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2020 CASH AND INVESTMENT ACTIVITY
<br />BV
<br />STATED
<br />PRIN
<br />SOLD/
<br />PRIN
<br />CITY
<br />MAT
<br />SECURITY
<br />BAL
<br />PURCH INIATURE
<br />BAL
<br />INVEST #
<br />DATE
<br />BROKER
<br />DESCRIP. FDIC #
<br />CUSIP
<br />1/1/2020
<br />2020 2020
<br />12/31/2020
<br />PAR
<br />201221
<br />10-1-26
<br />UBS
<br />LANCASTER OH SCHOOL DIST
<br />514264FGO
<br />1,675,000.00 0.00
<br />1,675,000.00
<br />1,675,000
<br />160526
<br />5/1/2020
<br />UBS
<br />MILAN NIICH SCHOOL TAX
<br />598801JDI
<br />500,000.00
<br />500,000+00
<br />0.00
<br />500,000
<br />180531B
<br />6/1/2020
<br />UBS
<br />CD-?vIORGAN STANLY
<br />34221
<br />61760ALP2
<br />245,000+00
<br />245,000.00
<br />0.00
<br />245,000
<br />190725B
<br />8/25/2020
<br />UBS
<br />CD-BMO HARRIS
<br />16571
<br />05581 WX59
<br />245,000+00
<br />245,000,00
<br />0,00
<br />245,000
<br />180831 E
<br />8/28/2020
<br />UBS
<br />CD -FIRST REPUBLIC BAIL
<br />50017
<br />33616CBL3
<br />245,000+00
<br />245,000.00
<br />0.00
<br />245,000
<br />151207
<br />12/1/2020
<br />UBS
<br />SACRAMENTO TAXABLE
<br />786060BB8
<br />300,000.00
<br />300,000.00
<br />0.00
<br />300,000
<br />160613
<br />12/1 /2020
<br />UBS
<br />SCHILLER PARK TAX
<br />8062721 LM6
<br />325,000.00
<br />325,000.00
<br />0.00
<br />325,000
<br />190123
<br />1/25/2021
<br />UBS
<br />CD -ALLEGIANCE BANK
<br />58629 '
<br />01748DBN17
<br />245,000+00
<br />0.00
<br />245,000.00
<br />245,000
<br />970625
<br />2/25/2021
<br />UBS
<br />FNMA FNR-1991-7 H.
<br />31358FZW2
<br />1,000,00
<br />1,000,00
<br />0.00
<br />129,000
<br />160927A
<br />5/1/2021
<br />UBS
<br />YPSILANTI Nil SCHOOL DISTR
<br />987864NY7
<br />405,000.00
<br />0.00
<br />405,000.00
<br />405,000.00
<br />160422
<br />5/15/2021
<br />UBS
<br />UNIVERSITY OF CA TAX
<br />91412GFS9
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />180629A
<br />6/29/2021
<br />UBS
<br />CD -WELLS FARGO
<br />3511
<br />949763RX6
<br />245,000.00
<br />0.00
<br />245,000.00
<br />245,000
<br />180907
<br />7/1/2021
<br />UBS
<br />FLORIDA STATE BOARD OF ADMIN
<br />341271ABO
<br />400,000.00
<br />0.00
<br />400,000.00
<br />400,000
<br />171211
<br />7/1 /2021
<br />UBS
<br />FLORIDA STATE BOARD OF ADIVIIN
<br />341271 ABO
<br />235,000.00
<br />0.00
<br />235,000.00
<br />235,000
<br />180815A
<br />8/16/2021
<br />UBS
<br />CD -DISCOVER BANK
<br />5649
<br />254673SV9
<br />145,000+00
<br />0.00
<br />145,000,00
<br />145,000
<br />180926A
<br />9/27/2021
<br />UBS
<br />CD-TOWNEBANK PORTSMOUTH
<br />VA
<br />89214PCA5
<br />200,000.00
<br />.0.00
<br />200,000.00
<br />200,000
<br />160705
<br />11 /1 /2021
<br />UBS
<br />MICHIGAN STATE TAX
<br />59'4612CX9
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />160718
<br />12/I/2021
<br />UBS
<br />LITTLE MIAMI OHIO SCHOOL
<br />537292KY9
<br />-345,000.00
<br />0.00
<br />'345,000.00
<br />345,000
<br />181214
<br />12/14/2021
<br />UBS
<br />CD -BMW BANK
<br />05580AQA5
<br />95,000.00
<br />0.00
<br />95,000+00
<br />95,000
<br />181228G
<br />12/28/2021
<br />UBS
<br />CD -ALLY BANK
<br />02007GGT4
<br />100,000,00
<br />0.00
<br />100,000+00
<br />100,000
<br />190705
<br />1/312022
<br />UBS
<br />CD-BANCO POPULAR
<br />34967
<br />05970EAM6
<br />245,000.00
<br />245,000.00
<br />0.00
<br />245,000
<br />160601
<br />2/15/2022
<br />UBS
<br />NICALLEN TAX'
<br />582018Ff5
<br />200,000,00
<br />0.00
<br />200,000.00
<br />200,000
<br />151104
<br />3/1/2022
<br />UBS
<br />NEW YORK TAXABBE
<br />64966KQCO
<br />500,'000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />190322
