000.00
<br />0.00
<br />240,000.00
<br />240,000
<br />160812
<br />5/1/2023
<br />Northland
<br />MONROE MI TAX
<br />611101-MF-0
<br />190,00Q.00
<br />0.00
<br />190,000.00
<br />190,000
<br />191107A
<br />6/1/2023
<br />Northland
<br />NEWTON IOWA T'AX
<br />652810-YZ-9
<br />315,000.00
<br />65,000.00
<br />250,000.00
<br />315,000
<br />190726B
<br />6/1/2023
<br />Northland
<br />DESNIOINES IA COMM COLLEGE TAX
<br />2500971.75
<br />250,000,00
<br />0.00
<br />250,000.00
<br />250,000
<br />120606A
<br />6/1/2023
<br />Northland
<br />CEDAR RAPIDS IO TAX
<br />150528-PA-9
<br />140,000.00
<br />140,000.00
<br />0.00
<br />140,000
<br />180913
<br />7/31/2023
<br />Northland
<br />CD -BANK NEW ENGLAND SALEM
<br />06426K-AN-8
<br />245,000.00
<br />0.00
<br />245,000.00
<br />245,000
<br />121228B
<br />9/1/2023
<br />Northland
<br />MIDDLETON WIS REFUND
<br />596782-T6-7
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />190220B
<br />I I/l/2023
<br />Northland
<br />HAWAII ST GO BONDS
<br />214471-PA-6
<br />.200,000.00
<br />0.00
<br />200,000.00
<br />200,000
<br />161114B
<br />2/1/2024
<br />Northland
<br />ANDOVER NIN TAX
<br />0343I3-ZU-3
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />130412
<br />2/1/2024
<br />Nortlland
<br />BECKER NIN TAX
<br />475671 LJ4
<br />50,000.00
<br />0.00
<br />50,000,00
<br />50,000
<br />1180730
<br />10/112024
<br />Nortlland
<br />HUBBARD COUNTY TAX
<br />443348-DG-9
<br />100,000.00
<br />0.00
<br />100,000.00
<br />100,000
<br />120214E
<br />9/1/2025 .
<br />Northland
<br />MIDDLETON WIS REFUND
<br />596782-TJ-1
<br />315,000.00
<br />0.00
<br />315,000.00
<br />315,000
<br />190227
<br />121I12025
<br />Northland
<br />'COOK COUNTY SCHOOL DISTRICT
<br />032879-TC-2
<br />500,000.00
<br />0.00
<br />500,000,00
<br />500,000
<br />190726C
<br />7/17/2026
<br />Northland
<br />FFCB
<br />3133EKVJ2
<br />485,000.00
<br />485,000.00
<br />0.00
<br />485,000
<br />190404
<br />9I112026
<br />Northland
<br />TUSCOLA COUNTY MISC TAX
<br />900764RL7
<br />395,000,00
<br />0.00
<br />395,000.00
<br />395,000
<br />191015
<br />10/15/2026
<br />Northland
<br />FFC13
<br />3133EK21-18
<br />400,000.00
<br />400,000,00
<br />0.00
<br />400,000
<br />191003A
<br />12/1/2026
<br />Northland
<br />SCOTT' BLUFF CTY SCHOOL DIST
<br />810164-CQ-4
<br />385,000.00
<br />0.00
<br />385,000.00
<br />385,000
<br />120308C
<br />12/1/2027
<br />Northland
<br />SHOREWOOD WIS TAX
<br />825230-I,13-9
<br />225,000,00
<br />0.00
<br />225,000.00
<br />225,000
<br />190402
<br />2/1/2028
<br />Northland
<br />CLOQUET MN TAX
<br />189036-PS-9
<br />150,000.00
<br />0.00
<br />150,000.00
<br />150,000
<br />191016B
<br />4/1/2028
<br />Northland
<br />COLUMBUS OH TAX
<br />199492E339
<br />285,000.00
<br />0.00
<br />285,000.00
<br />285,000
<br />120308D
<br />12/1/2028
<br />Northland
<br />SHOREWOOD WIS TAX