<br />3/22/2022
<br />UBS
<br />CD -MEDALLION BANK
<br />57449
<br />58404DDP3
<br />245,000.00
<br />0.00
<br />245,000,00
<br />245,000
<br />190327
<br />3/28/2022
<br />UBS
<br />CD -VALLEY NATIONAL E
<br />9396
<br />919853DK4
<br />: 245,000.00
<br />245,000.00
<br />0.00
<br />245,000
<br />160727-
<br />5/1/2022
<br />UBS
<br />NORTH BRANCH -SCHOOL TAX
<br />6577401750
<br />500,000.00'
<br />0.00
<br />500,000.00
<br />500,000
<br />190710
<br />5/15/2022
<br />UBS
<br />CONVENTION CENTER AUTHORITY
<br />32115AAG7
<br />.175,000,00
<br />0.00
<br />175,000.00
<br />175,000
<br />001127
<br />7/25/2022
<br />UBS
<br />FNR G92-35
<br />31358PHV2C
<br />232.79
<br />152.73
<br />80.06
<br />75,215
<br />190726D
<br />7/26/2022
<br />UBS
<br />CD -OLD NATIONAL BANI
<br />3832
<br />680061 HN 1
<br />245,000+00
<br />245,000+00
<br />0.00
<br />245,000
<br />160830C
<br />8/1/2022
<br />UBS
<br />NEW YORK.CITY TAXABLE
<br />64966NIED7
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />190823
<br />8/23/2022
<br />UBS
<br />CD-CALPRIVATE BANK
<br />58291
<br />13135NAH3
<br />.245,000.00
<br />245,000.00
<br />0.00
<br />245,000
<br />021004
<br />8/25/2022
<br />UBS
<br />FNR 1992-125L
<br />31358PS40C
<br />314.43
<br />136.69
<br />177.74
<br />52,000
<br />190913
<br />9/13/2022
<br />UBS
<br />CD -PEOPLES SAVINGS BE
<br />34973
<br />712233AD7
<br />245,000.00 ,
<br />245,000+00
<br />0.00
<br />2
<br />180108
<br />10/1/2022
<br />UBS
<br />PALM BEACH COUNTY SOLID WASTE
<br />696560LD1
<br />450,000.00
<br />0.00
<br />450,000.00
<br />450,000
<br />020826
<br />10/15/2022
<br />UBS
<br />FHR 1391D
<br />312912LUO
<br />240.93
<br />114.23
<br />126.70
<br />59,990
<br />191213
<br />12/13/2022
<br />UBS
<br />CD -WELLS FARGO NEV
<br />27389
<br />949495AA31
<br />245,000.00
<br />0.00
<br />245,000.00
<br />245,000
<br />161216B
<br />12/16/2022
<br />UBS
<br />CD-MERCANTIL COMM F
<br />22953
<br />58733ADQ9
<br />245,000.00
<br />0.00
<br />245,000,00
<br />2451000
<br />191219C
<br />12/19/2022
<br />UBS
<br />CD-MORGAN STANLY
<br />32992
<br />61690UQG8
<br />245,000.00
<br />245,000.00
<br />0.00
<br />245,000
<br />161208A
<br />4/1/2023
<br />UBS
<br />NEW HOPE CULTURAL ED TAX
<br />64542WAY6
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />150812
<br />6/1/2023
<br />UBS
<br />CHARLOTTE TAXABLE .
<br />161037L61
<br />300,000.00
<br />0.00
<br />300,000.00
<br />300,000
<br />191122B
<br />6/15/2023
<br />UBS
<br />CD-TOYOTA FINANCIAL
<br />57542
<br />89235MHI-17
<br />245,000.00
<br />245,000.00
<br />0.00
<br />245,000
<br />010328
<br />6/25/2023
<br />UBS
<br />FHG 14A
<br />312916PD5R
<br />2,000.00
<br />0.00
<br />2,000.00
<br />152,000
<br />180628
<br />6/28/2023
<br />UBS
<br />CD-COMENITY BANK
<br />27499
<br />981996UP3
<br />200,000.00
<br />0.00
<br />200,000.00
<br />200;000
<br />191230B
<br />6/30/2023
<br />UBS
<br />CD-RAYMOND JAMES
<br />33893
<br />75472RAR2
<br />•245,000,00
<br />0.00
<br />245,000.00
<br />245,000
<br />160830D
<br />8/24/2023
<br />UBS
<br />FNMA
<br />3136G32Y0
<br />250,000.00 ,
<br />250,000,00
<br />0.00
<br />250,000
<br />160830B
<br />8/28/2023
<br />UBS
<br />FHLNIC
<br />3134GAAKO
<br />300,000.00
<br />300,000+00
<br />0.00
<br />300,000
<br />190930
<br />9/30/2024
<br />UBS
<br />CD -JP MORGAN CHASE BANK
<br />481281CA5
<br />245,000.00
<br />245,000+00
<br />0.00
<br />245,000
<br />190118C
<br />1/18/2024
<br />UBS
<br />CD -CAPITAL ONE
<br />4297
<br />14042RLP4
<br />245,000.00
<br />0.00
<br />245,000.00
<br />245,000
<br />190118C
<br />1/18/2024
<br />UBS
<br />CD -CAPITAL ONE USA
<br />33954
<br />14042TAP2
<br />245,000.00 .
<br />0.00
<br />245,000+00
<br />245,000
<br />190315
<br />3/15/2024
<br />UBS
<br />CD-CONIENITY CAPITAL
<br />57570
<br />20033AS31
<br />245,000.00
<br />0.00
<br />245,000+00
<br />245,000
<br />190325
<br />3/25/2024
<br />UBS
<br />CD -BANK HAPOALINI
<br />33686
<br />06251AW48
<br />245,000.00
<br />0.00
<br />245,000.00
<br />245,000
<br />161018
<br />7/1/2024
<br />UBS
<br />SELMA ALA TAX
<br />816459QV6
<br />500,000.00
<br />0.00
<br />500,000.00
<br />500,000
<br />160726
<br />7/26/2024
<br />UBS
<br />FHLNIC
<br />3134G9N78
<br />500,000.00
<br />500,000.00
<br />0.00
<br />500,000
<br />180814
<br />8/16/2024
<br />UBS
<br />FHLB-STEP
<br />3130A8UZ4
<br />430,000,00
<br />430,000+00
<br />0,00
<br />430;000
<br />190828C
<br />8/28/2024
<br />UBS
<br />CD -FIRST OKLAHOMA BE
<br />12484
<br />335857BN7
<br />245,000.00 .
<br />245,000+00
<br />0.00
<br />245,000
<br />151009
<br />911 /2024
<br />UBS
<br />NJ ENVIRONMENTAL INFRASTRUCTUR
<br />645791 CAO
<br />270,000+00
<br />0.00
<br />270,000+00
<br />270,000
<br />190916
<br />9/16/2024
<br />UBS
<br />CD-JONESBORO ST BANI<
<br />9325
<br />4804OPFB6
<br />'245,000.00 .
<br />245,000,00
<br />0.00
<br />2
<br />}90918
<br />9/18/2024
<br />UBS
<br />CD -FIRST NATIONAL BAT
<br />4779
<br />334342CF7
<br />245,000,00
<br />0.00
<br />245,000.00
<br />2
<br />161026
<br />1011 /2024
<br />UBS
<br />HONOLULU TAX:
<br />4386705W7
<br />300,000+00
<br />0.00
<br />300,000+00
<br />300,000
<br />151023
<br />1011 /2024
<br />UBS
<br />MADISON TAXABLE
<br />55844RKN3
<br />640,000.00
<br />0,00
<br />640,000.00
<br />6401A000
<br />16I208B
<br />11/1/2024
<br />UBS
<br />MICHIGAN FIN AUTH REV
<br />59447TJX2
<br />250,000.00
<br />0.00
<br />250,000.00
<br />250,000
<br />191127
<br />1 1/27/2024
<br />UBS
<br />CD -STATE BANK INDIA 11
<br />33682
<br />856285RS2
<br />245,000,00
<br />0.00
<br />245,000.00
<br />245,000
<br />191107B
<br />12/1/2024
<br />UBS
<br />CORPUS CHRISTI TEX TRANS
<br />220228BK5
<br />400,000.00
<br />0.00
<br />400,000.00
<br />400,000
<br />190418
<br />12/5/2024
<br />UBS
<br />CD -DELTA NATIONAL B/
<br />26633
<br />2477RBD6
<br />•200,000.00
<br />0.00
<br />200,000+00
<br />200,000
<br />191220A
<br />12/20/2024
<br />UBS
<br />CD -TEXAS SECURITY
<br />58739
<br />88269AAU2
<br />245,000,00
<br />245,000.00
<br />0.00
<br />245,000
<br />191230A
<br />12/30/2024
<br />UBS
<br />CD-BRADFORD NATIONA
<br />3799
<br />104270AL7
<br />245,000+00
<br />245,000.00
<br />0.00
<br />245,000
<br />150311
<br />3/11/2025
<br />UBS
<br />CD-HBSC BANK
<br />57890
<br />40434ASB6
<br />240,000,00
<br />240,000.00
<br />0.00
<br />240,000
<br />160928
<br />3/28/2025
<br />UBS
<br />FHLB
<br />3130A9CN9
<br />300,000.00
<br />300,000.00
<br />0.00
<br />300,000.00
<br />180629C
<br />6/1/2025
<br />UBS
<br />MARYLAND STATE TAX
<br />57420PGRI
<br />300,000,00
<br />0.00
<br />300,000.00
<br />300,000
<br />190621
<br />6/20/2025
<br />UBS
<br />CD-CELTIC BANK
<br />57056
<br />15118RRB5
<br />245,000+00
<br />245,000.00
<br />0.00
<br />245,000
<br />PRINTED 1/0/2021
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