<br />825230-LC-7
<br />'465,000.00
<br />0.00
<br />465,000.00
<br />465,000
<br />13,278,000.00
<br />150310
<br />4/1/2020
<br />UBS
<br />MONTGOMERY ALA TAX
<br />6130351-69
<br />400,000.00
<br />400,000.00
<br />0.00
<br />400,000
<br />200817
<br />2/16/2021
<br />UBS
<br />BANK OF CHINA COMM PAPER
<br />06119QPG6
<br />10,000,000.00
<br />0,00
<br />10,000,000.00
<br />10,000,000
<br />201102
<br />1211l2030
<br />UBS
<br />XENIA OH COMM SCHOOL
<br />984071 CC2
<br />720,000.00
<br />0.00
<br />720,000.00
<br />720,000.00
<br />201105
<br />4/1/2026
<br />UBS
<br />PARAMUS NJ SCHOOL
<br />699347LF5
<br />500,000.00
<br />0.00
<br />500,000,00
<br />500,000.00
<br />201119A
<br />12/1/2021
<br />UBS
<br />WARREN HEIGHTS OH BUILDING
<br />936121 JTO
<br />150,000.00
<br />0.00
<br />150,000.00
<br />150,000.00
<br />201119B
<br />12/1/2022
<br />UBS
<br />WARREN HEIGHTS OH BUILDING
<br />936121JU7
<br />165,000.00
<br />0.00
<br />165,000.00
<br />165,000.00
<br />20I I19C
<br />1211l2023
<br />UBS
<br />WARREN HEIGHTS OH BUILDING
<br />936121JV5
<br />165,000.00
<br />0.00
<br />165,000.00
<br />165X0,00
<br />20I 119D
<br />12/1/2024
<br />UBS
<br />WARREN HEIGHTS OH BUILDING
<br />93612JW3
<br />165,000.00
<br />0.00
<br />16S,QQQ.QQ
<br />165,QOa.QQ
<br />201119E
<br />1211/2025
<br />UBS
<br />WARREN HEIGHTS OH BUILDING
<br />936121JXI
<br />175,000.00
<br />0.00
<br />175,000.00
<br />175,000.00
<br />201007
<br />8/1/2028
<br />UBS
<br />SAN BERNARDINO CALIFORN UNIV TA
<br />796711 H44
<br />500,000.00
<br />0.00
<br />500,000.00
<br />5001000
<br />101013
<br />12/1/1930
<br />UBS
<br />HIDALGO COUNTY TEX TAX
<br />429343BT3
<br />1,000,000.00
<br />0.00
<br />1100,000.00
<br />1,000,000
<br />200113
<br />4/ 15/2026
<br />UBS
<br />PHILADELPHIA AUTHORITY -ZERO COt
<br />71781 LBU2
<br />300,000,00
<br />0.00
<br />300,000.00
<br />300,000
<br />200611
<br />11I112029
<br />UBS
<br />VENTURA COUNTY CA
<br />923078CZO
<br />400,000.00
<br />0.00
<br />400,000.00
<br />400,000
<br />200612
<br />UBS
<br />UBS PRIME FUND
<br />1,445,483.93
<br />0.00
<br />1,445,483.93
<br />1,445,484
<br />200623
<br />UBS
<br />UBS PRIME FUND
<br />1,741,251.98
<br />0.00
<br />1,741,251.98
<br />1,741,252
<br />200714
<br />UBS
<br />UBS PRIME FUND
<br />531,198.11
<br />0.00
<br />531,198.11
<br />531,198
<br />200717
<br />UBS
<br />UBS PRIME FUND
<br />8,002,863,63
<br />0.00
<br />8,002,863.63
<br />8,002,864
<br />200728
<br />UBS
<br />UBS PRIME FUND
<br />1,405,590.52
<br />0.00
<br />1,405,590.52
<br />1,405,591
<br />200731 A
<br />UBS
<br />UBS PRIME FUND
<br />259,035.81
<br />0.00
<br />259,035,81
<br />259,036
<br />200731B
<br />UBS
<br />UBS Select FUND _
<br />247,506.71
<br />0.00
<br />247,506.71
<br />247,507
<br />200630A
<br />7/1/2029
<br />UBS
<br />NEW YORK STATE DORM AUTH
<br />64990GS86
<br />430,000.00
<br />0.00
<br />430,000.00
<br />430,000
<br />200630B
<br />UBS
<br />UBS PRIME FUND
<br />601,602,80
<br />0.00
<br />601,602.80
<br />601,603
<br />200116
<br />1/17/2023
<br />UBS
<br />CD-MORGAN STANLEY 32992
<br />6169OURY8
<br />245,000.00
<br />0.00
<br />245,000.00
<br />245,000
<br />200128
<br />1 /27/2021
<br />UBS
<br />CD -FIRST NATIONAL BAI 5452
<br />33213SJA I
<br />245,000.00
<br />0.00
<br />245,000.00
<br />245,000
<br />200130C
<br />7/30/2020
<br />UBS
<br />CD -INVESTORS BANK 28892
<br />46176PMT9
<br />245,000.00
<br />245,000.00
<br />0,00
<br />245,000
<br />200131
<br />7/31/2020
<br />UBS
<br />CD -BANK OF BARODA 33681
<br />060631-IKR3
<br />245,000,00
<br />245,000,00
<br />0.00
<br />400,000
<br />200229
<br />UBS
<br />PRIME MN4
<br />3,0001,000,00
<br />3,000,000.00
<br />0.00
<br />3,000,000
<br />200521
<br />UBS
<br />PRIME MM
<br />2,700,000.00
<br />2,700,000.00
<br />0.00
<br />2,7001X0
<br />200531
<br />UBS
<br />PRIME MINI
<br />1,000,000.00
<br />332,511.72
<br />667,488.28
<br />1,000,000
<br />200204A
<br />213l2021
<br />UBS
<br />CD -TRUST BANK CHARL( 9846
<br />89788HAH6
<br />245,000.00
<br />0.00
<br />245,000.00
<br />2451000
<br />200205
<br />8/5/2020
<br />UBS
<br />CD-BEAL BANK 57833
<br />07370YZ96
<br />245,000.00
<br />2451)000.00
<br />0.00
<br />245,000
<br />200306
<br />31712022
<br />UBS
<br />CD-POWELL VALLEY NA' 6863
<br />73913RAC7
<br />240,000.00
<br />240,000,00
<br />0.00
<br />240,000
<br />200320
<br />9/1/2028
<br />UBS
<br />PENNSYLVANIA UNIV TAX
<br />709235P25
<br />425,000.00
<br />0.00
<br />425,000.00
<br />425,000
<br />200324
<br />3/111930
<br />UBS
<br />NEW YORK CITY TAXABLE
<br />64966QJL5
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />200325
<br />4/1/2024
<br />UBS
<br />NEW YORK HOUSING
<br />6498833S2
<br />500,000,00
<br />0.00
<br />500,000.00
<br />500,000
<br />200326B
<br />8/1/2026
<br />UBS
<br />SAN BERNARDINO COMM
<br />796720NA47
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />200417
<br />9/1/1931
<br />UBS
<br />CITY OF NORFOLK VA TAX
<br />655867G94
<br />220,000.00
<br />0.00
<br />220,000.00
<br />220,000
<br />200430
<br />UBS
<br />SELECT MNI
<br />2,500,000.00
<br />1,059,186.05
<br />1,440,813.95
<br />2,500,000
<br />200921 .
<br />7/1/2030
<br />UBS
<br />FLORIDA STATE REV BOND
<br />341271 AF 1
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />200925
<br />4/1/2027
<br />UBS
<br />WESTERN WASHINGTON UNIV
<br />959878RJO
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />201204
<br />4/15/2026
<br />UBS
<br />LONG BEACH CITY SCHOOL DIS
<br />542535LY3
<br />750,000.00
<br />0.00
<br />750,000,00
<br />750,000
<br />201218
<br />12-18-24
<br />UBS
<br />CD -TEXAS EXCHANGE
<br />88241 TJQ4
<br />248,000.00
<br />0.00
<br />248,000.00
<br />248,000
<br />PRINTED 1/612021
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